PUTNAM MUN OPPORTUNITIES TR PMO
SH BEN INT · Closed-End Fund · CUSIP 746922103
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.22.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 74 |
| Q4 2022 | 67 |
| Q1 2023 | 69 |
| Q2 2023 | 72 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 24 | 31 |
| Q1 2023 | 28 | 22 |
| Q2 2023 | 28 | 29 |
Biggest buyers
| UBS Group AG | Added | +174.7k |
| COHEN & STEERS, INC. | Added | +113.2k |
| Advisors Asset Management, Inc. | New | +100.3k |
| MILLENNIUM MANAGEMENT LLC | New | +60.8k |
| VAN ECK ASSOCIATES CORP | Added | +52.8k |
| CLOUGH CAPITAL PARTNERS L P | New | +45.4k |
| Invesco Ltd. | Added | +28.8k |
| WOLVERINE ASSET MANAGEMENT LLC | Added | +23.4k |
| Baird Financial Group, Inc. | Added | +23.4k |
| Cresset Asset Management, LLC | New | +21.9k |
Biggest sellers
| AMERIPRISE FINANCIAL INC | Reduced | -70.7k |
| LPL Financial LLC | Reduced | -66.0k |
| MORGAN STANLEY | Reduced | -32.5k |
| Relative Value Partners Group, LLC | Reduced | -32.0k |
| INDEPENDENT FINANCIAL GROUP, LLC | Reduced | -24.2k |
| WELLS FARGO & COMPANY/MN | Reduced | -22.7k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -19.8k |
| ROBINSON CAPITAL MANAGEMENT, LLC | Sold out | -19.1k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -16.5k |
| Capital Analysts, LLC | Sold out | -14.3k |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 0 | — | 0 | — | — |
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 2 | $2.0k | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 1 | $999 | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2023-06-05 | Singh Manoj P Director · Closed-end Fund | Bought | $999101 shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 740.7k $7.6m | Reduced -70.7k |
| MELFA WEALTH MANAGEMENT, INC. 5.03% of their portfolio | 486.2k $5.0m | Added +1.5k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 405.7k $4.1m | Added +1.1k |
| MORGAN STANLEY 0.00% of their portfolio | 234.4k $2.4m | Reduced -32.5k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 231.9k $2.4m | Added +20.9k |
| UBS Group AG 0.00% of their portfolio | 219.3k $2.2m | Added +174.7k |
| VAN ECK ASSOCIATES CORP 0.00% of their portfolio | 174.1k $1.8m | Added +52.8k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 171.3k $1.7m | Reduced -19.8k |
| COHEN & STEERS, INC. 0.00% of their portfolio | 150.9k $1.5m | Added +113.2k |
| Rockefeller Capital Management L.P. 0.01% of their portfolio | 142.4k $1.5m | First filing |
| Capital Investment Advisors, LLC 0.04% of their portfolio | 118.3k $1.2m | Reduced -377 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 117.5k $1.2m | Reduced -232 |
| Invesco Ltd. 0.00% of their portfolio | 116.0k $1.2m | Added +28.8k |
| Advisors Asset Management, Inc. 0.02% of their portfolio | 100.3k $1.0m | New |
| Nova R Wealth, Inc. 0.69% of their portfolio | 100.0k $1.0m | Reduced -690 |
| 1ST SOURCE BANK 0.05% of their portfolio | 81.5k $832.1k | Reduced -6.0k |
| SMITH, MOORE & CO. 0.10% of their portfolio | 76.7k $783.5k | Reduced -4.7k |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 71.7k $732.4k | Added +3.5k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 70.8k $723.0k | Reduced -22.7k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 69.7k $711.2k | Reduced -16.5k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 69.6k $711.0k | Added +23.4k |
| LPL Financial LLC 0.00% of their portfolio | 62.5k $638.1k | Reduced -66.0k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 60.8k $620.9k | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 53.1k $542.0k | Added +5.5k |
| IFP Advisors, Inc 0.01% of their portfolio | 52.7k $576.5k | Added +16.8k |
| GOODWIN DANIEL L 0.25% of their portfolio | 51.9k $529.6k | Unchanged |
| NewEdge Advisors, LLC 0.01% of their portfolio | 50.2k $512.5k | Reduced -8.9k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.07% of their portfolio | 49.1k $501.3k | Added +20.0k |
| CLOUGH CAPITAL PARTNERS L P 0.05% of their portfolio | 45.4k $463.5k | New |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 41.1k $419.4k | Reduced -8.7k |
| TECTONIC ADVISORS LLC 0.05% of their portfolio | 38.2k $390.2k | Added +458 |
| WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio | 36.4k $371.6k | Added +23.4k |
| Relative Value Partners Group, LLC 0.02% of their portfolio | 32.0k $326.7k | Reduced -32.0k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 31.4k $321.0k | Reduced -2.2k |
| TWIN FOCUS CAPITAL PARTNERS, LLC 0.06% of their portfolio | 31.3k $319.5k | Unchanged |
| GILL CAPITAL PARTNERS, LLC 0.13% of their portfolio | 30.8k $314.7k | Unchanged |
| Cresset Asset Management, LLC 0.00% of their portfolio | 21.9k $224.4k | New |
| Quarry LP 0.13% of their portfolio | 20.2k $206.2k | New |
| Ellis Investment Partners, LLC 0.05% of their portfolio | 18.2k $186.0k | Added +217 |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 15.5k $158.7k | Added +8 |
| Collaborative Wealth Managment Inc. 0.09% of their portfolio | 15.3k $156.5k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 14.5k $148.4k | New |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 14.4k $147.1k | Reduced -6.2k |
| Avior Wealth Management, LLC 0.01% of their portfolio | 13.3k $135.9k | Reduced -20 |
| Saba Capital Management, L.P. 0.00% of their portfolio | 13.0k $133.2k | New |
| INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio | 12.6k $128.7k | Reduced -24.2k |
| STALEY CAPITAL ADVISERS INC 0.01% of their portfolio | 12.5k $127.6k | Unchanged |
| Successful Portfolios LLC 0.11% of their portfolio | 12.4k $126.9k | Unchanged |
| Moors & Cabot, Inc. 0.01% of their portfolio | 12.2k $124.1k | Added +1.1k |
| Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio | 12.0k $122.5k | Unchanged |
| Private Wealth Advisors, LLC 0.05% of their portfolio | 11.8k $120.2k | Unchanged |
| Olde Wealth Management, LLC 0.05% of their portfolio | 11.2k $116.0k | Unchanged |
| RFG Advisory, LLC 0.01% of their portfolio | 11.2k $114.0k | Unchanged |
| Dynamic Advisor Solutions LLC 0.01% of their portfolio | 11.1k $113.8k | Unchanged |
| Cetera Investment Advisers 0.00% of their portfolio | 10.9k $111.3k | Reduced -1.0k |
| Seelaus Asset Management LLC 0.08% of their portfolio | 10.5k $107.0k | Unchanged |
| Sonora Investment Management Group, LLC 0.01% of their portfolio | 10.0k $102.1k | Unchanged |
| Farther Finance Advisors, LLC 0.02% of their portfolio | 9.4k $95.5k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 6.3k $63.9k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 4.5k $46.4k | Unchanged |
| Cullen/Frost Bankers, Inc. 0.00% of their portfolio | 4.2k $42.5k | New |
| ST GERMAIN D J CO INC 0.00% of their portfolio | 3.0k $30.6k | First filing |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 2.5k $25.9k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 2.5k $25.7k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 2.1k $22.0k | Added +7 |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 1.4k $14.4k | Unchanged |
| Mascoma Wealth Management LLC 0.00% of their portfolio | 1.2k $11.9k | Unchanged |
| Anchor Investment Management, LLC 0.00% of their portfolio | 1.0k $10.2k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 521 $5.3k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 449 $4.6k | New |
| FNY Investment Advisers, LLC 0.00% of their portfolio | 300 $3.0k | Reduced -400 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |