PUTNAM MUN OPPORTUNITIES TR PMO
SH BEN INT · Closed-End Fund · CUSIP 746922103
72
institutional holders
+0 vs Q2 2023
5.4m
shares reported held*
$49.7mreported value*
7 new
14 added
26 reduced
7 sold out
net bought ≈ $4.4m (+483.2k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.17.
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 74 |
| Q4 2022 | 67 |
| Q1 2023 | 69 |
| Q2 2023 | 72 |
| Q3 2023 | 72 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 24 | 31 |
| Q1 2023 | 28 | 22 |
| Q2 2023 | 28 | 29 |
| Q3 2023 | 21 | 33 |
Biggest buyers
| ROBINSON CAPITAL MANAGEMENT, LLC | New | +637.7k |
| ARS Wealth Advisors Group, LLC | New | +70.8k |
| Advisors Asset Management, Inc. | Added | +47.8k |
| AMERIPRISE FINANCIAL INC | Added | +45.7k |
| VAN ECK ASSOCIATES CORP | Added | +30.5k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Added | +26.7k |
| OSAIC HOLDINGS, INC. | Added | +23.3k |
| Indiana Trust & Investment Management Co | New | +21.5k |
| WOLVERINE ASSET MANAGEMENT LLC | Added | +18.8k |
| Creative Planning | New | +14.3k |
Biggest sellers
| COHEN & STEERS, INC. | Reduced | -97.0k |
| CLOUGH CAPITAL PARTNERS L P | Sold out | -45.4k |
| SMITH, MOORE & CO. | Reduced | -41.4k |
| BANK OF AMERICA CORP /DE/ | Reduced | -37.7k |
| WELLS FARGO & COMPANY/MN | Reduced | -31.8k |
| IFP Advisors, Inc | Reduced | -26.1k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -25.4k |
| Quarry LP | Sold out | -20.2k |
| MILLENNIUM MANAGEMENT LLC | Reduced | -16.6k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Reduced | -16.5k |
Insider purchases and sales in Q3 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
BuyingSelling
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 0 | — | 0 | — | — |
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 2 | $2.0k | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 1 | $999 | 0 | — | — |
| Q3 2023 | 1 | $350.0k | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2023-07-11 | Cooper Aaron M EVP & Chief Operating Officer · Closed-end Fund | Bought | $2.2k213 shares |
| 2023-07-10 | Cooper Aaron M EVP & Chief Operating Officer · Closed-end Fund | Bought | $130.7k12.7k shares |
| 2023-07-07 | Cooper Aaron M EVP & Chief Operating Officer · Closed-end Fund | Bought | $142.1k14.0k shares |
| 2023-07-06 | Cooper Aaron M EVP & Chief Operating Officer · Closed-end Fund | Bought | $75.0k7.4k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 786.5k $7.2m | Added +45.7k |
| ROBINSON CAPITAL MANAGEMENT, LLC 2.53% of their portfolio | 637.7k $5.7m | New |
| MELFA WEALTH MANAGEMENT, INC. 4.84% of their portfolio | 484.3k $4.5m | Reduced -1.9k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 380.3k $3.5m | Reduced -25.4k |
| UBS Group AG 0.00% of their portfolio | 230.6k $2.1m | Added +11.3k |
| MORGAN STANLEY 0.00% of their portfolio | 225.1k $2.1m | Reduced -9.3k |
| VAN ECK ASSOCIATES CORP 0.00% of their portfolio | 204.6k $1.9m | Added +30.5k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 194.2k $1.8m | Reduced -37.7k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 163.5k $1.5m | Reduced -7.9k |
| Advisors Asset Management, Inc. 0.03% of their portfolio | 148.1k $1.4m | Added +47.8k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 140.8k $1.3m | Added +23.3k |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 130.5k $1.2m | Reduced -11.9k |
| Invesco Ltd. 0.00% of their portfolio | 120.2k $1.1m | Added +4.2k |
| Capital Investment Advisors, LLC 0.03% of their portfolio | 114.6k $1.1m | Reduced -3.7k |
| Nova R Wealth, Inc. 0.64% of their portfolio | 100.0k $920.0k | Unchanged |
| ARS Wealth Advisors Group, LLC 0.11% of their portfolio | 70.8k $651.7k | New |
| Baird Financial Group, Inc. 0.00% of their portfolio | 68.3k $628.2k | Reduced -1.4k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 67.8k $623.7k | Added +26.7k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 65.3k $600.8k | Reduced -4.4k |
| 1ST SOURCE BANK 0.04% of their portfolio | 65.2k $599.9k | Reduced -16.3k |
| LPL Financial LLC 0.00% of their portfolio | 61.3k $564.2k | Reduced -1.2k |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 55.3k $509.2k | Reduced -16.4k |
| WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio | 55.2k $507.7k | Added +18.8k |
| COHEN & STEERS, INC. 0.00% of their portfolio | 53.9k $496.0k | Reduced -97.0k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 52.2k $480.0k | Reduced -945 |
| GOODWIN DANIEL L 0.23% of their portfolio | 51.9k $477.2k | Unchanged |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 44.2k $407.1k | Reduced -16.6k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 39.0k $358.7k | Reduced -31.8k |
| SMITH, MOORE & CO. 0.04% of their portfolio | 35.3k $324.9k | Reduced -41.4k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 34.2k $314.6k | Reduced -16.0k |
| TECTONIC ADVISORS LLC 0.03% of their portfolio | 33.6k $309.2k | Reduced -4.6k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.04% of their portfolio | 32.6k $300.3k | Reduced -16.5k |
| Relative Value Partners Group, LLC 0.02% of their portfolio | 32.0k $294.4k | Unchanged |
| TWIN FOCUS CAPITAL PARTNERS, LLC 0.06% of their portfolio | 31.3k $287.9k | Unchanged |
| GILL CAPITAL PARTNERS, LLC 0.13% of their portfolio | 30.8k $283.6k | Unchanged |
| IFP Advisors, Inc 0.01% of their portfolio | 26.6k $244.9k | Reduced -26.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 26.0k $239.0k | Reduced -5.4k |
| Cresset Asset Management, LLC 0.00% of their portfolio | 21.9k $202.2k | Unchanged |
| Indiana Trust & Investment Management Co 0.10% of their portfolio | 21.5k $197.8k | New |
| Ellis Investment Partners, LLC 0.04% of their portfolio | 18.4k $169.3k | Added +189 |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 16.2k $149.4k | Added +693 |
| Collaborative Wealth Managment Inc. 0.08% of their portfolio | 15.3k $141.0k | Unchanged |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 14.6k $133.9k | Added +150 |
| Creative Planning 0.00% of their portfolio | 14.3k $131.3k | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 13.8k $127.4k | Reduced -689 |
| Saba Capital Management, L.P. 0.00% of their portfolio | 13.0k $120.0k | Unchanged |
| INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio | 12.6k $116.0k | Unchanged |
| STALEY CAPITAL ADVISERS INC 0.01% of their portfolio | 12.5k $115.0k | Unchanged |
| Successful Portfolios LLC 0.10% of their portfolio | 12.4k $114.3k | Unchanged |
| Moors & Cabot, Inc. 0.01% of their portfolio | 12.2k $112.6k | Added +90 |
| Farther Finance Advisors, LLC 0.02% of their portfolio | 12.1k $111.4k | Added +2.8k |
| Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio | 12.0k $110.4k | Unchanged |
| Private Wealth Advisors, LLC 0.05% of their portfolio | 11.8k $108.3k | Unchanged |
| RFG Advisory, LLC 0.00% of their portfolio | 11.2k $102.7k | Unchanged |
| Dynamic Advisor Solutions LLC 0.00% of their portfolio | 11.1k $102.5k | Unchanged |
| Cetera Investment Advisers 0.00% of their portfolio | 10.9k $100.0k | Reduced -39 |
| Beacon Pointe Advisors, LLC 0.00% of their portfolio | 10.6k $97.3k | New |
| Seelaus Asset Management LLC 0.11% of their portfolio | 10.5k $96.5k | Unchanged |
| Sonora Investment Management Group, LLC 0.01% of their portfolio | 10.0k $92.0k | Unchanged |
| Avior Wealth Management, LLC 0.01% of their portfolio | 9.9k $91.3k | Reduced -3.4k |
| US BANCORP \DE\ 0.00% of their portfolio | 4.5k $41.8k | Unchanged |
| COMERICA BANK 0.00% of their portfolio | 4.4k $40.8k | New |
| ST GERMAIN D J CO INC 0.00% of their portfolio | 3.0k $27.6k | Unchanged |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 2.5k $23.4k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 1.5k $14.0k | Reduced -592 |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 1.4k $13.0k | Unchanged |
| Mascoma Wealth Management LLC 0.00% of their portfolio | 1.2k $11.0k | Unchanged |
| Anchor Investment Management, LLC 0.00% of their portfolio | 1.0k $9.2k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 521 $4.8k | Unchanged |
| FNY Investment Advisers, LLC 0.00% of their portfolio | 400 $3.0k | Added +100 |
| Global Retirement Partners, LLC 0.00% of their portfolio | 348 $3.1k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |