Vault-13

PUTNAM MUN OPPORTUNITIES TR PMO

SH BEN INT · Closed-End Fund · CUSIP 746922103

72 institutional holders +3 vs Q1 2023
4,940,3534.9m shares reported held*
$50.5mreported value*
10 new 18 added 20 reduced 9 sold out net bought ≈ $3.8m (+373.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.22.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 74Q4 22: 67Q1 23: 69Q2 23: 7272Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202274
Q4 202267
Q1 202369
Q2 202372

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 24 bought or addedQ4 22: 31 cut or sold outQ4 22Q1 23: 28 bought or addedQ1 23: 22 cut or sold outQ1 23Q2 23: 28 bought or addedQ2 23: 29 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222431
Q1 20232822
Q2 20232829

Biggest buyers

UBS Group AG Added +174,685+174.7k
COHEN & STEERS, INC. Added +113,217+113.2k
Advisors Asset Management, Inc. New +100,296+100.3k
MILLENNIUM MANAGEMENT LLC New +60,814+60.8k
VAN ECK ASSOCIATES CORP Added +52,768+52.8k
CLOUGH CAPITAL PARTNERS L P New +45,400+45.4k
Invesco Ltd. Added +28,782+28.8k
WOLVERINE ASSET MANAGEMENT LLC Added +23,436+23.4k
Baird Financial Group, Inc. Added +23,385+23.4k
Cresset Asset Management, LLC New +21,900+21.9k

Biggest sellers

AMERIPRISE FINANCIAL INC Reduced -70,682-70.7k
LPL Financial LLC Reduced -66,009-66.0k
MORGAN STANLEY Reduced -32,536-32.5k
Relative Value Partners Group, LLC Reduced -32,000-32.0k
INDEPENDENT FINANCIAL GROUP, LLC Reduced -24,224-24.2k
WELLS FARGO & COMPANY/MN Reduced -22,736-22.7k
RAYMOND JAMES & ASSOCIATES Reduced -19,779-19.8k
ROBINSON CAPITAL MANAGEMENT, LLC Sold out -19,063-19.1k
Raymond James Financial Services Advisors, Inc. Reduced -16,469-16.5k
Capital Analysts, LLC Sold out -14,325-14.3k

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 0 buyingQ4 21: 0 sellingQ4 21Q1 22: 0 buyingQ1 22: 0 sellingQ2 22: 0 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 2 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 1 buyingQ2 23: 0 sellingQ2 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20210—0——
Q4 20210—0——
Q1 20220—0——
Q2 20220—0——
Q3 20220—0——
Q4 20222$2.0k0——
Q1 20230—0——
Q2 20231$9990——
DateInsiderTradeSharesPrice ValueTheir holding
2023-06-05 Singh Manoj P Director · Closed-end Fund Bought 101 $9.89 $999101 shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 740,735740.7k $7.6m $7.6m 0.00% Reduced -70.7k -70,682
2 MELFA WEALTH MANAGEMENT, INC. 5.03% of their portfolio WESTBOROUGH, MA 486,214486.2k $5.0m $5.0m 5.03% Added +1.5k +1,465
3 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 405,651405.7k $4.1m $4.1m 0.01% Added +1.1k +1,128
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 234,431234.4k $2.4m $2.4m 0.00% Reduced -32.5k -32,536
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 231,921231.9k $2.4m $2.4m 0.00% Added +20.9k +20,921
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 219,344219.3k $2.2m $2.2m 0.00% Added +174.7k +174,685
7 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 174,130174.1k $1.8m $1.8m 0.00% Added +52.8k +52,768
8 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 171,346171.3k $1.7m $1.7m 0.00% Reduced -19.8k -19,779
9 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 150,923150.9k $1.5m $1.5m 0.00% Added +113.2k +113,217
10 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 142,404142.4k $1.5m $1.5m 0.01% First filing
11 Capital Investment Advisors, LLC 0.04% of their portfolio ATLANTA, GA 118,272118.3k $1.2m $1.2m 0.04% Reduced -377 -377
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 117,485117.5k $1.2m $1.2m 0.00% Reduced -232 -232
13 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 116,036116.0k $1.2m $1.2m 0.00% Added +28.8k +28,782
14 Advisors Asset Management, Inc. 0.02% of their portfolio Monument, CO 100,296100.3k $1.0m $1.0m 0.02% New
15 Nova R Wealth, Inc. 0.69% of their portfolio OVERLAND PARK, KS 99,997100.0k $1.0m $1.0m 0.69% Reduced -690 -690
16 1ST SOURCE BANK 0.05% of their portfolio SOUTH BEND, IN 81,50381.5k $832.1k $832.1k 0.05% Reduced -6.0k -5,979
17 SMITH, MOORE & CO. 0.10% of their portfolio CLAYTON, MO 76,73776.7k $783.5k $783.5k 0.10% Reduced -4.7k -4,748
18 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 71,73571.7k $732.4k $732.4k 0.01% Added +3.5k +3,524
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 70,80970.8k $723.0k $723.0k 0.00% Reduced -22.7k -22,736
20 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 69,66169.7k $711.2k $711.2k 0.00% Reduced -16.5k -16,469
21 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 69,63769.6k $711.0k $711.0k 0.00% Added +23.4k +23,385
22 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 62,50262.5k $638.1k $638.1k 0.00% Reduced -66.0k -66,009
23 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 60,81460.8k $620.9k $620.9k 0.00% New
24 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 53,09953.1k $542.0k $542.0k 0.00% Added +5.5k +5,517
25 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 52,69252.7k $576.5k $576.5k 0.01% Added +16.8k +16,781
26 GOODWIN DANIEL L 0.25% of their portfolio Oak Brook, IL 51,86651.9k $529.6k $529.6k 0.25% Unchanged
27 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 50,20050.2k $512.5k $512.5k 0.01% Reduced -8.9k -8,931
28 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.07% of their portfolio Englewood, NJ 49,09649.1k $501.3k $501.3k 0.07% Added +20.0k +19,992
29 CLOUGH CAPITAL PARTNERS L P 0.05% of their portfolio Boston, MA 45,40045.4k $463.5k $463.5k 0.05% New
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 41,07341.1k $419.4k $419.4k 0.00% Reduced -8.7k -8,742
31 TECTONIC ADVISORS LLC 0.05% of their portfolio FRISCO, TX 38,21738.2k $390.2k $390.2k 0.05% Added +458 +458
32 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 36,39936.4k $371.6k $371.6k 0.01% Added +23.4k +23,436
33 Relative Value Partners Group, LLC 0.02% of their portfolio NORTHBROOK, IL 32,00032.0k $326.7k $326.7k 0.02% Reduced -32.0k -32,000
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 31,40931.4k $321.0k $321.0k 0.00% Reduced -2.2k -2,195
35 TWIN FOCUS CAPITAL PARTNERS, LLC 0.06% of their portfolio Boston, MA 31,29431.3k $319.5k $319.5k 0.06% Unchanged
36 GILL CAPITAL PARTNERS, LLC 0.13% of their portfolio DENVER, CO 30,82730.8k $314.7k $314.7k 0.13% Unchanged
37 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 21,90021.9k $224.4k $224.4k 0.00% New
38 Quarry LP 0.13% of their portfolio NEW YORK, NY 20,20020.2k $206.2k $206.2k 0.13% New
39 Ellis Investment Partners, LLC 0.05% of their portfolio Berwyn, PA 18,21518.2k $186.0k $186.0k 0.05% Added +217 +217
40 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 15,48915.5k $158.7k $158.7k 0.00% Added +8 +8
41 Collaborative Wealth Managment Inc. 0.09% of their portfolio LAKE MARY, FL 15,32415.3k $156.5k $156.5k 0.09% Unchanged
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,53614.5k $148.4k $148.4k 0.00% New
43 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 14,40314.4k $147.1k $147.1k 0.00% Reduced -6.2k -6,184
44 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 13,31513.3k $135.9k $135.9k 0.01% Reduced -20 -20
45 Saba Capital Management, L.P. 0.00% of their portfolio NEW YORK, NY 13,04213.0k $133.2k $133.2k 0.00% New
46 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 12,60812.6k $128.7k $128.7k 0.01% Reduced -24.2k -24,224
47 STALEY CAPITAL ADVISERS INC 0.01% of their portfolio PITTSBURGH, PA 12,50012.5k $127.6k $127.6k 0.01% Unchanged
48 Successful Portfolios LLC 0.11% of their portfolio CLEARWATER, FL 12,42812.4k $126.9k $126.9k 0.11% Unchanged
49 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 12,15012.2k $124.1k $124.1k 0.01% Added +1.1k +1,103
50 Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 12,00012.0k $122.5k $122.5k 0.01% Unchanged
51 Private Wealth Advisors, LLC 0.05% of their portfolio Fresno, CA 11,77411.8k $120.2k $120.2k 0.05% Unchanged
52 Olde Wealth Management, LLC 0.05% of their portfolio SAMMAMISH, WA 11,25011.2k $116.0k $116.0k 0.05% Unchanged
53 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 11,16511.2k $114.0k $114.0k 0.01% Unchanged
54 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 11,14211.1k $113.8k $113.8k 0.01% Unchanged
55 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 10,90410.9k $111.3k $111.3k 0.00% Reduced -1.0k -1,016
56 Seelaus Asset Management LLC 0.08% of their portfolio CHATHAM, NJ 10,48810.5k $107.0k $107.0k 0.08% Unchanged
57 Sonora Investment Management Group, LLC 0.01% of their portfolio TUCSON, AZ 10,00010.0k $102.1k $102.1k 0.01% Unchanged
58 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 9,3569.4k $95.5k $95.5k 0.02% New
59 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,2556.3k $63.9k $63.9k 0.00% Unchanged
60 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,5454.5k $46.4k $46.4k 0.00% Unchanged
61 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 4,1654.2k $42.5k $42.5k 0.00% New
62 ST GERMAIN D J CO INC 0.00% of their portfolio SPRINGFIELD, MA 3,0003.0k $30.6k $30.6k 0.00% First filing
63 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 2,5392.5k $25.9k $25.9k 0.00% Unchanged
64 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,5142.5k $25.7k $25.7k 0.00% Unchanged
65 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,1222.1k $22.0k $22.0k 0.00% Added +7 +7
66 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,4081.4k $14.4k $14.4k 0.00% Unchanged
67 Mascoma Wealth Management LLC 0.00% of their portfolio HANOVER, NH 1,1911.2k $11.9k $11.9k 0.00% Unchanged
68 Anchor Investment Management, LLC 0.00% of their portfolio COLUMBIA, SC 1,0001.0k $10.2k $10.2k 0.00% Unchanged
69 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 521521 $5.3k $5.3k 0.00% Unchanged
70 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 449449 $4.6k $4.6k 0.00% New
71 FNY Investment Advisers, LLC 0.00% of their portfolio NEW YORK, NY 300300 $3.0k $3.0k 0.00% Reduced -400 -400
72 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged