Vault-13

RED VIOLET INC RDVT

COM · Common Stock · CUSIP 75704L104

59 institutional holders +4 vs Q2 2023
7,836,4587.8m shares reported held*
56.2% of all shares outstanding*
$156.8mreported value*
5 new 23 added 18 reduced 1 sold out net bought ≈ $3.9m (+192.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 13.9m as of 2023-11-03, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $20.01. Options: 2 managers hold calls ($36.0k notional), 3 hold puts ($146.1k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 58Q4 22: 57Q1 23: 54Q2 23: 55Q3 23: 5959Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202258
Q4 202257
Q1 202354
Q2 202355
Q3 202359

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 30 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 20 cut or sold outQ1 23Q2 23: 32 bought or addedQ2 23: 18 cut or sold outQ2 23Q3 23: 28 bought or addedQ3 23: 19 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223026
Q1 20232420
Q2 20233218
Q3 20232819

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ4 22 calls: $0Q4 22 puts: $131.0kQ4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $28.8kQ2 23 puts: $121.4kQ2 23P/C 4.21Q3 23 calls: $36.0kQ3 23 puts: $146.1kQ3 23P/C 4.06
Numbers
QuarterCallsPutsP/C
Q4 2022$0$131.0k—
Q1 2023$0$0—
Q2 2023$28.8k$121.4k4.21
Q3 2023$36.0k$146.1k4.06

Biggest buyers

US BANCORP \DE\ New +128,000+128.0k
Venator Capital Management Ltd. New +20,863+20.9k
MILLENNIUM MANAGEMENT LLC New +17,992+18.0k
ASHFORD CAPITAL MANAGEMENT INC Added +15,134+15.1k
BlackRock Inc. Added +14,476+14.5k
WASATCH ADVISORS LP Added +9,148+9.1k
CITADEL ADVISORS LLC Added +6,996+7.0k
GEODE CAPITAL MANAGEMENT, LLC Added +6,747+6.7k
BANK OF AMERICA CORP /DE/ Added +5,855+5.9k
BNP PARIBAS FINANCIAL MARKETS Added +5,245+5.2k

Biggest sellers

GSA CAPITAL PARTNERS LLP Sold out -14,462-14.5k
TWO SIGMA ADVISERS, LP Reduced -9,800-9.8k
TWO SIGMA INVESTMENTS, LP Reduced -6,400-6.4k
Nantahala Capital Management, LLC Reduced -5,718-5.7k
CITIGROUP INC Reduced -3,312-3.3k
MORGAN STANLEY Reduced -3,138-3.1k
WELLS FARGO & COMPANY/MN Reduced -2,420-2.4k
Squarepoint Ops LLC Reduced -1,809-1.8k
UBS Group AG Reduced -1,250-1.2k
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM Reduced -1,248-1.2k

Biggest calls

CITADEL ADVISORS LLC Added $36.0k1.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $136.1k6.8k shares
GROUP ONE TRADING LLC Unchanged $10.0k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
WASATCH ADVISORS LP 13G · institution new · filed 2025-05-09 6.1% new 853.9k≈ $54.4m 2025-05-09
BlackRock, Inc. 13G · institution filed 2025-04-17 5.6% 784.6k≈ $50.0m 2025-04-17

Fell to 5% or below in the last year: Dubner Derek (3.6%, 2026-06-01), VANGUARD GROUP INC (0.0%, 2026-03-27)

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 21: 0 buyingQ4 21: 0 sellingQ1 22: 0 buyingQ1 22: 1 sellingQ1 22Q2 22: 1 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20210—0——
Q1 20220—1$352.9k—
Q2 20221$48.9k0——
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Trigran Investments, Inc. 4.49% of their portfolio NORTHBROOK, IL 2,103,2642.1m $42.1m $42.1m 4.49% Added +1.5k +1,518
2 Nantahala Capital Management, LLC 3.20% of their portfolio NEW CANAAN, CT 1,261,8961.3m $25.3m $25.3m 3.20% Reduced -5.7k -5,718
3 ASHFORD CAPITAL MANAGEMENT INC 3.62% of their portfolio WILMINGTON, DE 1,230,6001.2m $24.6m $24.6m 3.62% Added +15.1k +15,134
4 BlackRock Inc. 0.00% of their portfolio New York, NY 692,605692.6k $13.9m $13.9m 0.00% Added +14.5k +14,476
5 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 544,070544.1k $10.9m $10.9m 0.00% Added +4.2k +4,166
6 WASATCH ADVISORS LP 0.05% of their portfolio SALT LAKE CITY, UT 418,604418.6k $8.4m $8.4m 0.05% Added +9.1k +9,148
7 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 344,522344.5k $6.9m $6.9m 0.00% Reduced -431 -431
8 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 224,635224.6k $4.5m $4.5m 0.00% Added +6.7k +6,747
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 157,877157.9k $3.2m $3.2m 0.00% Added +1.6k +1,568
10 Meros Investment Management, LP 1.56% of their portfolio DALLAS, TX 143,288143.3k $2.9m $2.9m 1.56% Reduced -1.0k -1,000
11 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 128,000128.0k $2.6m $2.6m 0.00% New
12 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 104,757104.8k $2.1m $2.1m 0.00% Added +1.2k +1,246
13 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 97,61997.6k $2.0m $2.0m 0.00% Reduced -662 -662
14 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 56,84656.8k $1.1m $1.1m 0.00% Added +318 +318
15 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 44,69144.7k $894.3k $894.3k 0.00% Added +668 +668
16 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 32,09532.1k $642.2k $642.2k 0.00% Added +1.3k +1,323
17 KENNEDY CAPITAL MANAGEMENT LLC 0.01% of their portfolio ST LOUIS, MO 22,92122.9k $458.6k $458.6k 0.01% Added +538 +538
18 Venator Capital Management Ltd. 0.98% of their portfolio TORONTO, A6 20,86320.9k $417.5k $417.5k 0.98% New
19 ANCHOR CAPITAL ADVISORS LLC 0.01% of their portfolio Boston, MA 18,86118.9k $377.4k $377.4k 0.01% Unchanged
20 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 17,99218.0k $360.0k $360.0k 0.00% New
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,44514.4k $289.0k $289.0k 0.00% Added +7.0k +6,996
22 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 13,48113.5k $269.7k $269.7k 0.00% Reduced -228 -228
23 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 13,40813.4k $268.3k $268.3k 0.00% Unchanged
24 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 11,79611.8k $236.0k $236.0k 0.00% Unchanged
25 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 11,37311.4k $227.6k $227.6k 0.00% Reduced -6.4k -6,400
26 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 11,30011.3k $226.1k $226.1k 0.00% Reduced -9.8k -9,800
27 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 11,12511.1k $222.6k $222.6k 0.00% Reduced -1.8k -1,809
28 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 10,33410.3k $206.8k $206.8k 0.00% Added +5.2k +5,245
29 UBS Group AG 0.00% of their portfolio ZURICH, V8 9,2569.3k $185.2k $185.2k 0.00% Reduced -1.2k -1,250
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,5918.6k $171.9k $171.9k 0.00% Reduced -1.1k -1,077
31 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 8,2628.3k $165.3k $165.3k 0.00% Added +5.9k +5,855
32 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 7,1037.1k $142.1k $142.1k 0.00% Added +1.4k +1,370
33 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 6,5916.6k $131.9k $131.9k 0.00% Added +8 +8
34 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,8355.8k $116.8k $116.8k 0.00% Reduced -3.1k -3,138
35 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 5,5605.6k $111.3k $111.3k 0.00% Added +197 +197
36 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 5,1725.2k $103.5k $103.5k 0.00% Unchanged
37 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 2,4592.5k $49.2k $49.2k 0.00% Reduced -1.2k -1,248
38 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,2332.2k $44.7k $44.7k 0.00% Reduced -2.4k -2,420
39 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 2,0752.1k $41.5k $41.5k 0.00% Reduced -152 -152
40 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 1,6291.6k $33.0k $33.0k 0.00% Unchanged
41 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,6291.6k $33.0k $33.0k 0.00% Added +487 +487
42 Legal & General Group Plc 0.00% of their portfolio London, X0 1,1661.2k $23.3k $23.3k 0.00% Reduced -188 -188
43 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,0961.1k $21.9k $21.9k 0.00% Added +385 +385
44 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 941941 $18.0k $18.0k 0.00% New
45 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 679679 $13.6k $13.6k 0.00% Added +327 +327
46 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 666666 $13.3k $13.3k 0.00% Added +81 +81
47 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 631631 $12.6k $12.6k 0.00% Unchanged
48 FMR LLC 0.00% of their portfolio BOSTON, MA 516516 $10.3k $10.3k 0.00% Reduced -12 -12
49 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 480480 $9.6k $9.6k 0.00% Unchanged
50 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 200200 $4.0k $4.0k 0.00% Added +100 +100
51 Glass Jacobson Investment Advisors llc 0.00% of their portfolio OWINGS MILLS, MD 133133 $2.7k $2.7k 0.00% Unchanged
52 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 9090 $1.8k $1.8k 0.00% Unchanged
53 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 8989 $1.0k $1.0k 0.00% New
54 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 4444 $880 $880 0.00% Unchanged
55 RAFFA WEALTH MANAGEMENT, LLC 0.00% of their portfolio WASHINGTON, DC 4141 $820 $820 0.00% Unchanged
56 Covestor Ltd 0.00% of their portfolio LONDON, X0 1212 $0 $0 0.00% Reduced -3 -3
57 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 66 $120 $120 0.00% Unchanged
58 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 55 $100 $100 0.00% Reduced -3.3k -3,312
59 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged