Vault-13

PRUDENTIAL PLC PUK

ADR · ADR · CUSIP 74435K204 · ISIN US74435K2042

British multinational life insurance and financial services company

190 institutional holders -2 vs Q2 2024
28,969,10429.0m shares reported held*
$528.0mreported value*
26 new 61 added 73 reduced 31 sold out net sold ≈ $6.7m (+157.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.23. Options: 3 managers hold calls ($89.0k notional), 3 hold puts ($400.2k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 144Q4 22: 165Q1 23: 168Q2 23: 174Q3 23: 171Q4 23: 192Q1 24: 180Q2 24: 192Q3 24: 190190Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022144
Q4 2022165
Q1 2023168
Q2 2023174
Q3 2023171
Q4 2023192
Q1 2024180
Q2 2024192
Q3 2024190

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 91 bought or addedQ4 22: 68 cut or sold outQ1 23: 76 bought or addedQ1 23: 78 cut or sold outQ1 23Q2 23: 92 bought or addedQ2 23: 70 cut or sold outQ3 23: 85 bought or addedQ3 23: 83 cut or sold outQ3 23Q4 23: 106 bought or addedQ4 23: 72 cut or sold outQ1 24: 94 bought or addedQ1 24: 98 cut or sold outQ1 24Q2 24: 109 bought or addedQ2 24: 76 cut or sold outQ3 24: 87 bought or addedQ3 24: 104 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229168
Q1 20237678
Q2 20239270
Q3 20238583
Q4 202310672
Q1 20249498
Q2 202410976
Q3 202487104

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ4 23 calls: $354.6kQ4 23 puts: $423.5kQ4 23P/C 1.19Q1 24 calls: $515.7kQ1 24 puts: $1.0mQ1 24P/C 2.00Q2 24 calls: $64.1kQ2 24 puts: $862.8kQ2 24P/C 13.46Q3 24 calls: $89.0kQ3 24 puts: $400.2kQ3 24P/C 4.50
Numbers
QuarterCallsPutsP/C
Q4 2023$354.6k$423.5k1.19
Q1 2024$515.7k$1.0m2.00
Q2 2024$64.1k$862.8k13.46
Q3 2024$89.0k$400.2k4.50

Biggest buyers

Mediolanum International Funds Ltd New +1,052,023+1.1m
JPMORGAN CHASE & CO Added +456,998+457.0k
Qube Research & Technologies Ltd New +443,582+443.6k
HRT FINANCIAL LP Added +434,956+435.0k
OLD MISSION CAPITAL LLC New +362,466+362.5k
Optiver Holding B.V. Added +309,365+309.4k
StoneX Group Inc. New +274,565+274.6k
RENAISSANCE TECHNOLOGIES LLC Added +263,300+263.3k
MILLENNIUM MANAGEMENT LLC Added +236,801+236.8k
UBS Group AG Added +149,523+149.5k

Biggest sellers

ROYAL BANK OF CANADA Reduced -1,019,795-1.0m
MORGAN STANLEY Reduced -801,396-801.4k
GOLDMAN SACHS GROUP INC Reduced -786,217-786.2k
Bank of New York Mellon Corp Reduced -689,592-689.6k
MARSHALL WACE, LLP Reduced -347,701-347.7k
BANK OF MONTREAL /CAN/ Reduced -210,031-210.0k
FMR LLC Reduced -201,550-201.6k
D. E. Shaw & Co., Inc. Reduced -189,469-189.5k
BANK OF AMERICA CORP /DE/ Reduced -119,191-119.2k
DIMENSIONAL FUND ADVISORS LP Reduced -93,738-93.7k

Biggest calls

CITADEL ADVISORS LLC Added $85.3k4.6k shares
GROUP ONE TRADING LLC Added $3.7k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $365.2k19.7k shares
SIMPLEX TRADING, LLC Reduced $35.0k1.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2024.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock, Inc. 0.00% of their portfolio New York, NY 2,780,9342.8m $51.6m $51.6m 0.00% First filing
2 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 2,238,6722.2m $41.5m $41.5m 0.01% Reduced -786.2k -786,217
3 CAUSEWAY CAPITAL MANAGEMENT LLC 0.97% of their portfolio LOS ANGELES, CA 2,136,7692.1m $39.6m $39.6m 0.97% Added +40.0k +40,010
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,925,6411.9m $35.7m $35.7m 0.00% Reduced -801.4k -801,396
5 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,699,4281.7m $31.5m $31.5m 0.01% Reduced -19.7k -19,690
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,379,2491.4m $25.6m $25.6m 0.01% Reduced -1.0m -1,019,795
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,139,0601.1m $21.1m $21.1m 0.00% Reduced -119.2k -119,191
8 Mediolanum International Funds Ltd 0.14% of their portfolio DUBLIN 1, L2 1,052,0231.1m $9.9m $9.9m 0.14% New
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 921,672921.7k $17.1m $17.1m 0.01% Added +3.0k +3,033
10 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 899,787899.8k $16.7m $16.7m 0.00% Reduced -93.7k -93,738
11 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 728,878728.9k $13.5m $13.5m 0.02% Reduced -347.7k -347,701
12 FMR LLC 0.00% of their portfolio BOSTON, MA 721,444721.4k $13.4m $13.4m 0.00% Reduced -201.6k -201,550
13 NATIXIS ADVISORS, LLC 0.02% of their portfolio Boston, MA 623,461623.5k $11.6m $11.6m 0.02% Added +29.7k +29,672
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 586,420586.4k $10.9m $10.9m 0.00% Added +457.0k +456,998
15 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 585,938585.9k $10.9m $10.9m 0.01% Reduced -210.0k -210,031
16 HRT FINANCIAL LP 0.05% of their portfolio NEW YORK, NY 552,066552.1k $10.2m $10.2m 0.05% Added +435.0k +434,956
17 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 472,373472.4k $8.8m $8.8m 0.01% Reduced -189.5k -189,469
18 Qube Research & Technologies Ltd 0.02% of their portfolio LONDON, X0 443,582443.6k $8.2m $8.2m 0.02% New
19 Pathstone Holdings, LLC 0.04% of their portfolio ENGLEWOOD, NJ 425,824425.8k $7.9m $7.9m 0.04% Added +2.0k +1,995
20 OLD MISSION CAPITAL LLC 0.15% of their portfolio CHICAGO, IL 362,466362.5k $6.7m $6.7m 0.15% New
21 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 356,000356.0k $6.6m $6.6m 0.01% Added +263.3k +263,300
22 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 342,561342.6k $6.4m $6.4m 0.01% Reduced -2.6k -2,582
23 Optiver Holding B.V. 0.15% of their portfolio AMSTERDAM, P7 325,784325.8k $6.0m $6.0m 0.15% Added +309.4k +309,365
24 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 308,754308.8k $5.7m $5.7m 0.00% Added +236.8k +236,801
25 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 302,563302.6k $5.6m $5.6m 0.01% Added +108.8k +108,837
26 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio JUPITER, FL 295,050295.1k $5.5m $5.5m 0.02% Reduced -17.4k -17,414
27 StoneX Group Inc. 0.37% of their portfolio NEW YORK, NY 274,565274.6k $5.1m $5.1m 0.37% New
28 Solel Partners LP 0.97% of their portfolio BOSTON, MA 266,592266.6k $4.9m $4.9m 0.97% Unchanged
29 UBS Group AG 0.00% of their portfolio ZURICH, V8 242,732242.7k $4.5m $4.5m 0.00% Added +149.5k +149,523
30 Cubist Systematic Strategies, LLC 0.07% of their portfolio STAMFORD, CT 242,014242.0k $4.5m $4.5m 0.07% Added +88.6k +88,562
31 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 235,720235.7k $4.4m $4.4m 0.00% Added +6.0k +6,041
32 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 209,299209.3k $3.9m $3.9m 0.00% Added +24.3k +24,316
33 Quantinno Capital Management LP 0.05% of their portfolio NEW YORK, NY 206,157206.2k $3.8m $3.8m 0.05% Added +36.1k +36,087
34 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 188,564188.6k $3.5m $3.5m 0.01% Added +35.6k +35,581
35 Trexquant Investment LP 0.04% of their portfolio STAMFORD, CT 152,246152.2k $2.8m $2.8m 0.04% Reduced -4.2k -4,150
36 OPPENHEIMER ASSET MANAGEMENT INC. 0.03% of their portfolio NEW YORK, NY 151,598151.6k $2.8m $2.8m 0.03% Added +5.4k +5,448
37 AMG National Trust Bank 0.07% of their portfolio GREENWOOD VILLAGE, CO 148,584148.6k $2.8m $2.8m 0.07% Reduced -2.6k -2,593
38 Madison Asset Management, LLC 0.03% of their portfolio MADISON, WI 126,289126.3k $2.3m $2.3m 0.03% Reduced -7.4k -7,391
39 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 125,770125.8k $2.3m $2.3m 0.00% Reduced -9.2k -9,215
40 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 125,113125.1k $2.3m $2.3m 0.00% Reduced -6.6k -6,649
41 Crossmark Global Holdings, Inc. 0.04% of their portfolio HOUSTON, TX 110,551110.6k $2.0m $2.0m 0.04% Added +35.7k +35,668
42 Y-Intercept (Hong Kong) Ltd 0.11% of their portfolio HONG KONG, K3 98,50098.5k $1.8m $1.8m 0.11% New
43 CAPITAL FUND MANAGEMENT S.A. 0.02% of their portfolio PARIS, I0 92,87392.9k $1.7m $1.7m 0.02% New
44 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 91,01791.0k $1.7m $1.7m 0.00% Added +72.4k +72,430
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 85,42385.4k $1.6m $1.6m 0.00% Added +70.8k +70,789
46 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 85,35985.4k $1.6m $1.6m 0.01% Added +33.6k +33,647
47 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 85,24685.2k $2.1m $2.1m 0.00% New
48 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 83,25583.3k $1.5m $1.5m 0.00% Reduced -18.5k -18,505
49 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 80,76480.8k $1.5m $1.5m 0.00% Added +10.0k +10,013
50 Ethic Inc. 0.04% of their portfolio NEW YORK, NY 74,85074.8k $1.4m $1.4m 0.04% Reduced -5.9k -5,939
51 CIBC Asset Management Inc 0.00% of their portfolio TORONTO, Z4 73,97374.0k $1.4m $1.4m 0.00% Reduced -1.7k -1,703
52 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 72,44072.4k $1.3m $1.3m 0.00% Reduced -689.6k -689,592
53 Point72 Asset Management, L.P. 0.00% of their portfolio STAMFORD, CT 69,10069.1k $1.3m $1.3m 0.00% New
54 Headlands Technologies LLC 0.14% of their portfolio CHICAGO, IL 64,21364.2k $1.2m $1.2m 0.14% Added +63.7k +63,657
55 CANTOR FITZGERALD, L. P. 0.11% of their portfolio NEW YORK, NY 63,33863.3k $1.2m $1.2m 0.11% New
56 Sterling Capital Management LLC 0.01% of their portfolio CHARLOTTE, NC 60,41260.4k $1.1m $1.1m 0.01% First filing
57 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 60,28160.3k $1.1m $1.1m 0.01% Reduced -5.8k -5,815
58 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 59,55359.6k $1.1m $1.1m 0.00% Reduced -196 -196
59 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 57,10757.1k $1.1m $1.1m 0.00% Added +2.5k +2,455
60 Engineers Gate Manager LP 0.02% of their portfolio NEW YORK, NY 53,38253.4k $989.7k $989.7k 0.02% Added +8.4k +8,441
61 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 46,01646.0k $853.1k $853.1k 0.00% Added +5.5k +5,527
62 XTX Topco Ltd 0.06% of their portfolio LONDON, X0 45,30445.3k $839.9k $839.9k 0.06% Added +6.7k +6,725
63 Verition Fund Management LLC 0.01% of their portfolio GREENWICH, CT 42,49842.5k $787.9k $787.9k 0.01% New
64 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 42,04242.0k $779.5k $779.5k 0.00% Reduced -6.1k -6,071
65 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 40,72240.7k $758.0k $758.0k 0.00% Added +20.2k +20,180
66 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 39,11239.1k $725.1k $725.1k 0.01% New
67 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 38,52738.5k $714.3k $714.3k 0.00% Reduced -27.1k -27,096
68 NorthCoast Asset Management LLC 0.00% of their portfolio STAMFORD, CT 36,68136.7k $671.5k $671.5k 0.00% Added +3.4k +3,380
69 GC Wealth Management RIA, LLC 0.12% of their portfolio Cambridge, MA 36,63236.6k $679.2k $679.2k 0.12% Added +3.9k +3,870
70 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 36,24036.2k $671.9k $671.9k 0.02% Added +2.2k +2,209
71 EARNEST PARTNERS LLC 0.00% of their portfolio ATLANTA, GA 35,30135.3k $654.5k $654.5k 0.00% Added +162 +162
72 Naviter Wealth, LLC 0.09% of their portfolio LITTLE ROCK, AR 33,98834.0k $634.7k $634.7k 0.09% Reduced -1.1k -1,108
73 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 30,00030.0k $556.2k $556.2k 0.00% New
74 SHELTON CAPITAL MANAGEMENT 0.01% of their portfolio Denver, CO 29,75829.8k $551.7k $551.7k 0.01% Added +132 +132
75 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 28,55528.6k $529.4k $529.4k 0.00% Reduced -136 -136
76 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 28,08328.1k $520.7k $520.7k 0.01% Added +7.6k +7,603
77 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 26,76026.8k $499.1k $499.1k 0.00% Reduced -1.6k -1,591
78 Legacy Wealth Asset Management, LLC 0.13% of their portfolio WOODBURY, MN 25,90925.9k $480.4k $480.4k 0.13% Added +225 +225
79 Gradient Investments LLC 0.01% of their portfolio ARDEN HILLS, MN 24,03224.0k $445.6k $445.6k 0.01% Added +63 +63
80 WEALTH ALLIANCE, LLC 0.05% of their portfolio MELLVILLE, NY 24,01224.0k $445.2k $445.2k 0.05% Added +1.7k +1,694
81 Vanguard Personalized Indexing Management, LLC 0.01% of their portfolio OAKLAND, CA 23,56523.6k $436.9k $436.9k 0.01% Added +4.6k +4,643
82 44 WEALTH MANAGEMENT LLC 0.13% of their portfolio EUGENE, OR 21,62321.6k $366.5k $366.5k 0.13% First filing
83 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 21,07821.1k $391.0k $391.0k 0.00% Added +526 +526
84 YOUSIF CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BLOOMFIELD HILLS, MI 20,95921.0k $388.6k $388.6k 0.00% Reduced -787 -787
85 TWO SIGMA SECURITIES, LLC 0.03% of their portfolio NEW YORK, NY 18,71218.7k $346.9k $346.9k 0.03% New
86 Pinnacle Wealth Planning Services, Inc. 0.05% of their portfolio MANSFIELD, OH 18,23418.2k $338.1k $338.1k 0.05% Reduced -731 -731
87 Mariner, LLC 0.00% of their portfolio Overland Park, KS 17,88517.9k $331.7k $331.7k 0.00% Reduced -35.1k -35,113
88 Aigen Investment Management, LP 0.06% of their portfolio NEW YORK, NY 17,79017.8k $329.8k $329.8k 0.06% Reduced -4.2k -4,160
89 TD PRIVATE CLIENT WEALTH LLC 0.01% of their portfolio NEW YORK, NY 17,12217.1k $317.4k $317.4k 0.01% Added +150 +150
90 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 15,86015.9k $294.0k $294.0k 0.00% Reduced -751 -751
91 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 15,09415.1k $280.0k $280.0k 0.00% Reduced -2.0k -2,024
92 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 14,06914.1k $260.8k $260.8k 0.00% Reduced -8.3k -8,322
93 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 14,02914.0k $259.3k $259.3k 0.00% Reduced -2.7k -2,724
94 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 13,89213.9k $257.6k $257.6k 0.00% Reduced -3.1k -3,107
95 MQS Management LLC 0.14% of their portfolio NEW YORK, NY 13,88813.9k $257.5k $257.5k 0.14% New
96 First Trust Direct Indexing L.P. 0.01% of their portfolio Boston, MA 13,82913.8k $256.4k $256.4k 0.01% Reduced -5.0k -4,951
97 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 13,44713.4k $249.3k $249.3k 0.00% Added +1.8k +1,795
98 Gallacher Capital Management LLC 0.11% of their portfolio LONE TREE, CO 13,01913.0k $241.4k $241.4k 0.11% Added +976 +976
99 NewEdge Wealth, LLC 0.00% of their portfolio STAMFORD, CT 12,65412.7k $234.6k $234.6k 0.00% New
100 Vestmark Advisory Solutions, Inc. 0.01% of their portfolio Wakefield, MA 12,25412.3k $227.2k $227.2k 0.01% New