PROSPECT CAP CORP PSEC 6.375 03.01.25
NOTE 6.375% 3/0 · US DOMESTIC · CUSIP 74348TAT9
72
institutional holders
25.3m
shares reported held*
$78.0mreported value*
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.08.
Holders, Q3 2022
| Manager | Shares | Change |
|---|---|---|
| Radcliffe Capital Management, L.P. 0.35% of their portfolio | 13.2m $13.4m | — |
| NorthCoast Asset Management LLC 0.27% of their portfolio | 11.5m $11.7m | — |
| ZAZOVE ASSOCIATES LLC 0.54% of their portfolio | 6.0m $6.0m | — |
| SSI INVESTMENT MANAGEMENT LLC 0.37% of their portfolio | 5.6m $5.6m | — |
| Windsor Capital Management, LLC 1.93% of their portfolio | 5.1m $5.2m | — |
| SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio | 4.0m $4.1m | — |
| Lombard Odier Asset Management (Europe) Ltd 0.21% of their portfolio | 4.0m $4.0m | — |
| Ameritas Investment Partners, Inc. 0.16% of their portfolio | 3.5m $3.6m | — |
| Amundi 0.00% of their portfolio | 3.0m $3.0m | — |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 2.6m $2.5m | — |
| BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio | 2.4m $2.4m | — |
| EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC 0.41% of their portfolio | 2.3m $2.3m | — |
| Thrivent Financial for Lutherans 0.01% of their portfolio | 1.8m $1.9m | — |
| AEGON USA Investment Management, LLC 0.60% of their portfolio | 1.0m $1.0m | — |
| Skaana Management L.P. 0.35% of their portfolio | 1.0m $1.0m | — |
| MORGAN STANLEY 0.00% of their portfolio | 921.0k $936.0k | — |
| AQR Arbitrage LLC 0.02% of their portfolio | 896.0k $920.0k | — |
| Sculati Wealth Management, LLC 0.45% of their portfolio | 779.0k $770.0k | — |
| Carnegie Investment Counsel 0.03% of their portfolio | 661.0k $672.0k | — |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 468.0k $475.0k | — |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 388.0k $383.3k | — |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 367.0k $372.0k | — |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 354.0k $350.0k | — |
| AFG FIDUCIARY SERVICES LIMITED PARTNERSHIP 0.28% of their portfolio | 295.0k $300.0k | — |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 276.0k $281.0k | — |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 193.0k $196.0k | — |
| Wealthstar Advisors, LLC 0.09% of their portfolio | 186.0k $186.0k | — |
| Sigma Planning Corp 0.01% of their portfolio | 175.0k $178.0k | — |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 143.3k $143.0k | — |
| Aveo Capital Partners, LLC 0.02% of their portfolio | 122.0k $124.0k | — |
| FIRST HAWAIIAN BANK 0.00% of their portfolio | 119.0k $121.0k | — |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 90.0k $91.0k | — |
| Goodman Financial Corp 0.03% of their portfolio | 86.0k $87.0k | — |
| Apeiron RIA LLC 0.04% of their portfolio | 80.0k $81.0k | — |
| LPL Financial LLC 0.00% of their portfolio | 75.0k $74.0k | — |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 75.0k $76.0k | — |
| HOHIMER WEALTH MANAGEMENT, LLC 0.02% of their portfolio | 75.0k $76.0k | — |
| REGIONS FINANCIAL CORP 0.00% of their portfolio | 65.0k $66.0k | — |
| Integrated Advisors Network LLC 0.00% of their portfolio | 53.0k $54.0k | — |
| AlphaStar Capital Management, LLC 0.01% of their portfolio | 51.0k $52.0k | — |
| BLAIR WILLIAM & CO/IL 0.00% of their portfolio | 50.0k $51.0k | — |
| Cetera Investment Advisers 0.00% of their portfolio | 50.0k $51.0k | — |
| Divergent Wealth Advisors 0.01% of their portfolio | 49.0k $50.0k | — |
| AE Wealth Management LLC 0.00% of their portfolio | 41.0k $42.0k | — |
| U.S. Capital Wealth Advisors, LLC 0.00% of their portfolio | 40.0k $41.0k | — |
| Cetera Advisors LLC 0.00% of their portfolio | 35.0k $36.0k | — |
| Lineweaver Wealth Advisors, LLC 0.01% of their portfolio | 35.0k $35.0k | — |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 34.0k $35.0k | — |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 32.0k $33.0k | — |
| DIMENSION CAPITAL MANAGEMENT LLC 0.01% of their portfolio | 30.0k $30.0k | — |
| Sunbelt Securities, Inc. 0.01% of their portfolio | 25.0k $25.0k | — |
| OmniStar Financial Group, Inc. 0.03% of their portfolio | 25.0k $25.0k | — |
| Activest Wealth Management 0.01% of their portfolio | 25.0k $25.0k | — |
| CoreCap Advisors, LLC 0.00% of their portfolio | 25.0k $25.0k | — |
| WORLD EQUITY GROUP, INC. 0.01% of their portfolio | 21.0k $21.3k | — |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 20.0k $20.0k | — |
| Wealthspire Advisors, LLC 0.00% of their portfolio | 20.0k $20.0k | — |
| Patriot Financial Group Insurance Agency, LLC 0.00% of their portfolio | 17.0k $17.0k | — |
| Focus Partners Advisor Solutions, LLC 0.00% of their portfolio | 17.0k $17.0k | — |
| WEDBUSH SECURITIES INC 0.09% of their portfolio | 15.0k $1.5m | — |
| Mariner, LLC 0.00% of their portfolio | 15.0k $15.0k | — |
| Biondo Investment Advisors, LLC 0.00% of their portfolio | 15.0k $15.0k | — |
| Triton Financial Group Inc 0.01% of their portfolio | 15.0k $15.0k | — |
| INTEGRAL INVESTMENT ADVISORS, INC. 0.01% of their portfolio | 15.0k $15.0k | — |
| Private Advisor Group, LLC 0.00% of their portfolio | 13.0k $13.0k | — |
| Praetorian Wealth Management, Inc. 0.00% of their portfolio | 10.0k $10.0k | — |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 7.0k $7.0k | — |
| Ellis Investment Partners, LLC 0.00% of their portfolio | 5.0k $5.0k | — |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 1.1k $6.6k | — |
| LAFFER TENGLER INVESTMENTS, INC. 0.38% of their portfolio | 1.0k $1.0m | — |
| Executive Wealth Management, LLC 0.00% of their portfolio | 27 $27.0k | — |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | — |