QUMU CORP QUMU
COM · Common Stock · CUSIP 749063103
31
institutional holders
+8 vs Q3 2022
7.3m
shares reported held*
$6.3mreported value*
10 new
3 added
9 reduced
2 sold out
net bought ≈ $21.5k (+175.0k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.87. Options: 2 managers hold calls ($10.1k notional), 2 hold puts ($4.8k).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 23 |
| Q4 2022 | 31 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $1.0k | $0 | 0.00 |
| Q4 2022 | $10.1k | $4.8k | 0.48 |
Biggest buyers
| Beryl Capital Management LLC | New | +915.7k |
| PenderFund Capital Management Ltd. | New | +151.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +90.6k |
| UBS Group AG | New | +57.8k |
| HRT FINANCIAL LP | New | +55.9k |
| Ergoteles LLC | New | +36.2k |
| Virtu Financial LLC | New | +23.6k |
| CITADEL ADVISORS LLC | New | +16.4k |
| Skandinaviska Enskilda Banken AB (publ) | New | +11.5k |
| PRUDENTIAL FINANCIAL INC | New | +10.2k |
Biggest sellers
| VANGUARD GROUP INC | Reduced | -452.9k |
| MORGAN STANLEY | Reduced | -452.7k |
| PERKINS CAPITAL MANAGEMENT INC | Sold out | -243.3k |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -37.3k |
| TWO SIGMA ADVISERS, LP | Sold out | -10.0k |
| JACOB ASSET MANAGEMENT OF NEW YORK LLC | Reduced | -5.3k |
| Keudell/Morrison Wealth Management | Reduced | -1.0k |
| Tower Research Capital LLC (TRC) | Reduced | -375 |
| BlackRock Inc. | Reduced | -185 |
| FEDERATED HERMES, INC. | Reduced | -76 |
Biggest calls
| CITADEL ADVISORS LLC | New | $10.1k11.3k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | New | $4.8k5.4k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| HARBERT FUND ADVISORS, LLC 1.31% of their portfolio | 1.7m $1.5m | Unchanged |
| Roumell Asset Management, LLC 2.46% of their portfolio | 1.1m $993.0k | Unchanged |
| Beryl Capital Management LLC 0.33% of their portfolio | 915.7k $818.4k | New |
| Bleichroeder LP 0.15% of their portfolio | 750.0k $670.3k | Unchanged |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 641.6k $573.0k | Reduced -37.3k |
| Crystalline Management Inc. 0.24% of their portfolio | 530.5k $474.2k | First filing |
| VANGUARD GROUP INC 0.00% of their portfolio | 264.9k $236.8k | Reduced -452.9k |
| JACOB ASSET MANAGEMENT OF NEW YORK LLC 0.28% of their portfolio | 261.7k $233.9k | Reduced -5.3k |
| BlackRock Inc. 0.00% of their portfolio | 228.9k $204.6k | Reduced -185 |
| PenderFund Capital Management Ltd. 0.05% of their portfolio | 151.0k $183 | New |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 134.5k $120.0k | Added +8.7k |
| High Note Wealth, LLC 0.04% of their portfolio | 96.6k $86.3k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 90.6k $80.9k | New |
| UBS Group AG 0.00% of their portfolio | 57.8k $51.4k | New |
| HRT FINANCIAL LP 0.00% of their portfolio | 55.9k $49.0k | New |
| STATE STREET CORP 0.00% of their portfolio | 48.0k $42.9k | Unchanged |
| NORTHERN TRUST CORP 0.00% of their portfolio | 40.0k $35.8k | Unchanged |
| Ergoteles LLC 0.00% of their portfolio | 36.2k $32.4k | New |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 24.6k $22.0k | Unchanged |
| Virtu Financial LLC 0.00% of their portfolio | 23.6k $21.0k | New |
| Keudell/Morrison Wealth Management 0.01% of their portfolio | 23.0k $20.6k | Reduced -1.0k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 16.4k $14.7k | New |
| Skandinaviska Enskilda Banken AB (publ) 0.00% of their portfolio | 11.5k $10.0k | New |
| MORGAN STANLEY 0.00% of their portfolio | 10.9k $9.8k | Reduced -452.7k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 10.8k $9.6k | Reduced -64 |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 10.3k $9.0k | Reduced -375 |
| PRUDENTIAL FINANCIAL INC 0.00% of their portfolio | 10.2k $9.1k | New |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 1.3k $1.0k | Added +592 |
| FEDERATED HERMES, INC. 0.00% of their portfolio | 690 $617 | Reduced -76 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 110 $98 | Added +3 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |