Vault-13

PROSPECT CAP CORP PSEC 6.375 03.01.25

NOTE 6.375% 3/0 · US DOMESTIC · CUSIP 74348TAT9

1 institutional holders -91 vs Q4 2024
$10.0kprincipal reported held*
$9.9kreported value*
0 new 0 added 0 reduced 89 sold out net sold ≈ $64.2m (-14.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 72Q4 22: 71Q1 23: 70Q2 23: 76Q3 23: 79Q4 23: 84Q1 24: 95Q2 24: 100Q3 24: 93Q4 24: 92Q1 25: 11Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202272
Q4 202271
Q1 202370
Q2 202376
Q3 202379
Q4 202384
Q1 202495
Q2 2024100
Q3 202493
Q4 202492
Q1 20251

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 18 bought or addedQ2 23: 13 cut or sold outQ3 23: 19 bought or addedQ3 23: 13 cut or sold outQ3 23Q4 23: 20 bought or addedQ4 23: 16 cut or sold outQ1 24: 29 bought or addedQ1 24: 17 cut or sold outQ1 24Q2 24: 26 bought or addedQ2 24: 24 cut or sold outQ3 24: 18 bought or addedQ3 24: 23 cut or sold outQ3 24Q4 24: 20 bought or addedQ4 24: 24 cut or sold outQ1 25: 0 bought or addedQ1 25: 89 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20231813
Q3 20231913
Q4 20232016
Q1 20242917
Q2 20242624
Q3 20241823
Q4 20242024
Q1 2025089

Biggest buyers

None

Biggest sellers

Radcliffe Capital Management, L.P. Sold out -19,662,000-19.7m
SCHRODER INVESTMENT MANAGEMENT GROUP Sold out -11,211,000-11.2m
Windsor Capital Management, LLC Sold out -4,569,000-4.6m
Catalyst Capital Advisors LLC Sold out -4,079,000-4.1m
ROYAL BANK OF CANADA Sold out -3,633,000-3.6m
EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC Sold out -3,272,000-3.3m
Amundi Sold out -2,800,000-2.8m
PIPER SANDLER & CO. Sold out -2,544,000-2.5m
VICTORY CAPITAL MANAGEMENT INC Sold out -2,351,000-2.4m
MORGAN STANLEY Sold out -1,111,000-1.1m

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 10,00010.0k $9.9k $9.9k 0.00% Unchanged