Vault-13

PRUDENTIAL PLC PUK

ADR · ADR · CUSIP 74435K204 · ISIN US74435K2042

British multinational life insurance and financial services company

168 institutional holders +3 vs Q4 2022
29,092,37629.1m shares reported held*
$801.1mreported value*
23 new 53 added 60 reduced 18 sold out net bought ≈ $14.2m (+517.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($436.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $27.54. Options: 4 managers hold calls ($325.0k notional), 2 hold puts ($68.3k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 144Q4 22: 165Q1 23: 168168Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022144
Q4 2022165
Q1 2023168

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 91 bought or addedQ4 22: 68 cut or sold outQ4 22Q1 23: 76 bought or addedQ1 23: 78 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20229168
Q1 20237678

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $450.0kQ4 22 puts: $21.0kQ4 22P/C 0.05Q1 23 calls: $325.0kQ1 23 puts: $68.3kQ1 23P/C 0.21
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$450.0k$21.0k0.05
Q1 2023$325.0k$68.3k0.21

Biggest buyers

FMR LLC Added +1,928,206+1.9m
BANK OF MONTREAL /CAN/ Added +168,939+168.9k
THOMAS WHITE INTERNATIONAL LTD Added +161,532+161.5k
MARSHALL WACE, LLP New +110,884+110.9k
CITADEL ADVISORS LLC Added +106,205+106.2k
GOLDMAN SACHS GROUP INC Added +84,447+84.4k
Qube Research & Technologies Ltd New +81,942+81.9k
Credential Qtrade Securities Inc. Added +81,267+81.3k
Arete Wealth Advisors, LLC Added +55,770+55.8k
JPMORGAN CHASE & CO Added +42,518+42.5k

Biggest sellers

BlackRock Inc. Reduced -551,851-551.9k
JANE STREET GROUP, LLC Reduced -362,382-362.4k
CAUSEWAY CAPITAL MANAGEMENT LLC Reduced -298,783-298.8k
MORGAN STANLEY Reduced -180,629-180.6k
OLD MISSION CAPITAL LLC Reduced -158,165-158.2k
UBS Group AG Reduced -143,133-143.1k
NORTHERN TRUST CORP Reduced -134,987-135.0k
DIMENSIONAL FUND ADVISORS LP Reduced -134,809-134.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -81,790-81.8k
SEI INVESTMENTS CO Reduced -69,157-69.2k

Biggest calls

CITADEL ADVISORS LLC Reduced $284.3k10.4k shares
SIMPLEX TRADING, LLC Reduced $27.0k1.0k shares
GROUP ONE TRADING LLC New $13.7k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $68.3k2.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.00% of their portfolio BOSTON, MA 3,808,7423.8m $104.1m $104.1m 0.00% Added +1.9m +1,928,206
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,515,3723.5m $96.1m $96.1m 0.01% Added +7.0k +6,954
3 BlackRock Inc. 0.00% of their portfolio New York, NY 3,191,4423.2m $87.3m $87.3m 0.00% Reduced -551.9k -551,851
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,062,1172.1m $56.4m $56.4m 0.01% Reduced -180.6k -180,629
5 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 2,005,6382.0m $54.8m $54.8m 0.02% Added +15.0k +15,019
6 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,656,5591.7m $45.3m $45.3m 0.01% Added +84.4k +84,447
7 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,234,0191.2m $33.7m $33.7m 0.01% Reduced -135.0k -134,987
8 CAUSEWAY CAPITAL MANAGEMENT LLC 0.66% of their portfolio LOS ANGELES, CA 1,011,7261.0m $27.7m $27.7m 0.66% Reduced -298.8k -298,783
9 Credential Qtrade Securities Inc. 1.78% of their portfolio VANCOUVER, A1 980,730980.7k $26.8m $26.8m 1.78% Added +81.3k +81,267
10 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 970,413970.4k $26.5m $26.5m 0.01% Reduced -9.8k -9,796
11 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 949,710949.7k $26.0m $26.0m 0.01% Added +168.9k +168,939
12 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 717,740717.7k $19.6m $19.6m 0.01% Reduced -134.8k -134,809
13 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 559,392559.4k $15.3m $15.3m 0.01% Reduced -81.8k -81,790
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 530,311530.3k $14.5m $14.5m 0.00% Added +42.5k +42,518
15 NATIXIS ADVISORS, LLC 0.04% of their portfolio Boston, MA 407,686407.7k $11.1m $11.1m 0.04% Reduced -54.6k -54,603
16 Solel Partners LP 1.90% of their portfolio BOSTON, MA 339,824339.8k $9.3m $9.3m 1.90% Unchanged
17 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 304,118304.1k $8.3m $8.3m 0.01% Added +1.6k +1,644
18 Optiver Holding B.V. 0.37% of their portfolio AMSTERDAM, P7 295,998296.0k $8.0m $8.0m 0.37% Reduced -45 -45
19 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 264,372264.4k $7.2m $7.2m 0.01% Reduced -69.2k -69,157
20 Altrius Capital Management Inc 2.17% of their portfolio NEW BERN, NC 259,466259.5k $7.1m $7.1m 2.17% Added +892 +892
21 CIBC Asset Management Inc 0.03% of their portfolio TORONTO, Z4 251,837251.8k $6.9m $6.9m 0.03% Reduced -3.3k -3,254
22 Arete Wealth Advisors, LLC 1.00% of their portfolio CHICAGO, IL 248,560248.6k $12.3m $12.3m 1.00% Added +55.8k +55,770
23 THOMAS WHITE INTERNATIONAL LTD 1.35% of their portfolio CHICAGO, IL 232,928232.9k $6.4m $6.4m 1.35% Added +161.5k +161,532
24 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 207,698207.7k $5.7m $5.7m 0.01% Added +106.2k +106,205
25 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 206,899206.9k $5.7m $5.7m 0.00% Added +3.6k +3,635
26 UBS Group AG 0.00% of their portfolio ZURICH, V8 191,872191.9k $5.2m $5.2m 0.00% Reduced -143.1k -143,133
27 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.12% of their portfolio BALA CYNWYD, PA 191,250191.2k $5.2m $5.2m 0.12% Unchanged
28 AMG National Trust Bank 0.12% of their portfolio GREENWOOD VILLAGE, CO 129,894129.9k $3.6m $3.6m 0.12% Reduced -22.2k -22,242
29 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 123,006123.0k $3.4m $3.4m 0.00% Added +9.2k +9,158
30 OLD MISSION CAPITAL LLC 0.10% of their portfolio CHICAGO, IL 121,755121.8k $3.3m $3.3m 0.10% Reduced -158.2k -158,165
31 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 111,175111.2k $3.0m $3.0m 0.00% Added +10.4k +10,419
32 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 110,884110.9k $3.0m $3.0m 0.01% New
33 Madison Asset Management, LLC 0.05% of their portfolio MADISON, WI 109,577109.6k $3.0m $3.0m 0.05% Added +16.7k +16,653
34 CANTOR FITZGERALD, L. P. 0.06% of their portfolio NEW YORK, NY 106,211106.2k $2.9m $2.9m 0.06% Reduced -10.5k -10,489
35 OPPENHEIMER ASSET MANAGEMENT INC. 0.04% of their portfolio NEW YORK, NY 87,73687.7k $2.4m $2.4m 0.04% Reduced -24.2k -24,189
36 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 85,69685.7k $2.3m $2.3m 0.00% Reduced -362.4k -362,382
37 Crossmark Global Holdings, Inc. 0.05% of their portfolio HOUSTON, TX 84,75384.8k $2.3m $2.3m 0.05% Added +806 +806
38 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 81,94281.9k $2.2m $2.2m 0.01% New
39 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 70,22570.2k $1.9m $1.9m 0.00% Added +6.0k +5,950
40 Schonfeld Strategic Advisors LLC 0.02% of their portfolio NEW YORK, NY 67,10067.1k $1.8m $1.8m 0.02% Added +9.4k +9,400
41 Ethic Inc. 0.07% of their portfolio NEW YORK, NY 61,20961.2k $1.7m $1.7m 0.07% Reduced -232 -232
42 Bain Capital Public Equity Management II, LLC 0.10% of their portfolio Boston, MA 59,89959.9k $1.6m $1.6m 0.10% Reduced -9.9k -9,851
43 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 58,03558.0k $1.6m $1.6m 0.00% Added +1.4k +1,396
44 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 54,22254.2k $1.5m $1.5m 0.00% Reduced -21.7k -21,731
45 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 51,55551.6k $1.4m $1.4m 0.03% Reduced -6.8k -6,789
46 EARNEST PARTNERS LLC 0.01% of their portfolio ATLANTA, GA 38,80038.8k $1.1m $1.1m 0.01% Reduced -1 -1
47 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 38,45838.5k $1.1m $1.1m 0.00% Added +24.4k +24,425
48 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 36,78836.8k $1.0m $1.0m 0.00% Reduced -13.9k -13,950
49 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 33,88533.9k $926.4k $926.4k 0.00% Reduced -4.7k -4,666
50 Covenant Partners, LLC 0.33% of their portfolio Nashville, TN 31,11431.1k $850.7k $850.7k 0.33% Reduced -13.6k -13,639
51 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 30,36830.4k $830.3k $830.3k 0.00% Added +2.9k +2,853
52 First Trust Direct Indexing L.P. 0.10% of their portfolio Boston, MA 29,85729.9k $816.3k $816.3k 0.10% Added +2.0k +1,976
53 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 29,35629.4k $802.6k $802.6k 0.00% New
54 Legacy Wealth Asset Management, LLC 0.28% of their portfolio WOODBURY, MN 28,11328.1k $768.6k $768.6k 0.28% Added +2.8k +2,790
55 Mariner, LLC 0.00% of their portfolio Overland Park, KS 24,44124.4k $668.0k $668.0k 0.00% Added +3.8k +3,751
56 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 23,91023.9k $653.7k $653.7k 0.01% Added +937 +937
57 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 23,91023.9k $653.7k $653.7k 0.01% New
58 YOUSIF CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BLOOMFIELD HILLS, MI 23,07223.1k $630.8k $630.8k 0.01% Added +100 +100
59 HIGHLAND CAPITAL MANAGEMENT, LLC 0.04% of their portfolio MEMPHIS, TN 21,89921.9k $598.7k $598.7k 0.04% Added +50 +50
60 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 21,24621.2k $580.9k $580.9k 0.00% Added +10.4k +10,360
61 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 19,90019.9k $544.0k $544.0k 0.00% Reduced -66.1k -66,100
62 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 19,53919.5k $537.9k $537.9k 0.00% Reduced -198 -198
63 Pinnacle Wealth Planning Services, Inc. 0.09% of their portfolio MANSFIELD, OH 19,29619.3k $527.6k $527.6k 0.09% Reduced -5.4k -5,389
64 WEALTH ALLIANCE, LLC 0.08% of their portfolio MELLVILLE, NY 18,43318.4k $504.0k $504.0k 0.08% Reduced -885 -885
65 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 18,36418.4k $506.9k $506.9k 0.00% Unchanged
66 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 17,35817.4k $474.6k $474.6k 0.00% Added +3.1k +3,130
67 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 16,59616.6k $453.7k $453.7k 0.00% Reduced -4.1k -4,141
68 Quantinno Capital Management LP 0.03% of their portfolio NEW YORK, NY 16,33016.3k $446.0k $446.0k 0.03% Added +8.4k +8,434
69 Quantamental Technologies LLC 0.24% of their portfolio WHITE PLAINS, NY 16,04716.0k $438.7k $438.7k 0.24% New
70 Naviter Wealth, LLC 0.15% of their portfolio LITTLE ROCK, AR 15,18115.2k $418.9k $418.9k 0.15% Added +420 +420
71 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 13,82013.8k $378.0k $378.0k 0.00% Added +5.8k +5,825
72 Vestmark Advisory Solutions, Inc. 0.02% of their portfolio Wakefield, MA 13,40013.4k $366.4k $366.4k 0.02% Reduced -1.5k -1,468
73 TD PRIVATE CLIENT WEALTH LLC 0.02% of their portfolio NEW YORK, NY 13,03813.0k $356.5k $356.5k 0.02% Reduced -347 -347
74 Ellevest, Inc. 0.03% of their portfolio NEW YORK, NY 13,02413.0k $356.1k $356.1k 0.03% Reduced -524 -524
75 ADVISOR PARTNERS II, LLC 0.02% of their portfolio WALNUT CREEK, CA 12,60212.6k $344.6k $344.6k 0.02% Added +3.0k +2,997
76 Vanguard Personalized Indexing Management, LLC 0.01% of their portfolio OAKLAND, CA 12,55112.6k $347.4k $347.4k 0.01% Added +405 +405
77 HBK Sorce Advisory LLC 0.02% of their portfolio ERIE, PA 12,20612.2k $333.7k $333.7k 0.02% Reduced -14.2k -14,174
78 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 12,08112.1k $330.3k $330.3k 0.00% Reduced -396 -396
79 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,81711.8k $323.0k $323.0k 0.00% Reduced -9.3k -9,306
80 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,29111.3k $308.7k $308.7k 0.00% Reduced -2.0k -1,968
81 Savant Capital, LLC 0.01% of their portfolio ROCKFORD, IL 11,02211.0k $301.3k $301.3k 0.01% Added +283 +283
82 Pacer Advisors, Inc. 0.00% of their portfolio Malvern, PA 10,65010.7k $291.2k $291.2k 0.00% Added +342 +342
83 COURIER CAPITAL LLC 0.03% of their portfolio BUFFALO, NY 10,61610.6k $290.2k $290.2k 0.03% Unchanged
84 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 10,13310.1k $277.0k $277.0k 0.01% Added +259 +259
85 SYSTM Wealth Solutions LLC 0.04% of their portfolio Chicago, IL 9,9019.9k $270.7k $270.7k 0.04% Reduced -1.8k -1,763
86 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 9,6609.7k $264.0k $264.0k 0.00% Reduced -92 -92
87 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 9,4409.4k $258.1k $258.1k 0.00% Reduced -442 -442
88 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,3639.4k $256.0k $256.0k 0.00% Added +814 +814
89 44 WEALTH MANAGEMENT LLC 0.08% of their portfolio EUGENE, OR 9,0749.1k $248.1k $248.1k 0.08% Reduced -70 -70
90 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 8,7608.8k $243.5k $243.5k 0.00% Added +6 +6
91 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 8,7268.7k $238.0k $238.0k 0.01% Added +22 +22
92 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 8,7208.7k $238.4k $238.4k 0.00% New
93 Regal Investment Advisors LLC 0.02% of their portfolio KENTWOOD, MI 8,3548.4k $228.4k $228.4k 0.02% Unchanged
94 Vident Investment Advisory, LLC 0.01% of their portfolio Alpharetta, GA 8,0828.1k $221.0k $221.0k 0.01% New
95 Dorsey & Whitney Trust CO LLC 0.02% of their portfolio SIOUX FALLS, SD 7,7717.8k $212.5k $212.5k 0.02% New
96 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 7,4957.5k $204.9k $204.9k 0.00% New
97 Gallacher Capital Management LLC 0.12% of their portfolio LONE TREE, CO 7,3957.4k $202.2k $202.2k 0.12% New
98 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,3474.3k $118.8k $118.8k 0.00% Reduced -245 -245
99 EverSource Wealth Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 4,0314.0k $110.2k $110.2k 0.01% Reduced -41 -41
100 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 2,5362.5k $70.0k $70.0k 0.00% Reduced -828 -828