Vault-13

QUMU CORP QUMU

COM · Common Stock · CUSIP 749063103

31 institutional holders +8 vs Q3 2022
7,254,2457.3m shares reported held*
$6.3mreported value*
10 new 3 added 9 reduced 2 sold out net bought ≈ $21.5k (+175.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.87. Options: 2 managers hold calls ($10.1k notional), 2 hold puts ($4.8k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 23Q4 22: 3131Q3 22Q4 22
Numbers
QuarterHolders
Q3 202223
Q4 202231

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5k$10k$15kQ3 22 calls: $1.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $10.1kQ4 22 puts: $4.8kQ4 22P/C 0.48
Numbers
QuarterCallsPutsP/C
Q3 2022$1.0k$00.00
Q4 2022$10.1k$4.8k0.48

Biggest buyers

Beryl Capital Management LLC New +915,749+915.7k
PenderFund Capital Management Ltd. New +151,046+151.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +90,572+90.6k
UBS Group AG New +57,775+57.8k
HRT FINANCIAL LP New +55,908+55.9k
Ergoteles LLC New +36,214+36.2k
Virtu Financial LLC New +23,608+23.6k
CITADEL ADVISORS LLC New +16,399+16.4k
Skandinaviska Enskilda Banken AB (publ) New +11,506+11.5k
PRUDENTIAL FINANCIAL INC New +10,200+10.2k

Biggest sellers

VANGUARD GROUP INC Reduced -452,912-452.9k
MORGAN STANLEY Reduced -452,748-452.7k
PERKINS CAPITAL MANAGEMENT INC Sold out -243,300-243.3k
RENAISSANCE TECHNOLOGIES LLC Reduced -37,300-37.3k
TWO SIGMA ADVISERS, LP Sold out -10,000-10.0k
JACOB ASSET MANAGEMENT OF NEW YORK LLC Reduced -5,340-5.3k
Keudell/Morrison Wealth Management Reduced -1,000-1.0k
Tower Research Capital LLC (TRC) Reduced -375-375
BlackRock Inc. Reduced -185-185
FEDERATED HERMES, INC. Reduced -76-76

Biggest calls

CITADEL ADVISORS LLC New $10.1k11.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $4.8k5.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HARBERT FUND ADVISORS, LLC 1.31% of their portfolio Birmingham, AL 1,695,7851.7m $1.5m $1.5m 1.31% Unchanged
2 Roumell Asset Management, LLC 2.46% of their portfolio CHEVY CHASE, MD 1,111,0611.1m $993.0k $993.0k 2.46% Unchanged
3 Beryl Capital Management LLC 0.33% of their portfolio REDONDO BEACH, CA 915,749915.7k $818.4k $818.4k 0.33% New
4 Bleichroeder LP 0.15% of their portfolio NEW YORK, NY 750,000750.0k $670.3k $670.3k 0.15% Unchanged
5 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 641,556641.6k $573.0k $573.0k 0.00% Reduced -37.3k -37,300
6 Crystalline Management Inc. 0.24% of their portfolio Montreal, Quebec, Z4 530,549530.5k $474.2k $474.2k 0.24% First filing
7 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 264,912264.9k $236.8k $236.8k 0.00% Reduced -452.9k -452,912
8 JACOB ASSET MANAGEMENT OF NEW YORK LLC 0.28% of their portfolio HERMOSA BEACH, CA 261,690261.7k $233.9k $233.9k 0.28% Reduced -5.3k -5,340
9 BlackRock Inc. 0.00% of their portfolio New York, NY 228,906228.9k $204.6k $204.6k 0.00% Reduced -185 -185
10 PenderFund Capital Management Ltd. 0.05% of their portfolio VANCOUVER, A1 151,046151.0k $183 $183 0.05% New
11 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 134,508134.5k $120.0k $120.0k 0.00% Added +8.7k +8,679
12 High Note Wealth, LLC 0.04% of their portfolio DEEPHAVEN, MN 96,56096.6k $86.3k $86.3k 0.04% Unchanged
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 90,57290.6k $80.9k $80.9k 0.00% New
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 57,77557.8k $51.4k $51.4k 0.00% New
15 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 55,90855.9k $49.0k $49.0k 0.00% New
16 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 48,00048.0k $42.9k $42.9k 0.00% Unchanged
17 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 40,03040.0k $35.8k $35.8k 0.00% Unchanged
18 Ergoteles LLC 0.00% of their portfolio NEW YORK, NY 36,21436.2k $32.4k $32.4k 0.00% New
19 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 24,60024.6k $22.0k $22.0k 0.00% Unchanged
20 Virtu Financial LLC 0.00% of their portfolio New York, NY 23,60823.6k $21.0k $21.0k 0.00% New
21 Keudell/Morrison Wealth Management 0.01% of their portfolio Salem, OR 23,00023.0k $20.6k $20.6k 0.01% Reduced -1.0k -1,000
22 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 16,39916.4k $14.7k $14.7k 0.00% New
23 Skandinaviska Enskilda Banken AB (publ) 0.00% of their portfolio STOCKHOLM, V7 11,50611.5k $10.0k $10.0k 0.00% New
24 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 10,91510.9k $9.8k $9.8k 0.00% Reduced -452.7k -452,748
25 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 10,77110.8k $9.6k $9.6k 0.00% Reduced -64 -64
26 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 10,31010.3k $9.0k $9.0k 0.00% Reduced -375 -375
27 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 10,20010.2k $9.1k $9.1k 0.00% New
28 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 1,3151.3k $1.0k $1.0k 0.00% Added +592 +592
29 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 690690 $617 $617 0.00% Reduced -76 -76
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 110110 $98 $98 0.00% Added +3 +3
31 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged