PUTNAM MUN OPPORTUNITIES TR PMO
SH BEN INT · Closed-End Fund · CUSIP 746922103
69
institutional holders
+2 vs Q4 2022
4.4m
shares reported held*
$45.8mreported value*
8 new
20 added
16 reduced
6 sold out
net bought ≈ $866.8k (+82.8k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.36.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 74 |
| Q4 2022 | 67 |
| Q1 2023 | 69 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 24 | 31 |
| Q1 2023 | 28 | 22 |
Biggest buyers
| AMERIPRISE FINANCIAL INC | Added | +107.8k |
| COHEN & STEERS, INC. | New | +37.7k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | New | +29.1k |
| Relative Value Partners Group, LLC | Added | +28.0k |
| Raymond James Financial Services Advisors, Inc. | Added | +22.1k |
| ROBINSON CAPITAL MANAGEMENT, LLC | New | +19.1k |
| MORGAN STANLEY | Added | +14.2k |
| WOLVERINE ASSET MANAGEMENT LLC | New | +13.0k |
| VAN ECK ASSOCIATES CORP | Added | +12.3k |
| STIFEL FINANCIAL CORP | Added | +6.5k |
Biggest sellers
| BANK OF AMERICA CORP /DE/ | Reduced | -74.4k |
| UBS Group AG | Reduced | -39.3k |
| Invesco Ltd. | Reduced | -27.1k |
| Wealthcare Advisory Partners LLC | Sold out | -15.4k |
| IFP Advisors, Inc | Reduced | -13.7k |
| IBEX WEALTH ADVISORS | Sold out | -11.3k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -11.3k |
| AlphaCentric Advisors LLC | Reduced | -10.0k |
| BlackRock Inc. | Sold out | -9.2k |
| Worth Asset Management, LLC | Sold out | -6.2k |
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
BuyingSelling
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 0 | — | 0 | — | — |
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 2 | $2.0k | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
None reported in Q1 2023.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 811.4k $8.4m | Added +107.8k |
| MELFA WEALTH MANAGEMENT, INC. 5.02% of their portfolio | 484.7k $5.0m | Added +5.1k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 404.5k $4.2m | Reduced -11.3k |
| MORGAN STANLEY 0.00% of their portfolio | 267.0k $2.8m | Added +14.2k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 211.0k $2.2m | Reduced -74.4k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 191.1k $2.0m | Added +2.1k |
| LPL Financial LLC 0.00% of their portfolio | 128.5k $1.3m | Added +6.2k |
| VAN ECK ASSOCIATES CORP 0.00% of their portfolio | 121.4k $1.3m | Added +12.3k |
| Capital Investment Advisors, LLC 0.04% of their portfolio | 118.6k $1.2m | Added +4 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 117.7k $1.2m | Added +562 |
| Nova R Wealth, Inc. 0.71% of their portfolio | 100.7k $1.0m | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 93.5k $969.1k | Reduced -4.0k |
| 1ST SOURCE BANK 0.06% of their portfolio | 87.5k $906.3k | Added +5 |
| Invesco Ltd. 0.00% of their portfolio | 87.3k $904.0k | Reduced -27.1k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 86.1k $892.3k | Added +22.1k |
| SMITH, MOORE & CO. 0.11% of their portfolio | 81.5k $844.2k | Reduced -96 |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 68.2k $706.7k | Added +2.8k |
| Relative Value Partners Group, LLC 0.02% of their portfolio | 64.0k $663.0k | Added +28.0k |
| NewEdge Advisors, LLC 0.01% of their portfolio | 59.1k $598.6k | Added +4.8k |
| GOODWIN DANIEL L 0.27% of their portfolio | 51.9k $537.3k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 49.8k $516.1k | Added +510 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 47.6k $493.0k | Added +3.9k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 46.3k $479.2k | Reduced -141 |
| UBS Group AG 0.00% of their portfolio | 44.7k $462.7k | Reduced -39.3k |
| TECTONIC ADVISORS LLC 0.05% of their portfolio | 37.8k $391.2k | Unchanged |
| COHEN & STEERS, INC. 0.00% of their portfolio | 37.7k $391.0k | New |
| INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio | 36.8k $381.6k | Reduced -5.1k |
| IFP Advisors, Inc 0.02% of their portfolio | 35.9k $419.1k | Reduced -13.7k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 33.6k $348.0k | Unchanged |
| TWIN FOCUS CAPITAL PARTNERS, LLC 0.06% of their portfolio | 31.3k $324.2k | Unchanged |
| GILL CAPITAL PARTNERS, LLC 0.14% of their portfolio | 30.8k $319.4k | Reduced -1.4k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.04% of their portfolio | 29.1k $301.5k | New |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 20.6k $213.3k | Added +6.5k |
| ROBINSON CAPITAL MANAGEMENT, LLC 0.09% of their portfolio | 19.1k $194.7k | New |
| Ellis Investment Partners, LLC 0.05% of their portfolio | 18.0k $186.5k | Added +249 |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 15.5k $161.2k | Added +9 |
| Collaborative Wealth Managment Inc. 0.10% of their portfolio | 15.3k $158.8k | Unchanged |
| Capital Analysts, LLC 0.01% of their portfolio | 14.3k $148.0k | Unchanged |
| IHT Wealth Management, LLC 0.01% of their portfolio | 14.0k $145.1k | Added +139 |
| Avior Wealth Management, LLC 0.01% of their portfolio | 13.3k $138.2k | Reduced -5.9k |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 13.0k $134.3k | New |
| STALEY CAPITAL ADVISERS INC 0.01% of their portfolio | 12.5k $129.0k | Unchanged |
| Americana Partners, LLC 0.02% of their portfolio | 12.5k $129.5k | Unchanged |
| Successful Portfolios LLC 0.08% of their portfolio | 12.4k $128.8k | Reduced -2.0k |
| Sheaff Brock Investment Advisors, LLC 0.01% of their portfolio | 12.0k $124.3k | Unchanged |
| Cetera Investment Advisers 0.00% of their portfolio | 11.9k $123.5k | Reduced -458 |
| Private Wealth Advisors, LLC 0.05% of their portfolio | 11.8k $122.0k | Unchanged |
| DRIVE WEALTH MANAGEMENT, LLC 0.05% of their portfolio | 11.3k $117.7k | Reduced -1.0k |
| Olde Wealth Management, LLC 0.06% of their portfolio | 11.2k $116.5k | Unchanged |
| RFG Advisory, LLC 0.01% of their portfolio | 11.2k $115.7k | Unchanged |
| Dynamic Advisor Solutions LLC 0.01% of their portfolio | 11.1k $115.4k | Unchanged |
| Moors & Cabot, Inc. 0.01% of their portfolio | 11.0k $114.4k | Reduced -1.2k |
| Seelaus Asset Management LLC 0.08% of their portfolio | 10.5k $107.0k | Unchanged |
| Sonora Investment Management Group, LLC 0.01% of their portfolio | 10.0k $103.6k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 6.3k $64.8k | Unchanged |
| AlphaCentric Advisors LLC 0.03% of their portfolio | 4.8k $49.9k | Reduced -10.0k |
| US BANCORP \DE\ 0.00% of their portfolio | 4.5k $47.1k | Unchanged |
| Ameritas Advisory Services, LLC 0.00% of their portfolio | 3.3k $32.9k | New |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 2.5k $26.3k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 2.5k $26.0k | New |
| CWM, LLC 0.00% of their portfolio | 2.1k $22.0k | Added +8 |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 1.4k $14.6k | New |
| Mascoma Wealth Management LLC 0.00% of their portfolio | 1.2k $12.3k | Unchanged |
| Anchor Investment Management, LLC 0.00% of their portfolio | 1.0k $10.4k | Unchanged |
| FNY Investment Advisers, LLC 0.01% of their portfolio | 700 $7.0k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 521 $5.4k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 500 $5.2k | Unchanged |
| Ruedi Wealth Management, Inc. 0.00% of their portfolio | 323 $3.3k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |