Vault-13

PRUDENTIAL PLC PUK

ADR · ADR · CUSIP 74435K204 · ISIN US74435K2042

British multinational life insurance and financial services company

169 institutional holders -21 vs Q3 2024
25,095,53925.1m shares reported held*
$400.0mreported value*
21 new 59 added 66 reduced 48 sold out net sold ≈ $70.6m (-4.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($404.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $15.94. Options: 3 managers hold calls ($262.8k notional), 3 hold puts ($116.4k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 144Q4 22: 165Q1 23: 168Q2 23: 174Q3 23: 171Q4 23: 192Q1 24: 180Q2 24: 192Q3 24: 190Q4 24: 169169Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022144
Q4 2022165
Q1 2023168
Q2 2023174
Q3 2023171
Q4 2023192
Q1 2024180
Q2 2024192
Q3 2024190
Q4 2024169

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 76 bought or addedQ1 23: 78 cut or sold outQ2 23: 92 bought or addedQ2 23: 70 cut or sold outQ2 23Q3 23: 85 bought or addedQ3 23: 83 cut or sold outQ4 23: 106 bought or addedQ4 23: 72 cut or sold outQ4 23Q1 24: 94 bought or addedQ1 24: 98 cut or sold outQ2 24: 109 bought or addedQ2 24: 76 cut or sold outQ2 24Q3 24: 87 bought or addedQ3 24: 104 cut or sold outQ4 24: 80 bought or addedQ4 24: 114 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20237678
Q2 20239270
Q3 20238583
Q4 202310672
Q1 20249498
Q2 202410976
Q3 202487104
Q4 202480114

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 24 calls: $515.7kQ1 24 puts: $1.0mQ1 24P/C 2.00Q2 24 calls: $64.1kQ2 24 puts: $862.8kQ2 24P/C 13.46Q3 24 calls: $89.0kQ3 24 puts: $400.2kQ3 24P/C 4.50Q4 24 calls: $262.8kQ4 24 puts: $116.4kQ4 24P/C 0.44
Numbers
QuarterCallsPutsP/C
Q1 2024$515.7k$1.0m2.00
Q2 2024$64.1k$862.8k13.46
Q3 2024$89.0k$400.2k4.50
Q4 2024$262.8k$116.4k0.44

Biggest buyers

BANK OF MONTREAL /CAN/ Added +968,317+968.3k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +965,985+966.0k
JPMORGAN CHASE & CO Added +650,277+650.3k
MORGAN STANLEY Added +444,457+444.5k
UBS Group AG Added +338,610+338.6k
GOLDMAN SACHS GROUP INC Added +317,266+317.3k
Optiver Holding B.V. Added +303,783+303.8k
HSBC HOLDINGS PLC New +270,000+270.0k
FMR LLC Added +144,291+144.3k
TWO SIGMA INVESTMENTS, LP Added +119,069+119.1k

Biggest sellers

BlackRock, Inc. Reduced -2,010,236-2.0m
Mediolanum International Funds Ltd Sold out -1,052,023-1.1m
ROYAL BANK OF CANADA Reduced -975,460-975.5k
MARSHALL WACE, LLP Reduced -629,727-629.7k
HRT FINANCIAL LP Sold out -552,066-552.1k
BANK OF AMERICA CORP /DE/ Reduced -477,902-477.9k
D. E. Shaw & Co., Inc. Sold out -472,373-472.4k
Qube Research & Technologies Ltd Sold out -443,582-443.6k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Sold out -295,050-295.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -285,046-285.0k

Biggest calls

CITADEL ADVISORS LLC Added $259.8k16.3k shares
SIMPLEX TRADING, LLC New $3.0k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $105.2k6.6k shares
GROUP ONE TRADING LLC New $11.2k700 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2024.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 2,555,9382.6m $40.7m $40.7m 0.01% Added +317.3k +317,266
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,370,0982.4m $37.8m $37.8m 0.00% Added +444.5k +444,457
3 CAUSEWAY CAPITAL MANAGEMENT LLC 0.78% of their portfolio LOS ANGELES, CA 2,136,8422.1m $34.1m $34.1m 0.78% Added +73 +73
4 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 1,733,7721.7m $27.6m $27.6m 0.00% Added +34.3k +34,344
5 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 1,554,2551.6m $24.8m $24.8m 0.01% Added +968.3k +968,317
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,236,6971.2m $19.7m $19.7m 0.00% Added +650.3k +650,277
7 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.01% of their portfolio BOSTON, MA 1,051,2311.1m $16.8m $16.8m 0.01% Added +966.0k +965,985
8 ABC ARBITRAGE SA 2.32% of their portfolio PARIS, I0 1,016,7581.0m $16.2m $16.2m 2.32% First filing
9 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 890,764890.8k $14.2m $14.2m 0.00% Reduced -9.0k -9,023
10 FMR LLC 0.00% of their portfolio BOSTON, MA 865,735865.7k $13.8m $13.8m 0.00% Added +144.3k +144,291
11 BlackRock, Inc. 0.00% of their portfolio New York, NY 770,698770.7k $12.3m $12.3m 0.00% Reduced -2.0m -2,010,236
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 661,158661.2k $10.5m $10.5m 0.00% Reduced -477.9k -477,902
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 636,626636.6k $10.1m $10.1m 0.00% Reduced -285.0k -285,046
14 Optiver Holding B.V. 0.32% of their portfolio AMSTERDAM, P7 629,567629.6k $10.0m $10.0m 0.32% Added +303.8k +303,783
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 581,342581.3k $9.3m $9.3m 0.00% Added +338.6k +338,610
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 403,789403.8k $6.4m $6.4m 0.00% Reduced -975.5k -975,460
17 Pathstone Holdings, LLC 0.03% of their portfolio ENGLEWOOD, NJ 382,282382.3k $6.1m $6.1m 0.03% Reduced -43.5k -43,542
18 NATIXIS ADVISORS, LLC 0.01% of their portfolio Boston, MA 371,717371.7k $5.9m $5.9m 0.01% Reduced -251.7k -251,744
19 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 356,748356.7k $5.7m $5.7m 0.00% Added +48.0k +47,994
20 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 307,633307.6k $4.9m $4.9m 0.01% Added +119.1k +119,069
21 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 306,434306.4k $4.9m $4.9m 0.01% Reduced -36.1k -36,127
22 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 270,000270.0k $4.3m $4.3m 0.00% New
23 Solel Partners LP 0.83% of their portfolio BOSTON, MA 266,592266.6k $4.2m $4.2m 0.83% Unchanged
24 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 227,177227.2k $3.6m $3.6m 0.00% Added +17.9k +17,878
25 Quantinno Capital Management LP 0.03% of their portfolio NEW YORK, NY 199,395199.4k $3.2m $3.2m 0.03% Reduced -6.8k -6,762
26 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 187,900187.9k $3.0m $3.0m 0.00% Reduced -168.1k -168,100
27 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 141,532141.5k $2.3m $2.3m 0.00% Added +103.0k +103,005
28 OLD MISSION CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 138,563138.6k $2.2m $2.2m 0.05% Reduced -223.9k -223,903
29 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 127,812127.8k $2.0m $2.0m 0.00% Added +47.0k +47,048
30 Madison Asset Management, LLC 0.02% of their portfolio MADISON, WI 120,277120.3k $1.9m $1.9m 0.02% Reduced -6.0k -6,012
31 CAPITAL FUND MANAGEMENT S.A. 0.02% of their portfolio PARIS, I0 114,876114.9k $1.8m $1.8m 0.02% Added +22.0k +22,003
32 Crossmark Global Holdings, Inc. 0.03% of their portfolio HOUSTON, TX 111,486111.5k $1.8m $1.8m 0.03% Added +935 +935
33 OPPENHEIMER ASSET MANAGEMENT INC. 0.02% of their portfolio NEW YORK, NY 110,154110.2k $1.8m $1.8m 0.02% Reduced -41.4k -41,444
34 Trexquant Investment LP 0.02% of their portfolio STAMFORD, CT 109,177109.2k $1.7m $1.7m 0.02% Reduced -43.1k -43,069
35 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 100,711100.7k $1.6m $1.6m 0.00% Reduced -24.4k -24,402
36 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 99,15199.2k $1.6m $1.6m 0.00% Reduced -629.7k -629,727
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 92,91892.9k $1.5m $1.5m 0.00% Added +35.8k +35,811
38 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 90,79690.8k $1.4m $1.4m 0.01% Added +5.4k +5,437
39 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 85,01485.0k $1.4m $1.4m 0.00% First filing
40 Verition Fund Management LLC 0.01% of their portfolio GREENWICH, CT 83,57083.6k $1.3m $1.3m 0.01% Added +41.1k +41,072
41 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 79,44279.4k $1.3m $1.3m 0.00% Added +19.9k +19,889
42 AMG National Trust Bank 0.03% of their portfolio GREENWOOD VILLAGE, CO 73,90773.9k $1.2m $1.2m 0.03% Reduced -74.7k -74,677
43 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 72,47072.5k $1.2m $1.2m 0.00% Added +61.7k +61,735
44 Manske Wealth Management 0.44% of their portfolio HOUSTON, TX 69,71269.7k $1.1m $1.1m 0.44% First filing
45 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 67,39967.4k $1.1m $1.1m 0.00% Reduced -58.4k -58,371
46 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 56,99057.0k $908.4k $908.4k 0.00% Reduced -15.4k -15,450
47 Sterling Capital Management LLC 0.01% of their portfolio CHARLOTTE, NC 54,68954.7k $871.7k $871.7k 0.01% Reduced -5.7k -5,723
48 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 48,50048.5k $773.1k $773.1k 0.00% New
49 Ethic Inc. 0.01% of their portfolio NEW YORK, NY 45,65545.7k $727.7k $727.7k 0.01% Reduced -29.2k -29,195
50 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 45,46945.5k $724.8k $724.8k 0.00% Reduced -257.1k -257,094
51 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 40,91040.9k $652.1k $652.1k 0.01% Added +12.8k +12,827
52 Vanguard Personalized Indexing Management, LLC 0.01% of their portfolio OAKLAND, CA 39,09939.1k $623.2k $623.2k 0.01% Added +15.5k +15,534
53 NorthCoast Asset Management LLC 0.00% of their portfolio STAMFORD, CT 37,23937.2k $593.6k $593.6k 0.00% Added +558 +558
54 Engineers Gate Manager LP 0.01% of their portfolio NEW YORK, NY 35,38835.4k $564.1k $564.1k 0.01% Reduced -18.0k -17,994
55 EARNEST PARTNERS LLC 0.00% of their portfolio ATLANTA, GA 34,89834.9k $556.3k $556.3k 0.00% Reduced -403 -403
56 Gradient Investments LLC 0.01% of their portfolio ARDEN HILLS, MN 31,92431.9k $508.9k $508.9k 0.01% Added +7.9k +7,892
57 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 31,82231.8k $507.2k $507.2k 0.02% Reduced -4.4k -4,418
58 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 31,29431.3k $498.8k $498.8k 0.00% Reduced -14.7k -14,722
59 GC Wealth Management RIA, LLC 0.09% of their portfolio Cambridge, MA 30,77730.8k $490.6k $490.6k 0.09% Reduced -5.9k -5,855
60 FOX RUN MANAGEMENT, L.L.C. 0.09% of their portfolio GREENWICH, CT 29,44729.4k $469.4k $469.4k 0.09% New
61 Headlands Technologies LLC 0.04% of their portfolio CHICAGO, IL 25,87225.9k $412.4k $412.4k 0.04% Reduced -38.3k -38,341
62 Atlatl Advisers LLC 0.24% of their portfolio MADISON, WI 25,39325.4k $404.8k $404.8k 0.24% First filing
63 Vestmark Advisory Solutions, Inc. 0.01% of their portfolio Wakefield, MA 25,38525.4k $404.6k $404.6k 0.01% Added +13.1k +13,131
64 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 25,38525.4k $404.6k $404.6k 0.01% Added +12.7k +12,731
65 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 23,98824.0k $382.4k $382.4k 0.00% Reduced -36.3k -36,293
66 Quantbot Technologies LP 0.01% of their portfolio NEW YORK, NY 23,95424.0k $381.8k $381.8k 0.01% New
67 SIGNATUREFD, LLC 0.01% of their portfolio ATLANTA, GA 23,67423.7k $377.4k $377.4k 0.01% Added +13.2k +13,213
68 BAROMETER CAPITAL MANAGEMENT INC. 0.15% of their portfolio TORONTO, A6 22,10022.1k $377.7k $377.7k 0.15% Added +11.4k +11,400
69 Legacy Wealth Asset Management, LLC 0.10% of their portfolio WOODBURY, MN 21,90121.9k $349.1k $349.1k 0.10% Reduced -4.0k -4,008
70 SHELTON CAPITAL MANAGEMENT 0.01% of their portfolio Denver, CO 20,92320.9k $333.5k $333.5k 0.01% Reduced -8.8k -8,835
71 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 20,76720.8k $331.0k $331.0k 0.00% Reduced -20.0k -19,955
72 Mariner, LLC 0.00% of their portfolio Overland Park, KS 20,39920.4k $325.1k $325.1k 0.00% Added +2.5k +2,514
73 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 19,12019.1k $304.8k $304.8k 0.00% New
74 Aquatic Capital Management LLC 0.01% of their portfolio CHICAGO, IL 17,37717.4k $277.0k $277.0k 0.01% New
75 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 17,15717.2k $273.0k $273.0k 0.00% Reduced -3.9k -3,921
76 First Affirmative Financial Network 0.15% of their portfolio COLORADO SPRINGS, CO 16,72416.7k $266.6k $266.6k 0.15% Added +5.9k +5,897
77 YOUSIF CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BLOOMFIELD HILLS, MI 15,81015.8k $252.0k $252.0k 0.00% Reduced -5.1k -5,149
78 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 15,58815.6k $248.5k $248.5k 0.00% Added +6.4k +6,368
79 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 14,52114.5k $231.5k $231.5k 0.00% Added +3.8k +3,807
80 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 14,30014.3k $227.9k $227.9k 0.00% New
81 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 14,08414.1k $224.5k $224.5k 0.00% Reduced -76.9k -76,933
82 EVERGREEN CAPITAL MANAGEMENT LLC 0.01% of their portfolio Bellevue, WA 14,03014.0k $223.6k $223.6k 0.01% New
83 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 14,00614.0k $223.3k $223.3k 0.00% Added +114 +114
84 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 13,43113.4k $214.1k $214.1k 0.00% Reduced -16 -16
85 Gallacher Capital Management LLC 0.11% of their portfolio LONE TREE, CO 13,33013.3k $212.5k $212.5k 0.11% Added +311 +311
86 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 13,25313.3k $211.2k $211.2k 0.00% Added +5.1k +5,134
87 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,81412.8k $204.3k $204.3k 0.00% Reduced -72.6k -72,609
88 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 12,70112.7k $202.0k $202.0k 0.00% Reduced -2.4k -2,393
89 QUADRANT CAPITAL GROUP LLC 0.01% of their portfolio CINCINNATI, OH 12,59512.6k $200.8k $200.8k 0.01% Added +4.1k +4,076
90 Entropy Technologies, LP 0.02% of their portfolio NEW YORK, NY 11,77511.8k $187.7k $187.7k 0.02% New
91 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 11,40511.4k $180.8k $180.8k 0.00% Reduced -352 -352
92 Pacer Advisors, Inc. 0.00% of their portfolio Malvern, PA 11,08811.1k $176.7k $176.7k 0.00% Reduced -474 -474
93 DRW Securities, LLC 0.01% of their portfolio CHICAGO, IL 10,61210.6k $169.2k $169.2k 0.01% New
94 Ballentine Partners, LLC 0.00% of their portfolio Waltham, MA 10,20210.2k $162.6k $162.6k 0.00% New
95 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 9,2039.2k $146.7k $146.7k 0.00% Reduced -116 -116
96 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 5,5605.6k $88.6k $88.6k 0.00% Added +2.5k +2,473
97 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5,0535.1k $80.6k $80.6k 0.00% Reduced -4.9k -4,908
98 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 4,7224.7k $75.0k $75.0k 0.00% Reduced -655 -655
99 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 4,3624.4k $69.5k $69.5k 0.00% Reduced -5.4k -5,373
100 Cetera Trust Company, N.A 0.04% of their portfolio ST. PAUL, MN 3,4953.5k $55.7k $55.7k 0.04% Reduced -6.0k -6,000