Vault-13

RBB FD INC UTEN

US TREASR 10 YR · ETP · CUSIP 74933W536

18 institutional holders +6 vs Q2 2023
666,457666.5k shares reported held*
$28.6mreported value*
9 new 7 added 1 reduced 3 sold out net bought ≈ $7.2m (+168.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $42.85.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 5Q4 22: 9Q1 23: 12Q2 23: 12Q3 23: 1818Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 20225
Q4 20229
Q1 202312
Q2 202312
Q3 202318

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 6 bought or addedQ4 22: 2 cut or sold outQ4 22Q1 23: 8 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 8 bought or addedQ2 23: 6 cut or sold outQ2 23Q3 23: 16 bought or addedQ3 23: 4 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202262
Q1 202384
Q2 202386
Q3 2023164

Biggest buyers

JANE STREET GROUP, LLC New +59,746+59.7k
THOROUGHBRED FINANCIAL SERVICES, LLC Added +40,354+40.4k
Truadvice, LLC New +34,428+34.4k
CITADEL ADVISORS LLC New +28,558+28.6k
Cambridge Investment Research Advisors, Inc. New +12,491+12.5k
SG Americas Securities, LLC New +10,309+10.3k
Laird Norton Wetherby Trust Company, LLC New +9,500+9.5k
LPL Financial LLC New +7,582+7.6k
ALTFEST L J & CO INC Added +6,216+6.2k
Heck Capital Advisors, LLC Added +2,175+2.2k

Biggest sellers

FLOW TRADERS U.S. LLC Sold out -30,625-30.6k
AVANTAX ADVISORY SERVICES, INC. Reduced -13,298-13.3k
UBS Group AG Sold out -1,849-1.8k
WealthPLAN Partners, LLC Sold out -324-324

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALTFEST L J & CO INC 1.49% of their portfolio NEW YORK, NY 220,824220.8k $9.5m $9.5m 1.49% Added +6.2k +6,216
2 Heck Capital Advisors, LLC 0.82% of their portfolio Rhinelander, WI 103,395103.4k $4.4m $4.4m 0.82% Added +2.2k +2,175
3 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 59,74659.7k $2.6m $2.6m 0.00% New
4 THOROUGHBRED FINANCIAL SERVICES, LLC 0.22% of their portfolio BRENTWOOD, TN 52,38552.4k $2.2m $2.2m 0.22% Added +40.4k +40,354
5 Empirical Asset Management, LLC 1.86% of their portfolio WELLESLEY, MA 49,87949.9k $2.1m $2.1m 1.86% Added +1.9k +1,906
6 Stratos Wealth Advisors, LLC 0.13% of their portfolio BEACHWOOD, OH 44,52144.5k $1.9m $1.9m 0.13% Added +710 +710
7 Truadvice, LLC 0.58% of their portfolio SARASOTA, FL 34,42834.4k $1.5m $1.5m 0.58% New
8 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 28,55828.6k $1.2m $1.2m 0.00% New
9 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 16,33116.3k $700.1k $700.1k 0.01% Added +132 +132
10 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 12,49112.5k $535.0k $535.0k 0.00% New
11 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 10,30910.3k $442.0k $442.0k 0.01% New
12 Laird Norton Wetherby Trust Company, LLC 0.05% of their portfolio Seattle, WA 9,5009.5k $407.3k $407.3k 0.05% New
13 F/m Investments LLC 0.28% of their portfolio WASHINGTON, DC 8,8078.8k $377.6k $377.6k 0.28% Added +619 +619
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 7,5827.6k $325.0k $325.0k 0.00% New
15 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 7,5697.6k $324.5k $324.5k 0.00% Reduced -13.3k -13,298
16 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 130130 $5.0k $5.0k 0.00% New
17 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 22 $86 $86 0.00% New
18 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged