Vault-13

PUTNAM ETF TRUST PBDC

BDC INCOME ETF · ETP · CUSIP 746729508

29 institutional holders +6 vs Q2 2024
914,807914.8k shares reported held*
$30.9mreported value*
9 new 10 added 7 reduced 3 sold out net bought ≈ $1.8m (+52.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.79.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 3Q4 22: 5Q1 23: 6Q2 23: 5Q3 23: 12Q4 23: 19Q1 24: 26Q2 24: 23Q3 24: 2929Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 20223
Q4 20225
Q1 20236
Q2 20235
Q3 202312
Q4 202319
Q1 202426
Q2 202423
Q3 202429

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 3 bought or addedQ4 22: 0 cut or sold outQ1 23: 4 bought or addedQ1 23: 0 cut or sold outQ1 23Q2 23: 3 bought or addedQ2 23: 4 cut or sold outQ3 23: 10 bought or addedQ3 23: 0 cut or sold outQ3 23Q4 23: 14 bought or addedQ4 23: 2 cut or sold outQ1 24: 23 bought or addedQ1 24: 6 cut or sold outQ1 24Q2 24: 18 bought or addedQ2 24: 10 cut or sold outQ3 24: 19 bought or addedQ3 24: 10 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202230
Q1 202340
Q2 202334
Q3 2023100
Q4 2023142
Q1 2024236
Q2 20241810
Q3 20241910

Biggest buyers

NFSG Corp New +31,619+31.6k
CONDOR CAPITAL MANAGEMENT Added +22,525+22.5k
Corient Private Wealth LP Added +21,216+21.2k
ENVESTNET ASSET MANAGEMENT INC New +20,232+20.2k
MML INVESTORS SERVICES, LLC New +16,393+16.4k
Able Wealth Management LLC New +9,415+9.4k
BROWN ADVISORY INC New +9,060+9.1k
RFG Advisory, LLC New +8,281+8.3k
AVANTAX ADVISORY SERVICES, INC. Added +7,845+7.8k
Stonebridge Financial Planning Group, LLC Added +3,824+3.8k

Biggest sellers

COMMONWEALTH EQUITY SERVICES, LLC Reduced -53,178-53.2k
Mirae Asset Global Investments Co., Ltd. Sold out -23,265-23.3k
Wealthcare Advisory Partners LLC Reduced -12,397-12.4k
Catalina Capital Group, LLC Sold out -8,742-8.7k
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors Reduced -5,308-5.3k
Cetera Investment Advisers Reduced -4,754-4.8k
Fortitude Family Office, LLC Sold out -1,132-1.1k
OSAIC HOLDINGS, INC. Reduced -891-891
CWM, LLC Reduced -850-850
PRINCIPAL SECURITIES, INC. Reduced -512-512

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Evolution Wealth Advisors, LLC 0.83% of their portfolio AVENTURA, FL 135,835135.8k $4.6m $4.6m 0.83% Unchanged
2 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 101,286101.3k $3.4m $3.4m 0.01% Reduced -53.2k -53,178
3 Prosperity Financial Group, Inc. 1.59% of their portfolio San Ramon, CA 83,83883.8k $2.8m $2.8m 1.59% Added +743 +743
4 Stonebridge Financial Planning Group, LLC 1.31% of their portfolio ORLANDO, FL 81,67281.7k $2.8m $2.8m 1.31% Added +3.8k +3,824
5 CONDOR CAPITAL MANAGEMENT 0.21% of their portfolio MARTINSVILLE, NJ 68,81668.8k $2.3m $2.3m 0.21% Added +22.5k +22,525
6 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 51,83551.8k $1.8m $1.8m 0.02% Added +3.8k +3,815
7 3EDGE Asset Management, LP 0.12% of their portfolio Naples, FL 49,27249.3k $1.7m $1.7m 0.12% Added +2.4k +2,371
8 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 46,16846.2k $1.6m $1.6m 0.01% Added +7.8k +7,845
9 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 41,52141.5k $1.4m $1.4m 0.00% Reduced -4.8k -4,754
10 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 31,74531.7k $1.1m $1.1m 0.00% Added +21.2k +21,216
11 NFSG Corp 0.38% of their portfolio BOCA RATON, FL 31,61931.6k $1.1m $1.1m 0.38% New
12 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 28,66328.7k $968.5k $968.5k 0.03% Reduced -12.4k -12,397
13 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 26,64426.6k $900.0k $900.0k 0.00% Added +3.5k +3,548
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 20,23220.2k $683.6k $683.6k 0.00% New
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 19,21219.2k $649.8k $649.8k 0.00% Reduced -891 -891
16 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 16,39316.4k $554.0k $554.0k 0.00% New
17 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.06% of their portfolio CONCORD, MA 11,44411.4k $386.7k $386.7k 0.06% Reduced -5.3k -5,308
18 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 11,43911.4k $386.5k $386.5k 0.01% Added +1.5k +1,475
19 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 9,7159.7k $328.3k $328.3k 0.00% Added +25 +25
20 Able Wealth Management LLC 0.24% of their portfolio Toms River, NJ 9,4159.4k $318.1k $318.1k 0.24% New
21 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 9,0609.1k $306.1k $306.1k 0.00% New
22 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 8,2818.3k $279.8k $279.8k 0.01% New
23 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 8,0258.0k $271.2k $271.2k 0.01% Reduced -512 -512
24 CWM, LLC 0.00% of their portfolio OMAHA, NE 8,0008.0k $270.0k $270.0k 0.00% Reduced -850 -850
25 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,4003.4k $114.9k $114.9k 0.00% Unchanged
26 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 986986 $33.0k $33.0k 0.00% New
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 290290 $10.0k $10.0k 0.00% New
28 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $41 $41 0.00% New
29 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged