Vault-13

PUTNAM ETF TRUST PBDC

BDC INCOME ETF · ETP · CUSIP 746729508

19 institutional holders +7 vs Q3 2023
1,214,6261.2m shares reported held*
$38.5mreported value*
7 new 7 added 2 reduced 0 sold out net bought ≈ $4.9m (+153.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.66.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 3Q4 22: 5Q1 23: 6Q2 23: 5Q3 23: 12Q4 23: 1919Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 20223
Q4 20225
Q1 20236
Q2 20235
Q3 202312
Q4 202319

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 3 bought or addedQ4 22: 0 cut or sold outQ4 22Q1 23: 4 bought or addedQ1 23: 0 cut or sold outQ1 23Q2 23: 3 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 10 bought or addedQ3 23: 0 cut or sold outQ3 23Q4 23: 14 bought or addedQ4 23: 2 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202230
Q1 202340
Q2 202334
Q3 2023100
Q4 2023142

Biggest buyers

Steward Partners Investment Advisory, LLC New +30,050+30.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +28,851+28.9k
ROYAL BANK OF CANADA New +23,619+23.6k
Cetera Advisor Networks LLC Added +18,962+19.0k
Stonebridge Financial Planning Group, LLC Added +13,120+13.1k
ENVESTNET ASSET MANAGEMENT INC New +12,601+12.6k
Wealthcare Advisory Partners LLC Added +11,326+11.3k
GOLDMAN SACHS GROUP INC New +10,563+10.6k
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors New +7,620+7.6k
CWM, LLC Added +3,500+3.5k

Biggest sellers

Prosperity Financial Group, Inc. Reduced -8,461-8.5k
Janney Montgomery Scott LLC Reduced -3,000-3.0k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PUTNAM INVESTMENTS LLC 0.03% of their portfolio BOSTON, MA 800,000800.0k $25.3m $25.3m 0.03% Unchanged
2 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 114,517114.5k $3.6m $3.6m 0.01% Added +28.9k +28,851
3 Stonebridge Financial Planning Group, LLC 1.13% of their portfolio ORLANDO, FL 61,77761.8k $2.0m $2.0m 1.13% Added +13.1k +13,120
4 Prosperity Financial Group, Inc. 0.96% of their portfolio San Ramon, CA 43,57543.6k $1.4m $1.4m 0.96% Reduced -8.5k -8,461
5 Wealthcare Advisory Partners LLC 0.05% of their portfolio WEST CHESTER, PA 38,52238.5k $1.2m $1.2m 0.05% Added +11.3k +11,326
6 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 33,12633.1k $1.0m $1.0m 0.01% Added +19.0k +18,962
7 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 30,05030.1k $951.4k $951.4k 0.01% New
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 23,61923.6k $748.0k $748.0k 0.00% New
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 12,60112.6k $399.0k $399.0k 0.00% New
10 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,45011.4k $363.0k $363.0k 0.00% Reduced -3.0k -3,000
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 10,56310.6k $334.4k $334.4k 0.00% New
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7,8367.8k $248.5k $248.5k 0.00% Added +2.4k +2,421
13 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 7,8087.8k $247.2k $247.2k 0.01% Added +268 +268
14 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.05% of their portfolio CONCORD, MA 7,6207.6k $241.3k $241.3k 0.05% New
15 CWM, LLC 0.00% of their portfolio OMAHA, NE 7,3007.3k $231.0k $231.0k 0.00% Added +3.5k +3,500
16 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,5002.5k $79.2k $79.2k 0.00% Unchanged
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,7601.8k $55.7k $55.7k 0.00% New
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 22 $112 $112 0.00% New
19 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged