Vault-13

PUTNAM ETF TRUST PBDC

BDC INCOME ETF · ETP · CUSIP 746729508

37 institutional holders +8 vs Q3 2024
1,165,5851.2m shares reported held*
$40.1mreported value*
6 new 19 added 8 reduced 0 sold out net bought ≈ $4.4m (+129.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.42.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 3Q4 22: 5Q1 23: 6Q2 23: 5Q3 23: 12Q4 23: 19Q1 24: 26Q2 24: 23Q3 24: 29Q4 24: 3737Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 20223
Q4 20225
Q1 20236
Q2 20235
Q3 202312
Q4 202319
Q1 202426
Q2 202423
Q3 202429
Q4 202437

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 4 bought or addedQ1 23: 0 cut or sold outQ2 23: 3 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 10 bought or addedQ3 23: 0 cut or sold outQ4 23: 14 bought or addedQ4 23: 2 cut or sold outQ4 23Q1 24: 23 bought or addedQ1 24: 6 cut or sold outQ2 24: 18 bought or addedQ2 24: 10 cut or sold outQ2 24Q3 24: 19 bought or addedQ3 24: 10 cut or sold outQ4 24: 25 bought or addedQ4 24: 8 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202340
Q2 202334
Q3 2023100
Q4 2023142
Q1 2024236
Q2 20241810
Q3 20241910
Q4 2024258

Biggest buyers

SMITH, MOORE & CO. New +38,412+38.4k
Corient Private Wealth LP Added +22,361+22.4k
RFG Advisory, LLC Added +18,573+18.6k
NFSG Corp Added +12,837+12.8k
INDEPENDENT FINANCIAL GROUP, LLC New +8,991+9.0k
AVANTAX ADVISORY SERVICES, INC. Added +8,698+8.7k
BROWN ADVISORY INC Added +8,070+8.1k
J.W. COLE ADVISORS, INC. New +7,071+7.1k
Steward Partners Investment Advisory, LLC Added +7,021+7.0k
CITADEL ADVISORS LLC New +6,265+6.3k

Biggest sellers

Prosperity Financial Group, Inc. Reduced -27,625-27.6k
CONDOR CAPITAL MANAGEMENT Reduced -1,719-1.7k
3EDGE Asset Management, LP Reduced -1,427-1.4k
LANARK FINANCIAL, INC. Reduced -985-985
ENVESTNET ASSET MANAGEMENT INC Reduced -858-858
Evolution Wealth Advisors, LLC Reduced -550-550
Able Wealth Management LLC Reduced -530-530
MML INVESTORS SERVICES, LLC Reduced -206-206

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Evolution Wealth Advisors, LLC 0.78% of their portfolio AVENTURA, FL 135,285135.3k $4.7m $4.7m 0.78% Reduced -550 -550
2 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 115,677115.7k $4.0m $4.0m 0.00% First filing
3 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 103,260103.3k $3.6m $3.6m 0.01% Added +2.0k +1,974
4 Stonebridge Financial Planning Group, LLC 1.27% of their portfolio ORLANDO, FL 82,78182.8k $2.8m $2.8m 1.27% Added +1.1k +1,109
5 CONDOR CAPITAL MANAGEMENT 0.20% of their portfolio MARTINSVILLE, NJ 67,09767.1k $2.3m $2.3m 0.20% Reduced -1.7k -1,719
6 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 58,85658.9k $2.0m $2.0m 0.02% Added +7.0k +7,021
7 Prosperity Financial Group, Inc. 0.97% of their portfolio San Ramon, CA 56,21356.2k $1.9m $1.9m 0.97% Reduced -27.6k -27,625
8 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 54,86654.9k $1.9m $1.9m 0.01% Added +8.7k +8,698
9 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 54,10654.1k $1.9m $1.9m 0.00% Added +22.4k +22,361
10 3EDGE Asset Management, LP 0.10% of their portfolio Naples, FL 47,84547.8k $1.6m $1.6m 0.10% Reduced -1.4k -1,427
11 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 47,22247.2k $1.6m $1.6m 0.00% Added +5.7k +5,701
12 NFSG Corp 0.39% of their portfolio BOCA RATON, FL 44,45644.5k $1.5m $1.5m 0.39% Added +12.8k +12,837
13 SMITH, MOORE & CO. 0.12% of their portfolio CLAYTON, MO 38,41238.4k $1.3m $1.3m 0.12% New
14 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 31,65631.7k $1.1m $1.1m 0.00% Added +5.0k +5,012
15 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 29,14929.1k $1.0m $1.0m 0.03% Added +486 +486
16 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 26,85426.9k $924.3k $924.3k 0.03% Added +18.6k +18,573
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 20,12820.1k $693.5k $693.5k 0.00% Added +916 +916
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 19,37419.4k $666.9k $666.9k 0.00% Reduced -858 -858
19 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 17,13017.1k $589.6k $589.6k 0.00% Added +8.1k +8,070
20 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 16,18716.2k $557.0k $557.0k 0.00% Reduced -206 -206
21 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.06% of their portfolio CONCORD, MA 12,37512.4k $426.0k $426.0k 0.06% Added +931 +931
22 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 12,35312.4k $425.2k $425.2k 0.00% Added +2.6k +2,638
23 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 11,98612.0k $412.6k $412.6k 0.01% Added +547 +547
24 CWM, LLC 0.00% of their portfolio OMAHA, NE 9,3639.4k $322.0k $322.0k 0.00% Added +1.4k +1,363
25 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 9,1429.1k $314.7k $314.7k 0.01% Added +1.1k +1,117
26 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 8,9919.0k $309.5k $309.5k 0.01% New
27 Able Wealth Management LLC 0.20% of their portfolio Toms River, NJ 8,8858.9k $305.8k $305.8k 0.20% Reduced -530 -530
28 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 7,0717.1k $243.4k $243.4k 0.01% New
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 6,2656.3k $215.6k $215.6k 0.00% New
30 Advyzon Investment Management, LLC 0.08% of their portfolio LISLE, IL 5,8955.9k $202.9k $202.9k 0.08% First filing
31 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,4003.4k $117.0k $117.0k 0.00% Unchanged
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,0332.0k $70.0k $70.0k 0.00% Added +1.7k +1,743
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 969969 $33.4k $33.4k 0.00% New
34 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 301301 $10.4k $10.4k 0.00% Added +300 +300
35 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $34 $34 0.00% New
36 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 11 $36 $36 0.00% Reduced -985 -985
37 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged