Vault-13

RWT HLDGS INC RWT 5.75 10.01.25

NOTE 5.750%10/0 · US DOMESTIC · CUSIP 749772AD1

17 institutional holders -3 vs Q3 2024
4,020,0004.0m shares reported held*
$53.8mreported value*
3 new 1 added 2 reduced 7 sold out net sold ≈ $16.3m (+500.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.38.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 16Q4 22: 17Q1 23: 17Q2 23: 19Q3 23: 20Q4 23: 21Q1 24: 25Q2 24: 21Q3 24: 20Q4 24: 1717Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202216
Q4 202217
Q1 202317
Q2 202319
Q3 202320
Q4 202321
Q1 202425
Q2 202421
Q3 202420
Q4 202417

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q1 23: 9 bought or addedQ1 23: 5 cut or sold outQ2 23: 6 bought or addedQ2 23: 2 cut or sold outQ2 23Q3 23: 9 bought or addedQ3 23: 5 cut or sold outQ4 23: 6 bought or addedQ4 23: 6 cut or sold outQ4 23Q1 24: 8 bought or addedQ1 24: 7 cut or sold outQ2 24: 2 bought or addedQ2 24: 7 cut or sold outQ2 24Q3 24: 3 bought or addedQ3 24: 7 cut or sold outQ4 24: 4 bought or addedQ4 24: 9 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202395
Q2 202362
Q3 202395
Q4 202366
Q1 202487
Q2 202427
Q3 202437
Q4 202449

Biggest buyers

LORD, ABBETT & CO. LLC New +11,000,000+11.0m
PIPER SANDLER & CO. Added +500,000+500.0k
FINANCIAL MANAGEMENT NETWORK INC New +500,000+500.0k
STIFEL FINANCIAL CORP New +123,750+123.8k

Biggest sellers

SSI INVESTMENT MANAGEMENT LLC Sold out -7,650,000-7.7m
Fort Baker Capital Management LP Sold out -6,332,000-6.3m
Aequim Alternative Investments LP Sold out -4,250,000-4.2m
Walleye Capital LLC Sold out -3,500,000-3.5m
OAKTREE CAPITAL MANAGEMENT LP Reduced -3,174,000-3.2m
Russell Investments Group, Ltd. Sold out -2,264,000-2.3m
JPMORGAN CHASE & CO Sold out -1,400,000-1.4m
ROYAL BANK OF CANADA Reduced -10,000-10.0k
Context Capital Management, LLC Sold out -6,860-6.9k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 12,500,00012.5m $12.4m $12.4m 0.00% Unchanged
2 LORD, ABBETT & CO. LLC 0.03% of their portfolio JERSEY CITY, NJ 11,000,00011.0m $10.9m $10.9m 0.03% New
3 HBK INVESTMENTS L P 0.17% of their portfolio DALLAS, TX 9,056,0009.1m $9.0m $9.0m 0.17% Unchanged
4 PIPER SANDLER & CO. 4.44% of their portfolio MINNEAPOLIS, MN 5,885,0005.9m $5.8m $5.8m 4.44% Added +500.0k +500,000
5 Parallax Volatility Advisers, L.P. 0.11% of their portfolio San Francisco, CA 5,000,0005.0m $5.0m $5.0m 0.11% Unchanged
6 OAKTREE CAPITAL MANAGEMENT LP 0.09% of their portfolio LOS ANGELES, CA 4,710,0004.7m $4.7m $4.7m 0.09% Reduced -3.2m -3,174,000
7 WEITZ INVESTMENT MANAGEMENT, INC. 0.18% of their portfolio Omaha, NE 3,500,0003.5m $3.5m $3.5m 0.18% Unchanged
8 AVIVA PLC 0.00% of their portfolio LONDON, X0 1,400,0001.4m $1.4m $1.4m 0.00% Unchanged
9 FINANCIAL MANAGEMENT NETWORK INC 0.10% of their portfolio MISSION VIEJO, CA 500,000500.0k $495.0k $495.0k 0.10% New
10 CSS LLC/IL 0.03% of their portfolio CHICAGO, IL 471,000471.0k $469.8k $469.8k 0.03% Unchanged
11 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 123,750123.8k $123.8k $123.8k 0.00% New
12 BEACON INVESTMENT ADVISORS LLC 0.01% of their portfolio Gaithersburg, MD 20,00020.0k $19.8k $19.8k 0.01% Unchanged
13 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 15,00015.0k $14.8k $14.8k 0.00% Unchanged
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 15,00015.0k $15.0k $15.0k 0.00% Reduced -10.0k -10,000
15 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 12,00012.0k $11.9k $11.9k 0.00% Unchanged
16 YANKCOM Partnership 0.00% of their portfolio Yankton, SD 5,0005.0k $5.0k $5.0k 0.00% First filing
17 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged