Vault-13

PROOF ACQUISITION CORP I

CL A COM · CUSIP 74349W104

12 institutional holders -18 vs Q3 2023
522,223522.2k shares reported held*
$2.0mreported value*
9 new 1 added 0 reduced 26 sold out net sold ≈ $21.5m (-5.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.77.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 64Q4 22: 68Q1 23: 71Q2 23: 30Q3 23: 30Q4 23: 1212Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202264
Q4 202268
Q1 202371
Q2 202330
Q3 202330
Q4 202312

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 17 bought or addedQ4 22: 15 cut or sold outQ4 22Q1 23: 22 bought or addedQ1 23: 16 cut or sold outQ1 23Q2 23: 11 bought or addedQ2 23: 58 cut or sold outQ2 23Q3 23: 5 bought or addedQ3 23: 8 cut or sold outQ3 23Q4 23: 10 bought or addedQ4 23: 26 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221715
Q1 20232216
Q2 20231158
Q3 202358
Q4 20231026

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150k$200kQ1 23 calls: $156.4kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $158.6kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $161.1kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$156.4k$00.00
Q2 2023$158.6k$00.00
Q3 2023$161.1k$00.00
Q4 2023$0$0—

Biggest buyers

BOSTON FINANCIAL MANGEMENT LLC New +138,829+138.8k
NEUBERGER BERMAN GROUP LLC New +115,846+115.8k
Bank of New York Mellon Corp New +90,175+90.2k
Chicago Capital, LLC New +53,625+53.6k
MERCER GLOBAL ADVISORS INC /ADV New +51,457+51.5k
IEQ CAPITAL, LLC New +37,953+38.0k
COMMONWEALTH EQUITY SERVICES, LLC New +22,066+22.1k
RAYMOND JAMES & ASSOCIATES New +10,000+10.0k
ROYAL BANK OF CANADA New +1,979+2.0k
UBS Group AG Added +142+142

Biggest sellers

Westchester Capital Management, LLC Sold out -637,867-637.9k
Hudson Bay Capital Management LP Sold out -600,000-600.0k
First Trust Capital Management L.P. Sold out -550,738-550.7k
Castle Creek Arbitrage, LLC Sold out -535,435-535.4k
WOLVERINE ASSET MANAGEMENT LLC Sold out -475,000-475.0k
TENOR CAPITAL MANAGEMENT Co., L.P. Sold out -400,000-400.0k
AQR Arbitrage LLC Sold out -399,682-399.7k
Alberta Investment Management Corp Sold out -395,000-395.0k
Radcliffe Capital Management, L.P. Sold out -334,650-334.6k
NOMURA HOLDINGS INC Sold out -300,000-300.0k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BOSTON FINANCIAL MANGEMENT LLC 0.02% of their portfolio BOSTON, MA 138,829138.8k $524.1k $524.1k 0.02% New
2 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 115,846115.8k $437.3k $437.3k 0.00% New
3 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 90,17590.2k $340.4k $340.4k 0.00% New
4 Chicago Capital, LLC 0.01% of their portfolio Chicago, IL 53,62553.6k $202.4k $202.4k 0.01% New
5 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 51,45751.5k $194.0k $194.0k 0.00% New
6 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 37,95338.0k $143.3k $143.3k 0.00% New
7 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 22,06622.1k $83.0k $83.0k 0.00% New
8 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 10,00010.0k $37.8k $37.8k 0.00% New
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,9792.0k $7.0k $7.0k 0.00% New
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 265265 $1.0k $1.0k 0.00% Added +142 +142
11 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2828 $106 $106 0.00% Unchanged
12 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged