Vault-13

PUTNAM ETF TRUST PBDC

BDC INCOME ETF · ETP · CUSIP 746729508

23 institutional holders -3 vs Q1 2024
862,172862.2k shares reported held*
$29.9mreported value*
4 new 14 added 3 reduced 7 sold out net sold ≈ $7.7m (-222.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.63.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 3Q4 22: 5Q1 23: 6Q2 23: 5Q3 23: 12Q4 23: 19Q1 24: 26Q2 24: 2323Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 20223
Q4 20225
Q1 20236
Q2 20235
Q3 202312
Q4 202319
Q1 202426
Q2 202423

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 3 bought or addedQ4 22: 0 cut or sold outQ4 22Q1 23: 4 bought or addedQ1 23: 0 cut or sold outQ2 23: 3 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 10 bought or addedQ3 23: 0 cut or sold outQ4 23: 14 bought or addedQ4 23: 2 cut or sold outQ4 23Q1 24: 23 bought or addedQ1 24: 6 cut or sold outQ2 24: 18 bought or addedQ2 24: 10 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202230
Q1 202340
Q2 202334
Q3 2023100
Q4 2023142
Q1 2024236
Q2 20241810

Biggest buyers

CONDOR CAPITAL MANAGEMENT New +46,291+46.3k
Mirae Asset Global Investments Co., Ltd. New +23,265+23.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +17,672+17.7k
Cambridge Investment Research Advisors, Inc. Added +16,803+16.8k
AVANTAX ADVISORY SERVICES, INC. Added +12,641+12.6k
Corient Private Wealth LP New +10,529+10.5k
OSAIC HOLDINGS, INC. Added +10,439+10.4k
Stonebridge Financial Planning Group, LLC Added +10,256+10.3k
Prosperity Financial Group, Inc. Added +9,733+9.7k
Catalina Capital Group, LLC New +8,742+8.7k

Biggest sellers

FRANKLIN RESOURCES INC Sold out -335,000-335.0k
D.A. DAVIDSON & CO. Reduced -46,833-46.8k
HARTLINE INVESTMENT CORP/ Sold out -12,030-12.0k
Janney Montgomery Scott LLC Sold out -10,675-10.7k
ROYAL BANK OF CANADA Sold out -4,014-4.0k
Wealthcare Advisory Partners LLC Reduced -326-326
JPMORGAN CHASE & CO Sold out -320-320
BANK OF AMERICA CORP /DE/ Sold out -208-208
Fortitude Family Office, LLC Reduced -42-42
MORGAN STANLEY Sold out -3-3

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 154,464154.5k $5.3m $5.3m 0.01% Added +17.7k +17,672
2 Evolution Wealth Advisors, LLC 0.92% of their portfolio AVENTURA, FL 135,835135.8k $4.7m $4.7m 0.92% Added +6.1k +6,080
3 Prosperity Financial Group, Inc. 1.82% of their portfolio San Ramon, CA 83,09583.1k $2.9m $2.9m 1.82% Added +9.7k +9,733
4 Stonebridge Financial Planning Group, LLC 1.35% of their portfolio ORLANDO, FL 77,84877.8k $2.7m $2.7m 1.35% Added +10.3k +10,256
5 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 48,02048.0k $1.7m $1.7m 0.02% Added +3.6k +3,610
6 3EDGE Asset Management, LP 0.13% of their portfolio Naples, FL 46,90146.9k $1.6m $1.6m 0.13% Added +571 +571
7 CONDOR CAPITAL MANAGEMENT 0.15% of their portfolio MARTINSVILLE, NJ 46,29146.3k $1.6m $1.6m 0.15% New
8 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 46,27546.3k $1.6m $1.6m 0.00% Added +4.6k +4,646
9 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 41,06041.1k $1.4m $1.4m 0.04% Reduced -326 -326
10 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 38,32338.3k $1.3m $1.3m 0.01% Added +12.6k +12,641
11 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 23,26523.3k $805.4k $805.4k 0.00% New
12 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 23,09623.1k $800.0k $800.0k 0.00% Added +16.8k +16,803
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 20,10320.1k $696.8k $696.8k 0.00% Added +10.4k +10,439
14 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.10% of their portfolio CONCORD, MA 16,75216.8k $580.1k $580.1k 0.10% Added +4.7k +4,722
15 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 10,52910.5k $364.6k $364.6k 0.00% New
16 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 9,96410.0k $345.0k $345.0k 0.01% Added +150 +150
17 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 9,6909.7k $335.5k $335.5k 0.00% Reduced -46.8k -46,833
18 CWM, LLC 0.00% of their portfolio OMAHA, NE 8,8508.8k $306.0k $306.0k 0.00% Added +600 +600
19 Catalina Capital Group, LLC 0.12% of their portfolio Torrance, CA 8,7428.7k $302.7k $302.7k 0.12% New
20 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 8,5378.5k $295.6k $295.6k 0.01% Added +426 +426
21 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,4003.4k $117.7k $117.7k 0.00% Unchanged
22 Fortitude Family Office, LLC 0.02% of their portfolio SCOTTSDALE, AZ 1,1321.1k $39.2k $39.2k 0.02% Reduced -42 -42
23 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged