PUTNAM PREMIER INCOME TR PPT
SH BEN INT · Closed-End Fund · CUSIP 746853100
90
institutional holders
-9 vs Q4 2022
32.3m
shares reported held*
$114.9mreported value*
7 new
32 added
22 reduced
14 sold out
net sold ≈ $320.6k (-90.2k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.56.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 93 |
| Q4 2022 | 99 |
| Q1 2023 | 90 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 42 | 38 |
| Q1 2023 | 39 | 36 |
Biggest buyers
| Transform Wealth, LLC | New | +271.2k |
| Janney Montgomery Scott LLC | Added | +180.6k |
| Allspring Global Investments Holdings, LLC | Added | +119.6k |
| Raymond James Financial Services Advisors, Inc. | Added | +112.1k |
| SANDERS MORRIS HARRIS LLC | New | +102.5k |
| Quad-Cities Investment Group, LLC | Added | +45.6k |
| Cetera Investment Advisers | Added | +44.8k |
| JPMORGAN CHASE & CO | New | +43.3k |
| CITADEL ADVISORS LLC | New | +24.8k |
| HRT FINANCIAL LP | New | +23.8k |
Biggest sellers
| DEBUSSY CAPITAL MANAGEMENT LP | Reduced | -392.8k |
| MORGAN STANLEY | Reduced | -203.0k |
| 1607 Capital Partners, LLC | Reduced | -150.9k |
| Walleye Capital LLC | Sold out | -112.2k |
| SIT INVESTMENT ASSOCIATES INC | Reduced | -77.1k |
| Invesco Ltd. | Reduced | -74.7k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Sold out | -27.8k |
| Logan Stone Capital, LLC | Sold out | -19.0k |
| EP Wealth Advisors, LLC | Sold out | -19.0k |
| OPPENHEIMER & CO INC | Sold out | -16.6k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| SIT INVESTMENT ASSOCIATES INC 13G · institution +0.8 pts · filed 2026-10-01 | 30.9% |
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
BuyingSelling
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 0 | — | 0 | — | — |
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 3 | $3.0k | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
None reported in Q1 2023.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC 1.65% of their portfolio | 17.1m $60.9m | Reduced -77.1k |
| MORGAN STANLEY 0.00% of their portfolio | 2.1m $7.6m | Reduced -203.0k |
| 1607 Capital Partners, LLC 0.43% of their portfolio | 1.7m $6.1m | Reduced -150.9k |
| Janney Montgomery Scott LLC 0.02% of their portfolio | 1.5m $5.3m | Added +180.6k |
| Allspring Global Investments Holdings, LLC 0.01% of their portfolio | 1.3m $4.7m | Added +119.6k |
| Invesco Ltd. 0.00% of their portfolio | 1.2m $4.1m | Reduced -74.7k |
| Karpus Management, Inc. 0.12% of their portfolio | 1.1m $4.0m | Reduced -1.4k |
| DEBUSSY CAPITAL MANAGEMENT LP 0.55% of their portfolio | 514.7k $1.8m | Reduced -392.8k |
| Quad-Cities Investment Group, LLC 1.20% of their portfolio | 488.2k $1.7m | Added +45.6k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 461.2k $1.6m | Reduced -9.8k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 411.7k $1.5m | Added +112.1k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 335.3k $1.2m | Reduced -6.0k |
| Transform Wealth, LLC 0.09% of their portfolio | 271.2k $972.5k | New |
| Shaker Financial Services, LLC 0.41% of their portfolio | 264.7k $949.2k | Added +17.9k |
| BerganKDV Wealth Management, LLC 0.09% of their portfolio | 256.8k $914.1k | Added +5.1k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 236.9k $843.3k | Added +15.6k |
| HOWARD WEALTH MANAGEMENT, LLC 0.65% of their portfolio | 217.7k $775.0k | Reduced -7.8k |
| SHUFRO ROSE & CO LLC 0.05% of their portfolio | 157.2k $559.6k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 154.9k $552.0k | Added +9.6k |
| Future Financial Wealth Managment LLC 0.58% of their portfolio | 147.1k $529.6k | Added +14.6k |
| NewEdge Advisors, LLC 0.01% of their portfolio | 130.4k $462.9k | Added +600 |
| Sterneck Capital Management, LLC 0.28% of their portfolio | 125.2k $445.7k | Unchanged |
| Cetera Investment Advisers 0.00% of their portfolio | 114.0k $405.7k | Added +44.8k |
| Oder Investment Management, LLC 0.47% of their portfolio | 112.3k $399.8k | Added +1.9k |
| UBS Group AG 0.00% of their portfolio | 112.3k $399.7k | Added +1.4k |
| SANDERS MORRIS HARRIS LLC 0.13% of their portfolio | 102.5k $364.9k | New |
| Apollon Wealth Management, LLC 0.02% of their portfolio | 98.5k $350.7k | Added +783 |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 97.4k $347.0k | Reduced -10.2k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 85.8k $305.5k | Added +9.1k |
| LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio | 83.6k $297.5k | Added +9.8k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio | 69.8k $248.7k | Reduced -3.2k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 69.8k $248.5k | Added +5.7k |
| LPL Financial LLC 0.00% of their portfolio | 64.6k $229.9k | Added +7.1k |
| PEAPACK GLADSTONE FINANCIAL CORP 0.00% of their portfolio | 59.0k $210.0k | Added +5.1k |
| Capital Investment Advisors, LLC 0.01% of their portfolio | 58.3k $207.5k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 57.3k $204.1k | Added +15.3k |
| Sheaff Brock Investment Advisors, LLC 0.02% of their portfolio | 51.2k $182.2k | Unchanged |
| Whitener Capital Management, Inc. 0.07% of their portfolio | 47.1k $167.5k | Added +15.1k |
| SageView Advisory Group, LLC 0.01% of their portfolio | 45.0k $160.1k | Added +184 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 43.3k $154.0k | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 41.5k $147.7k | Reduced -6.4k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 37.1k $132.2k | Added +13.0k |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 37.0k $131.8k | Reduced -7.1k |
| OneDigital Investment Advisors LLC 0.00% of their portfolio | 36.4k $129.4k | Added +299 |
| Valley Brook Capital Group, Inc. 0.12% of their portfolio | 35.7k $127.0k | Reduced -7.5k |
| Clear Creek Financial Management, LLC 0.02% of their portfolio | 34.9k $124.4k | Added +1.6k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 31.0k $110.5k | Reduced -7.0k |
| AE Wealth Management LLC 0.00% of their portfolio | 30.5k $108.6k | Added +607 |
| Integrated Wealth Concepts LLC 0.00% of their portfolio | 25.4k $91.0k | Added +3.9k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 24.8k $88.2k | New |
| David J Yvars Group 0.08% of their portfolio | 24.5k $87.1k | Added +507 |
| HRT FINANCIAL LP 0.00% of their portfolio | 23.8k $84.0k | New |
| CIBC Private Wealth Group LLC 0.00% of their portfolio | 22.8k $81.2k | Added +11.5k |
| Mariner, LLC 0.00% of their portfolio | 18.4k $66.0k | Reduced -340 |
| Fortitude Advisory Group L.L.C. 0.05% of their portfolio | 18.4k $65.5k | Unchanged |
| Forza Wealth Management, LLC 0.03% of their portfolio | 17.4k $62.0k | New |
| FIRST FOUNDATION ADVISORS 0.00% of their portfolio | 16.6k $59.2k | Unchanged |
| Creative Planning 0.00% of their portfolio | 16.2k $57.6k | Reduced -300 |
| Allworth Financial LP 0.00% of their portfolio | 14.6k $51.9k | Reduced -1.1k |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 13.7k $49.1k | Added +25 |
| San Luis Wealth Advisors LLC 0.02% of their portfolio | 12.3k $44.0k | New |
| Dubuque Bank & Trust Co 0.01% of their portfolio | 12.2k $43.3k | Unchanged |
| Round Rock Advisors LLC 0.02% of their portfolio | 12.0k $42.7k | Unchanged |
| REGIONS FINANCIAL CORP 0.00% of their portfolio | 11.9k $42.0k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 11.6k $41.4k | Reduced -5.0k |
| SMITH, MOORE & CO. 0.01% of their portfolio | 10.9k $38.8k | Unchanged |
| Prospera Financial Services Inc 0.00% of their portfolio | 10.8k $38.6k | Added +222 |
| Pekin Hardy Strauss, Inc. 0.01% of their portfolio | 10.6k $37.6k | Reduced -1.2k |
| HFG Advisors, Inc. 0.04% of their portfolio | 10.5k $37.2k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 9.0k $32.0k | Unchanged |
| BROWN, LISLE/CUMMINGS, INC. 0.01% of their portfolio | 7.5k $26.7k | Unchanged |
| BARRETT & COMPANY, INC. 0.02% of their portfolio | 7.2k $25.8k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 5.6k $27.6k | Reduced -393 |
| Global Retirement Partners, LLC 0.00% of their portfolio | 5.4k $19.0k | Unchanged |
| SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio | 4.8k $17.3k | Reduced -26 |
| Bartlett & Co. LLC 0.00% of their portfolio | 4.5k $16.0k | Unchanged |
| BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio | 4.5k $16.1k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 3.5k $12.5k | Unchanged |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 3.0k $10.7k | Unchanged |
| DELTA ASSET MANAGEMENT LLC/TN 0.00% of their portfolio | 2.0k $7.3k | Unchanged |
| Belpointe Asset Management LLC 0.00% of their portfolio | 2.0k $7.2k | Unchanged |
| Highlander Capital Management, LLC 0.00% of their portfolio | 1.2k $4.0k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 908 $3.2k | Added +19 |
| Gould Capital, LLC 0.00% of their portfolio | 708 $2.5k | Unchanged |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 388 $1.4k | Unchanged |
| Asset Dedication, LLC 0.00% of their portfolio | 330 $1.0k | Unchanged |
| WHITTIER TRUST CO 0.00% of their portfolio | 140 $497 | Unchanged |
| New England Capital Financial Advisors LLC 0.00% of their portfolio | 4 $13 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |
| SIGNATUREFD, LLC 0.00% of their portfolio | 0 $0 | Unchanged |