Vault-13

PUTNAM ETF TRUST PBDC

BDC INCOME ETF · ETP · CUSIP 746729508

12 institutional holders +7 vs Q2 2023
1,061,4241.1m shares reported held*
$33.6mreported value*
7 new 3 added 0 reduced 0 sold out net bought ≈ $4.8m (+150.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.61.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 3Q4 22: 5Q1 23: 6Q2 23: 5Q3 23: 1212Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 20223
Q4 20225
Q1 20236
Q2 20235
Q3 202312

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 3 bought or addedQ4 22: 0 cut or sold outQ4 22Q1 23: 4 bought or addedQ1 23: 0 cut or sold outQ1 23Q2 23: 3 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 10 bought or addedQ3 23: 0 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202230
Q1 202340
Q2 202334
Q3 2023100

Biggest buyers

Prosperity Financial Group, Inc. New +52,036+52.0k
Wealthcare Advisory Partners LLC New +27,196+27.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +17,966+18.0k
Janney Montgomery Scott LLC New +14,450+14.4k
Cetera Advisor Networks LLC New +14,164+14.2k
Stonebridge Financial Planning Group, LLC Added +10,520+10.5k
KESTRA PRIVATE WEALTH SERVICES, LLC New +7,540+7.5k
CWM, LLC New +3,800+3.8k
COMERICA BANK New +2,500+2.5k
OSAIC HOLDINGS, INC. Added +769+769

Biggest sellers

None

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PUTNAM INVESTMENTS LLC 0.04% of their portfolio BOSTON, MA 800,000800.0k $25.3m $25.3m 0.04% Unchanged
2 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 85,66685.7k $2.7m $2.7m 0.01% Added +18.0k +17,966
3 Prosperity Financial Group, Inc. 1.36% of their portfolio San Ramon, CA 52,03652.0k $1.6m $1.6m 1.36% New
4 Stonebridge Financial Planning Group, LLC 0.99% of their portfolio ORLANDO, FL 48,65748.7k $1.5m $1.5m 0.99% Added +10.5k +10,520
5 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 27,19627.2k $859.6k $859.6k 0.04% New
6 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,45014.4k $457.0k $457.0k 0.00% New
7 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 14,16414.2k $447.7k $447.7k 0.00% New
8 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 7,5407.5k $238.3k $238.3k 0.01% New
9 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5,4155.4k $171.7k $171.7k 0.00% Added +769 +769
10 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,8003.8k $120.0k $120.0k 0.00% New
11 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,5002.5k $79.0k $79.0k 0.00% New
12 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged