Vault-13

RBB FD INC UTWO

US TREASY 2 YR · ETP · CUSIP 74933W486

42 institutional holders +3 vs Q1 2023
3,151,5293.2m shares reported held*
$152.0mreported value*
8 new 19 added 7 reduced 5 sold out net bought ≈ $13.6m (+282.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $48.24.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 9Q4 22: 21Q1 23: 39Q2 23: 4242Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 20229
Q4 202221
Q1 202339
Q2 202342

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 4 cut or sold outQ4 22Q1 23: 35 bought or addedQ1 23: 7 cut or sold outQ1 23Q2 23: 27 bought or addedQ2 23: 12 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022184
Q1 2023357
Q2 20232712

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2k$4k$6kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $4.9kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$4.9k$00.00
Q1 2023$0$0—
Q2 2023$0$0—

Biggest buyers

JANE STREET GROUP, LLC Added +266,718+266.7k
Stratos Wealth Advisors, LLC Added +95,911+95.9k
Private Advisor Group, LLC Added +67,939+67.9k
LPL Financial LLC Added +48,982+49.0k
Boothe Investment Group, Inc. Added +15,270+15.3k
STIFEL FINANCIAL CORP New +10,654+10.7k
Wealthquest Corp Added +5,855+5.9k
Vontobel Holding Ltd. New +5,500+5.5k
Kestra Advisory Services, LLC Added +5,304+5.3k
Empirical Asset Management, LLC Added +5,115+5.1k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -99,104-99.1k
Tidal Investments LLC Sold out -64,308-64.3k
Brookstone Capital Management Sold out -45,825-45.8k
NewEdge Advisors, LLC Reduced -19,189-19.2k
SFG Wealth Management, LLC. Sold out -10,472-10.5k
GRIES FINANCIAL LLC Reduced -8,880-8.9k
Parallel Advisors, LLC Reduced -8,680-8.7k
GOLDMAN SACHS GROUP INC Sold out -5,928-5.9k
INDEPENDENT FINANCIAL GROUP, LLC Reduced -2,450-2.5k
Alpha Financial Partners LLC Reduced -1,940-1.9k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Wealthquest Corp 5.04% of their portfolio CINCINNATI, OH 874,326874.3k $42.2m $42.2m 5.04% Added +5.9k +5,855
2 Boothe Investment Group, Inc. 15.55% of their portfolio DOVER, DE 608,688608.7k $29.4m $29.4m 15.55% Added +15.3k +15,270
3 Private Advisor Group, LLC 0.19% of their portfolio MORRISTOWN, NJ 464,865464.9k $22.4m $22.4m 0.19% Added +67.9k +67,939
4 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 350,977351.0k $16.9m $16.9m 0.02% Added +266.7k +266,718
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 237,369237.4k $11.5m $11.5m 0.01% Added +49.0k +48,982
6 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 162,411162.4k $7.8m $7.8m 0.08% Added +5.3k +5,304
7 Stratos Wealth Advisors, LLC 0.35% of their portfolio BEACHWOOD, OH 102,976103.0k $5.0m $5.0m 0.35% Added +95.9k +95,911
8 Empirical Asset Management, LLC 3.56% of their portfolio WELLESLEY, MA 83,37483.4k $4.0m $4.0m 3.56% Added +5.1k +5,115
9 INDEPENDENT FINANCIAL GROUP, LLC 0.11% of their portfolio SAN DIEGO, CA 34,48034.5k $1.7m $1.7m 0.11% Reduced -2.5k -2,450
10 WBI INVESTMENTS, LLC 0.29% of their portfolio RED BANK, NJ 33,45833.5k $1.6m $1.6m 0.29% Added +40 +40
11 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 22,69622.7k $1.1m $1.1m 0.01% Reduced -19.2k -19,189
12 Alpha Financial Partners LLC 1.15% of their portfolio LEXINGTON, KY 22,44222.4k $1.1m $1.1m 1.15% Reduced -1.9k -1,940
13 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 18,72418.7k $903.2k $903.2k 0.00% Added +2.1k +2,073
14 Parallel Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 11,35711.4k $547.9k $547.9k 0.02% Reduced -8.7k -8,680
15 F/m Investments LLC 0.40% of their portfolio WASHINGTON, DC 11,21511.2k $541.0k $541.0k 0.40% Added +152 +152
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,65410.7k $513.9k $513.9k 0.00% New
17 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 10,55010.6k $513.9k $513.9k 0.00% Added +2.1k +2,150
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 8,7228.7k $420.7k $420.7k 0.00% Added +165 +165
19 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 8,3988.4k $405.1k $405.1k 0.00% Reduced -756 -756
20 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 7,6447.6k $368.7k $368.7k 0.02% Added +2.0k +1,978
21 Financial Guidance Group, Inc. 0.22% of their portfolio Palm Harbor, FL 6,3206.3k $304.9k $304.9k 0.22% Added +1.8k +1,796
22 BOOTHBAY FUND MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 6,2006.2k $299.1k $299.1k 0.01% Added +200 +200
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 6,1026.1k $294.4k $294.4k 0.00% Reduced -99.1k -99,104
24 Independent Advisor Alliance 0.01% of their portfolio CHARLOTTE, NC 6,0006.0k $289.4k $289.4k 0.01% Unchanged
25 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 5,5005.5k $265.3k $265.3k 0.00% New
26 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 5,3055.3k $255.9k $255.9k 0.00% Unchanged
27 GRIES FINANCIAL LLC 0.07% of their portfolio Cleveland, OH 5,3005.3k $255.7k $255.7k 0.07% Reduced -8.9k -8,880
28 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 4,2714.3k $206.0k $206.0k 0.00% New
29 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 4,1774.2k $201.5k $201.5k 0.01% New
30 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 4,0274.0k $194.3k $194.3k 0.01% Unchanged
31 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 3,5003.5k $168.8k $168.8k 0.00% New
32 WealthPLAN Partners, LLC 0.01% of their portfolio OMAHA, NE 2,0382.0k $98.3k $98.3k 0.01% Unchanged
33 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 1,6921.7k $81.0k $81.0k 0.00% Added +884 +884
34 MEITAV INVESTMENT HOUSE LTD 0.00% of their portfolio BENE-BERAQ, L3 1,4701.5k $70.9k $70.9k 0.00% New
35 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,2201.2k $58.9k $58.9k 0.00% Unchanged
36 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 1,0291.0k $49.7k $49.7k 0.00% Added +10 +10
37 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 662662 $31.9k $31.9k 0.00% Unchanged
38 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 600600 $28.9k $28.9k 0.00% Unchanged
39 West Branch Capital LLC 0.01% of their portfolio AMHERST, MA 507507 $24.4k $24.4k 0.01% Added +5 +5
40 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 183183 $8.8k $8.8k 0.00% New
41 Front Row Advisors LLC 0.00% of their portfolio TIBURON, CA 100100 $5.0k $5.0k 0.00% New
42 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged