Vault-13

PROSHARES TR NOBL

S&P 500 DV ARIST · ETP · CUSIP 74348A467

714 institutional holders +2 vs Q4 2023
83,421,41283.4m shares reported held*
$8.4bnreported value*
55 new 264 added 261 reduced 52 sold out net bought ≈ $1.2bn (+13.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $100.32. Options: 3 managers hold calls ($6.7m notional), 3 hold puts ($2.9m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 571Q4 22: 633Q1 23: 639Q2 23: 648Q3 23: 649Q4 23: 712Q1 24: 714714Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022571
Q4 2022633
Q1 2023639
Q2 2023648
Q3 2023649
Q4 2023712
Q1 2024714

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 329 bought or addedQ4 22: 187 cut or sold outQ4 22Q1 23: 324 bought or addedQ1 23: 234 cut or sold outQ1 23Q2 23: 296 bought or addedQ2 23: 246 cut or sold outQ2 23Q3 23: 316 bought or addedQ3 23: 251 cut or sold outQ3 23Q4 23: 304 bought or addedQ4 23: 297 cut or sold outQ4 23Q1 24: 319 bought or addedQ1 24: 313 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022329187
Q1 2023324234
Q2 2023296246
Q3 2023316251
Q4 2023304297
Q1 2024319313

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ2 23 calls: $11.7mQ2 23 puts: $3.5mQ2 23P/C 0.30Q3 23 calls: $9.0mQ3 23 puts: $2.1mQ3 23P/C 0.23Q4 23 calls: $6.4mQ4 23 puts: $2.1mQ4 23P/C 0.33Q1 24 calls: $6.7mQ1 24 puts: $2.9mQ1 24P/C 0.44
Numbers
QuarterCallsPutsP/C
Q2 2023$11.7m$3.5m0.30
Q3 2023$9.0m$2.1m0.23
Q4 2023$6.4m$2.1m0.33
Q1 2024$6.7m$2.9m0.44

Biggest buyers

MORGAN STANLEY Added +12,556,333+12.6m
Global Assets Advisory, LLC Added +927,271+927.3k
Cetera Investment Advisers Added +383,429+383.4k
EASTERN BANK Added +298,032+298.0k
Cresset Asset Management, LLC Added +142,619+142.6k
Gunma Bank,Ltd. New +106,000+106.0k
KPP Advisory Services LLC New +99,044+99.0k
FAGAN ASSOCIATES, INC. New +78,939+78.9k
CREDIT SUISSE AG/ Added +71,415+71.4k
AMERIPRISE FINANCIAL INC Added +62,002+62.0k

Biggest sellers

Cetera Advisor Networks LLC Sold out -219,272-219.3k
JPMORGAN CHASE & CO Reduced -150,448-150.4k
UBS Group AG Reduced -138,672-138.7k
BANK OF AMERICA CORP /DE/ Reduced -122,708-122.7k
YOUSIF CAPITAL MANAGEMENT, LLC Reduced -122,622-122.6k
Proquility Private Wealth Partners, LLC Reduced -107,575-107.6k
HOLLENCREST CAPITAL MANAGEMENT Sold out -92,825-92.8k
Cetera Advisors LLC Sold out -83,385-83.4k
Performance Wealth Partners, LLC Sold out -72,512-72.5k
ROCKLAND TRUST CO Reduced -67,587-67.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.9m58.6k shares
CITADEL ADVISORS LLC Added $720.0k7.1k shares
Cutler Group LLC / CA Reduced $0100 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.6m26.0k shares
CITADEL ADVISORS LLC Reduced $263.7k2.6k shares
Cutler Group LLC / CA Reduced $0300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.10% of their portfolio NEW YORK, NY 37,200,24937.2m $3.8bn $3.8bn 0.10% Added +12.6m +12,556,333
2 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 4,388,8164.4m $445.1m $445.1m 0.04% Reduced -122.7k -122,708
3 LPL Financial LLC 0.17% of their portfolio FORT MILL, SC 3,035,0653.0m $307.8m $307.8m 0.17% Reduced -15.7k -15,724
4 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 2,111,4022.1m $214.1m $214.1m 0.06% Added +51.7k +51,660
5 UBS Group AG 0.07% of their portfolio ZURICH, V8 2,001,3312.0m $203.0m $203.0m 0.07% Reduced -138.7k -138,672
6 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 1,503,3001.5m $152.4m $152.4m 0.04% Reduced -24.6k -24,628
7 Cresset Asset Management, LLC 0.74% of their portfolio Chicago, IL 1,500,4721.5m $152.2m $152.2m 0.74% Added +142.6k +142,619
8 Raymond James Financial Services Advisors, Inc. 0.22% of their portfolio ST. PETERSBURG, FL 1,486,6341.5m $150.8m $150.8m 0.22% Reduced -11.7k -11,688
9 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,421,0401.4m $144.1m $144.1m 0.01% Reduced -150.4k -150,448
10 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 2.75% of their portfolio MINNEAPOLIS, MN 1,191,8171.2m $120.9m $120.9m 2.75% Added +2.6k +2,561
11 COMMONWEALTH EQUITY SERVICES, LLC 0.19% of their portfolio WALTHAM, MA 1,123,2311.1m $113.9m $113.9m 0.19% Reduced -38.0k -38,014
12 IAM Advisory, LLC 27.45% of their portfolio EASTON, PA 987,975988.0k $100.2m $100.2m 27.45% Added +15.9k +15,946
13 Global Assets Advisory, LLC 0.36% of their portfolio ORLANDO, FL 937,760937.8k $9.3k $9.3k 0.36% Added +927.3k +927,271
14 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 894,789894.8k $90.8m $90.8m 0.02% Added +62.0k +62,002
15 OSAIC HOLDINGS, INC. 0.17% of their portfolio SCOTTSDALE, AZ 766,829766.8k $77.8m $77.8m 0.17% Reduced -33.7k -33,746
16 Wealthspire Advisors, LLC 1.00% of their portfolio NEW YORK, NY 739,237739.2k $75.0m $75.0m 1.00% Reduced -27.2k -27,243
17 Cassaday & Co Wealth Management LLC 2.11% of their portfolio MCLEAN, VA 639,673639.7k $64.9m $64.9m 2.11% Reduced -2.9k -2,938
18 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 603,944603.9k $61.2m $61.2m 0.04% Added +10.8k +10,798
19 Janney Montgomery Scott LLC 0.16% of their portfolio PHILADELPHIA, PA 515,079515.1k $52.2m $52.2m 0.16% Reduced -26.7k -26,713
20 Cetera Investment Advisers 0.12% of their portfolio SCHAUMBURG, IL 482,921482.9k $49.0m $49.0m 0.12% Added +383.4k +383,429
21 Cambridge Investment Research Advisors, Inc. 0.18% of their portfolio FAIRFIELD, IA 469,798469.8k $47.6m $47.6m 0.18% Reduced -11.2k -11,206
22 EASTERN BANK 1.94% of their portfolio BOSTON, MA 458,748458.7k $46.5m $46.5m 1.94% Added +298.0k +298,032
23 Brookstone Capital Management 0.81% of their portfolio WHEATON, IL 444,373444.4k $45.1m $45.1m 0.81% Added +48.9k +48,888
24 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 404,202404.2k $41.0m $41.0m 0.02% Added +44.2k +44,156
25 IFG Advisory, LLC 2.78% of their portfolio ATLANTA, GA 367,770367.8k $37.3m $37.3m 2.78% Added +30.2k +30,230
26 NEUBERGER BERMAN GROUP LLC 0.03% of their portfolio NEW YORK, NY 365,816365.8k $37.1m $37.1m 0.03% Reduced -5.3k -5,273
27 ForthRight Wealth Management, LLC 12.81% of their portfolio ALPHARETTA, GA 352,031352.0k $35.7m $35.7m 12.81% Reduced -1.9k -1,857
28 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 348,895348.9k $35.4m $35.4m 0.07% Added +16.7k +16,717
29 AVANTAX ADVISORY SERVICES, INC. 0.30% of their portfolio DALLAS, TX 329,450329.4k $33.4m $33.4m 0.30% Added +932 +932
30 Cerity Partners LLC 0.09% of their portfolio NEW YORK, NY 322,955323.0k $32.8m $32.8m 0.09% Reduced -2.5k -2,515
31 Landmark Wealth Management, LLC 13.71% of their portfolio MELVILLE, NY 291,845291.8k $29.6m $29.6m 13.71% Added +4.6k +4,610
32 QUEST INVESTMENT MANAGEMENT LLC 2.85% of their portfolio LAKE OSWEGO, OR 251,757251.8k $25.5m $25.5m 2.85% Added +3.5k +3,510
33 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 249,519249.5k $25.3m $25.3m 0.04% Reduced -5.5k -5,546
34 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 249,194249.2k $25.3m $25.3m 0.03% Reduced -39.9k -39,911
35 HANTZ FINANCIAL SERVICES, INC. 0.49% of their portfolio SOUTHFIELD, MI 247,576247.6k $25.1m $25.1m 0.49% Reduced -29.0k -29,001
36 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 232,331232.3k $23.6m $23.6m 0.07% Added +5.2k +5,227
37 Summit Financial Wealth Advisors, LLC 4.75% of their portfolio Lafayette, LA 231,307231.3k $23.5m $23.5m 4.75% Added +9.7k +9,728
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 226,158226.2k $22.9m $22.9m 0.02% Added +7.7k +7,719
39 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 224,319224.3k $22.7m $22.7m 0.04% Added +59.3k +59,256
40 NATIONAL BANK OF CANADA /FI/ 0.04% of their portfolio MONTREAL, A8 219,380219.4k $21.9m $21.9m 0.04% Added +15.2k +15,211
41 Financial Partners Group, Inc 3.46% of their portfolio Overland Park, KS 214,032214.0k $21.7m $21.7m 3.46% Reduced -28.4k -28,397
42 Prime Capital Investment Advisors, LLC 0.26% of their portfolio OVERLAND PARK, KS 181,301181.3k $18.4m $18.4m 0.26% Added +1.7k +1,709
43 Private Advisor Group, LLC 0.13% of their portfolio MORRISTOWN, NJ 181,253181.3k $18.4m $18.4m 0.13% Added +13.7k +13,741
44 TOTH FINANCIAL ADVISORY CORP 2.18% of their portfolio LEESBURG, VA 171,499171.5k $17.4m $17.4m 2.18% Added +4.5k +4,487
45 CREDIT SUISSE AG/ 0.02% of their portfolio ZURICH, V8 163,643163.6k $16.6m $16.6m 0.02% Added +71.4k +71,415
46 FIRST MANHATTAN CO. LLC. 0.05% of their portfolio NEW YORK, NY 154,178154.2k $15.6m $15.6m 0.05% Added +715 +715
47 Prism Advisors, Inc. 4.68% of their portfolio STUDIO CITY, CA 153,579153.6k $15.6m $15.6m 4.68% Reduced -4.4k -4,429
48 D.A. DAVIDSON & CO. 0.14% of their portfolio GREAT FALLS, MT 152,205152.2k $15.4m $15.4m 0.14% Added +7.8k +7,824
49 TD Waterhouse Canada Inc. 0.15% of their portfolio TORONTO, A6 151,576151.6k $20.1m $20.1m 0.15% Added +3.4k +3,372
50 Essex Financial Services, Inc. 1.41% of their portfolio ESSEX, CT 151,118151.1k $15.3m $15.3m 1.41% Reduced -87 -87
51 SMITH, MOORE & CO. 1.57% of their portfolio CLAYTON, MO 145,362145.4k $14.7m $14.7m 1.57% Reduced -2.2k -2,182
52 CFS Investment Advisory Services, LLC 2.47% of their portfolio TOTOWA, NJ 144,639144.6k $14.7m $14.7m 2.47% Reduced -1.4k -1,376
53 Financial & Tax Architects, LLC 3.99% of their portfolio ST LOUIS, MO 142,965143.0k $14.5m $14.5m 3.99% Added +17.2k +17,182
54 Glen Eagle Advisors, LLC 2.69% of their portfolio KINGSTON, NJ 140,019140.0k $14.2m $14.2m 2.69% Added +813 +813
55 Avidian Wealth Enterprises, LLC 0.73% of their portfolio Houston, TX 134,339134.3k $13.6m $13.6m 0.73% Added +1.2k +1,171
56 Mariner, LLC 0.03% of their portfolio Overland Park, KS 133,038133.0k $13.5m $13.5m 0.03% Added +18.0k +17,988
57 COMERICA BANK 0.06% of their portfolio DALLAS, TX 126,147126.1k $12.8m $12.8m 0.06% Reduced -641 -641
58 Pacific Wealth Strategies Group, Inc. 10.51% of their portfolio SANTA BARBARA, CA 124,174124.2k $12.6m $12.6m 10.51% Added +5.0k +5,031
59 Equitable Holdings, Inc. 0.14% of their portfolio NEW YORK, NY 121,685121.7k $12.3m $12.3m 0.14% Reduced -5.4k -5,367
60 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 119,808119.8k $12.1m $12.1m 0.02% Reduced -8.8k -8,787
61 Kraft, Davis & Associates, LLC 3.57% of their portfolio St. Louis, MO 119,618119.6k $11.9m $11.9m 3.57% Added +15.4k +15,420
62 Centennial Bank/AR/ 6.11% of their portfolio CONWAY, AR 117,800117.8k $11.9m $11.9m 6.11% Reduced -13.5k -13,535
63 Veltria Advisors Corp. 3.04% of their portfolio MIAMI, FL 115,879115.9k $11.8m $11.8m 3.04% Unchanged
64 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 111,779111.8k $11.3m $11.3m 0.08% Added +5.1k +5,109
65 Apexium Financial, LP 0.85% of their portfolio Dallas, TX 111,006111.0k $11.3m $11.3m 0.85% Reduced -1.2k -1,183
66 Gunma Bank,Ltd. 5.66% of their portfolio GUNMA, M0 106,000106.0k $10.7m $10.7m 5.66% New
67 SMITH SHELLNUT WILSON LLC /ADV 5.61% of their portfolio Ridgeland, MS 104,399104.4k $10.6m $10.6m 5.61% Reduced -1.4k -1,404
68 Coston, McIsaac & Partners 3.33% of their portfolio BAR HARBOR, ME 102,333102.3k $10.4m $10.4m 3.33% Added +854 +854
69 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 100,000100.0k $10.1m $10.1m 0.00% Reduced -56.8k -56,819
70 NewEdge Advisors, LLC 0.09% of their portfolio NEW ORLEANS, LA 99,82599.8k $10.1m $10.1m 0.09% Added +10.9k +10,882
71 KPP Advisory Services LLC 2.76% of their portfolio Louisville, KY 99,04499.0k $10.0m $10.0m 2.76% New
72 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 97,25197.3k $9.9m $9.9m 0.04% Reduced -13.7k -13,652
73 First Personal Financial Services 2.27% of their portfolio CHARLOTTE, NC 96,58696.6k $9.8m $9.8m 2.27% Reduced -387 -387
74 Ted Buchan & Co 5.94% of their portfolio San Diego, CA 95,35395.4k $9.7m $9.7m 5.94% Reduced -4.0k -4,049
75 InterOcean Capital Group, LLC 0.23% of their portfolio NASHVILLE, TN 93,90693.9k $9.5m $9.5m 0.23% Reduced -219 -219
76 Sanchez Wealth Management Group 3.19% of their portfolio JACKSONVILLE, FL 92,86992.9k $9.4m $9.4m 3.19% Reduced -1.7k -1,736
77 OPPENHEIMER & CO INC 0.15% of their portfolio NEW YORK, NY 90,72490.7k $9.2m $9.2m 0.15% Reduced -16.8k -16,833
78 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 90,33390.3k $9.2m $9.2m 0.02% Reduced -17.6k -17,616
79 Atria Wealth Solutions, Inc. 0.10% of their portfolio NEW YORK, NY 88,55188.6k $9.0m $9.0m 0.10% Reduced -7.1k -7,141
80 MYCIO WEALTH PARTNERS, LLC 2.20% of their portfolio PHILADELPHIA, PA 86,16686.2k $8.7m $8.7m 2.20% Added +645 +645
81 Legacy Private Trust Co. 0.63% of their portfolio NEENAH, WI 85,55285.6k $8.7m $8.7m 0.63% Reduced -10.1k -10,075
82 Grayhawk Investment Strategies Inc. 7.54% of their portfolio Calgary, A0 84,36184.4k $8.6m $8.6m 7.54% Reduced -3.6k -3,600
83 Mowery & Schoenfeld Wealth Management, LLC 16.20% of their portfolio LINCOLNSHIRE, IL 82,88282.9k $8.4m $8.4m 16.20% Added +9.1k +9,099
84 Apollon Financial, LLC 2.88% of their portfolio MOUNT PLEASANT, SC 82,17482.2k $8.3m $8.3m 2.88% Reduced -588 -588
85 BENJAMIN F. EDWARDS & COMPANY, INC. 0.15% of their portfolio ST. LOUIS, MO 81,44381.4k $8.3m $8.3m 0.15% Reduced -5.4k -5,390
86 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 80,23380.2k $8.1m $8.1m 0.01% Reduced -606 -606
87 FAGAN ASSOCIATES, INC. 1.50% of their portfolio TROY, NY 78,93978.9k $8.0m $8.0m 1.50% New
88 Newman Dignan & Sheerar, Inc. 2.14% of their portfolio PROVIDENCE, RI 78,85178.9k $8.0m $8.0m 2.14% Reduced -686 -686
89 Spire Wealth Management 0.14% of their portfolio MCLEAN, VA 76,17376.2k $7.7m $7.7m 0.14% Reduced -1.1k -1,122
90 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 74,92074.9k $7.6m $7.6m 0.01% Added +488 +488
91 Joseph P. Lucia & Associates, LLC 4.04% of their portfolio Yorktown Heights, NY 74,30174.3k $7.5m $7.5m 4.04% Added +3.5k +3,482
92 LMG Wealth Partners, LLC 1.89% of their portfolio SHREVEPORT, LA 74,08574.1k $7.5m $7.5m 1.89% Added +2.3k +2,317
93 TRANSCEND CAPITAL ADVISORS, LLC 0.59% of their portfolio MADISON, NJ 73,00473.0k $7.4m $7.4m 0.59% Added +499 +499
94 Cypress Capital, LLC 2.02% of their portfolio FRANKLIN, TN 72,83972.8k $7.4m $7.4m 2.02% Reduced -2.8k -2,840
95 Allen Capital Group, LLC 1.07% of their portfolio GRAND ISLAND, NE 72,43372.4k $7.3m $7.3m 1.07% Reduced -866 -866
96 Connecticut Wealth Management, LLC 0.39% of their portfolio FARMINGTON, CT 71,37771.4k $7.2m $7.2m 0.39% Reduced -1.3k -1,347
97 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 71,00071.0k $7.2m $7.2m 0.00% Reduced -36.2k -36,200
98 Ratio Wealth Group 1.34% of their portfolio DENVER, CO 70,98871.0k $7.2m $7.2m 1.34% Reduced -654 -654
99 Jacobi Capital Management LLC 0.66% of their portfolio PITTSTON, PA 70,58070.6k $7.2m $7.2m 0.66% Reduced -1.1k -1,105
100 Centurion Wealth Management LLC 2.81% of their portfolio Mclean, VA 70,28470.3k $7.1m $7.1m 2.81% Added +986 +986