Vault-13

PROSHARES TR TQQQ

ULTRAPRO QQQ · ETP · CUSIP 74347X831

190 institutional holders +7 vs Q4 2022
19,350,66919.4m shares reported held*
$543.8mreported value*
50 new 45 added 58 reduced 42 sold out net sold ≈ $15.7m (-565.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.10. Options: 10 managers hold calls ($630.6m notional), 9 hold puts ($240.6m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 151Q4 22: 183Q1 23: 190190Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022151
Q4 2022183
Q1 2023190

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 105 bought or addedQ4 22: 54 cut or sold outQ4 22Q1 23: 95 bought or addedQ1 23: 100 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210554
Q1 202395100

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600m$800mQ3 22 calls: $214.5mQ3 22 puts: $193.3mQ3 22P/C 0.90Q4 22 calls: $303.7mQ4 22 puts: $169.6mQ4 22P/C 0.56Q1 23 calls: $630.6mQ1 23 puts: $240.6mQ1 23P/C 0.38
Numbers
QuarterCallsPutsP/C
Q3 2022$214.5m$193.3m0.90
Q4 2022$303.7m$169.6m0.56
Q1 2023$630.6m$240.6m0.38

Biggest buyers

CITADEL ADVISORS LLC Added +852,788+852.8k
Franchise Capital Ltd New +494,500+494.5k
Avidian Wealth Enterprises, LLC New +478,333+478.3k
BANK OF AMERICA CORP /DE/ Added +470,329+470.3k
IMC-Chicago, LLC Added +419,114+419.1k
Prosperity Wealth Management, Inc. Added +414,636+414.6k
Paragon Advisors, LLC Added +393,651+393.7k
DRW Securities, LLC New +372,456+372.5k
McElhenny Sheffield Capital Management, LLC New +269,663+269.7k
TB Alternative Assets Ltd. Added +215,900+215.9k

Biggest sellers

HOEY INVESTMENTS, INC Reduced -932,799-932.8k
JPMORGAN CHASE & CO Reduced -725,079-725.1k
GOLDMAN SACHS GROUP INC Reduced -579,090-579.1k
JANE STREET GROUP, LLC Reduced -514,262-514.3k
HRT FINANCIAL LP Reduced -448,622-448.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -430,948-430.9k
Jump Financial, LLC Reduced -321,489-321.5k
HHLR ADVISORS, LTD. Sold out -230,000-230.0k
BARCLAYS PLC Reduced -221,032-221.0k
MORGAN STANLEY Reduced -218,066-218.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $407.7m14.4m shares
CITADEL ADVISORS LLC Added $163.8m5.8m shares
WOLVERINE TRADING, LLC Reduced $46.9m1.7m shares
Cutler Group LLC / CA Added $7.8m1.2m shares
XR Securities LLC Added $3.4m120.9k shares
HAP Trading, LLC Added $669.0k137.2k shares
Walleye Trading LLC Reduced $327.8k11.6k shares
Clarity Wealth Advisors, LLC New $28.3k1.0k shares
Creative Planning Added $12.8k2.5k shares
HighTower Advisors, LLC New $2.7k2.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $156.2m5.5m shares
CITADEL ADVISORS LLC Reduced $42.4m1.5m shares
WOLVERINE TRADING, LLC Added $40.1m1.5m shares
XR Securities LLC Reduced $1.1m39.3k shares
Cutler Group LLC / CA Added $468.0k1.1m shares
Walleye Trading LLC Reduced $163.9k5.8k shares
Lido Advisors, LLC Unchanged $84.8k3.0k shares
BANK OF MONTREAL /CAN/ Unchanged $50.9k1.8k shares
HAP Trading, LLC Reduced $38.0k42.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CITADEL ADVISORS LLC 0.10% of their portfolio MIAMI, FL 3,101,1513.1m $87.6m $87.6m 0.10% Added +852.8k +852,788
2 Paragon Advisors, LLC 23.19% of their portfolio COLLEGE STATION, TX 2,433,6652.4m $68.8m $68.8m 23.19% Added +393.7k +393,651
3 HRT FINANCIAL LP 0.68% of their portfolio NEW YORK, NY 1,921,8561.9m $54.3m $54.3m 0.68% Reduced -448.6k -448,622
4 TB Alternative Assets Ltd. 8.39% of their portfolio HONG KONG, K3 1,204,3001.2m $34.0m $34.0m 8.39% Added +215.9k +215,900
5 CANTOR FITZGERALD, L. P. 0.63% of their portfolio NEW YORK, NY 1,044,5151.0m $29.5m $29.5m 0.63% Added +75.8k +75,807
6 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 834,968835.0k $23.6m $23.6m 0.04% Reduced -514.3k -514,262
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 753,833753.8k $21.3m $21.3m 0.00% Added +470.3k +470,329
8 Prosperity Wealth Management, Inc. 17.03% of their portfolio San Ramon, CA 743,828743.8k $21.0m $21.0m 17.03% Added +414.6k +414,636
9 IMC-Chicago, LLC 2.93% of their portfolio CHICAGO, IL 612,135612.1k $17.3m $17.3m 2.93% Added +419.1k +419,114
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 521,266521.3k $14.7m $14.7m 0.00% Reduced -218.1k -218,066
11 Franchise Capital Ltd 3.64% of their portfolio GRAND CAYMAN, E9 494,500494.5k $14.0m $14.0m 3.64% New
12 Avidian Wealth Enterprises, LLC 0.74% of their portfolio Houston, TX 478,333478.3k $13.5m $13.5m 0.74% New
13 DRW Securities, LLC 1.54% of their portfolio CHICAGO, IL 372,456372.5k $10.5m $10.5m 1.54% New
14 NEXPOINT ASSET MANAGEMENT, L.P. 1.10% of their portfolio Dallas, TX 360,850360.9k $10.2m $10.2m 1.10% Reduced -28.5k -28,500
15 McElhenny Sheffield Capital Management, LLC 4.02% of their portfolio DALLAS, TX 269,663269.7k $7.6m $7.6m 4.02% New
16 Tower Research Capital LLC (TRC) 0.20% of their portfolio NEW YORK, NY 219,720219.7k $6.2m $6.2m 0.20% Reduced -142.7k -142,653
17 WOLVERINE TRADING, LLC 0.15% of their portfolio CHICAGO, IL 185,193185.2k $5.0m $5.0m 0.15% Added +47.4k +47,382
18 AXXCESS WEALTH MANAGEMENT, LLC 0.39% of their portfolio CARLSBAD, CA 174,573174.6k $4.9m $4.9m 0.39% Reduced -3.3k -3,320
19 HOEY INVESTMENTS, INC 1.95% of their portfolio COATESVILLE, PA 174,500174.5k $4.9m $4.9m 1.95% Reduced -932.8k -932,799
20 TWO SIGMA SECURITIES, LLC 0.41% of their portfolio NEW YORK, NY 173,979174.0k $4.9m $4.9m 0.41% Added +88.9k +88,874
21 Jump Financial, LLC 0.18% of their portfolio Chicago, IL 153,341153.3k $4.3m $4.3m 0.18% Reduced -321.5k -321,489
22 INDEPENDENT FINANCIAL GROUP, LLC 0.34% of their portfolio SAN DIEGO, CA 150,468150.5k $4.3m $4.3m 0.34% Added +16.7k +16,700
23 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 150,000150.0k $4.2m $4.2m 0.01% Reduced -150.0k -150,000
24 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 149,100149.1k $4.2m $4.2m 0.01% New
25 ORACLE INVESTMENT MANAGEMENT INC 0.68% of their portfolio GREENWICH, CT 140,000140.0k $687.4k $687.4k 0.68% Reduced -60.0k -60,000
26 SG Americas Securities, LLC 0.05% of their portfolio NEW YORK, NY 138,991139.0k $3.9m $3.9m 0.05% Added +77.6k +77,565
27 TOTH FINANCIAL ADVISORY CORP 0.49% of their portfolio LEESBURG, VA 111,963112.0k $3.2m $3.2m 0.49% Added +54.1k +54,130
28 WEALTH ADVISORS, INC. 1.28% of their portfolio RANCHO SANTA FE, CA 100,000100.0k $2.7m $2.7m 1.28% Reduced -3.0k -3,017
29 World Investment Advisors 0.49% of their portfolio LINCROFT, NJ 83,63783.6k $2.4m $2.4m 0.49% Reduced -8.9k -8,927
30 OLD NATIONAL BANCORP /IN/ 0.07% of their portfolio EVANSVILLE, IN 80,80780.8k $2.3m $2.3m 0.07% Reduced -875 -875
31 DeDora Capital, Inc. 0.91% of their portfolio Napa, CA 75,42875.4k $2.1m $2.1m 0.91% Reduced -7.4k -7,364
32 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 72,79872.8k $2.1m $2.1m 0.00% Added +41.4k +41,358
33 KCM INVESTMENT ADVISORS LLC 0.07% of their portfolio GREENBRAE, CA 62,90562.9k $1.8m $1.8m 0.07% Added +16.5k +16,500
34 Edgestream Partners, L.P. 0.20% of their portfolio Princeton, NJ 62,54662.5k $1.8m $1.8m 0.20% New
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 55,10055.1k $1.6m $1.6m 0.00% Reduced -725.1k -725,079
36 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 54,17754.2k $1.5m $1.5m 0.00% Added +1.1k +1,117
37 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 51,21951.2k $1.4m $1.4m 0.01% New
38 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 50,55050.5k $1.4m $1.4m 0.04% New
39 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 48,52448.5k $1.4m $1.4m 0.00% Added +3.8k +3,815
40 Cassaday & Co Wealth Management LLC 0.06% of their portfolio MCLEAN, VA 46,37546.4k $1.3m $1.3m 0.06% New
41 Capital Investment Advisors, LLC 0.04% of their portfolio ATLANTA, GA 43,86143.9k $1.2m $1.2m 0.04% Unchanged
42 Intercontinental Wealth Advisors, LLC 0.31% of their portfolio SAN ANTONIO, TX 43,47343.5k $1.2m $1.2m 0.31% Reduced -3.4k -3,370
43 Main Street Financial Solutions, LLC 0.17% of their portfolio NEWTOWN, PA 40,25440.3k $1.1m $1.1m 0.17% New
44 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 39,91839.9k $1.1m $1.1m 0.00% Reduced -579.1k -579,090
45 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 38,34138.3k $1.1m $1.1m 0.01% New
46 Retirement Planning Co of New England, Inc. 0.61% of their portfolio Warwick, RI 35,21035.2k $995.0k $995.0k 0.61% Reduced -421 -421
47 Simplicity Solutions, LLC 0.03% of their portfolio MINNEAPOLIS, MN 35,02135.0k $989.7k $989.7k 0.03% New
48 SP Asset Management LLC 0.11% of their portfolio CUPERTINO, CA 32,37732.4k $915.0k $915.0k 0.11% Added +188 +188
49 Quantbot Technologies LP 0.06% of their portfolio NEW YORK, NY 31,87931.9k $900.9k $900.9k 0.06% New
50 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 31,81031.8k $899.0k $899.0k 0.01% Reduced -27.6k -27,595
51 SeaCrest Wealth Management, LLC 0.12% of their portfolio PURCHASE, NY 31,55031.6k $891.6k $891.6k 0.12% Added +250 +250
52 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 31,33231.3k $885.4k $885.4k 0.00% Reduced -221.0k -221,032
53 Greystone Financial Group, LLC 0.22% of their portfolio BLOOMFIELD HILLS, MI 30,50830.5k $862.2k $862.2k 0.22% Added +8.8k +8,793
54 Mariner, LLC 0.00% of their portfolio Overland Park, KS 29,13429.1k $823.0k $823.0k 0.00% Reduced -5.2k -5,203
55 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 26,11126.1k $737.9k $737.9k 0.01% Reduced -206 -206
56 UBS Group AG 0.00% of their portfolio ZURICH, V8 25,10125.1k $709.4k $709.4k 0.00% Added +1.5k +1,463
57 PINNACLE ASSOCIATES LTD 0.01% of their portfolio NEW YORK, NY 25,09925.1k $709.3k $709.3k 0.01% Added +139 +139
58 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 24,20324.2k $686.0k $686.0k 0.00% Reduced -34 -34
59 SIMON QUICK ADVISORS, LLC 0.07% of their portfolio MORRISTOWN, NJ 23,55823.6k $665.8k $665.8k 0.07% Reduced -1.9k -1,942
60 Rollins Financial 0.22% of their portfolio ATLANTA, GA 23,16523.2k $654.6k $654.6k 0.22% New
61 KWMG, LLC 0.09% of their portfolio OVERLAND PARK, KS 22,77522.8k $643.6k $643.6k 0.09% Added +2.9k +2,943
62 Banque Cantonale Vaudoise 0.03% of their portfolio LAUSANNE, V8 22,60022.6k $639.0k $639.0k 0.03% New
63 SMITH CHAS P & ASSOCIATES PA CPAS 0.04% of their portfolio LAKELAND, FL 22,04922.0k $623.0k $623.0k 0.04% New
64 Prime Capital Investment Advisors, LLC 0.02% of their portfolio OVERLAND PARK, KS 21,30821.3k $602.2k $602.2k 0.02% Added +515 +515
65 Canal Capital Management, LLC 0.13% of their portfolio Richmond, VA 20,61020.6k $582.4k $582.4k 0.13% Reduced -2.0k -2,000
66 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 20,56620.6k $581.2k $581.2k 0.02% Reduced -5.2k -5,184
67 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 20,43720.4k $577.5k $577.5k 0.00% Reduced -11.4k -11,369
68 Lindbrook Capital, LLC 0.07% of their portfolio CALABASAS, CA 20,00020.0k $565.2k $565.2k 0.07% Unchanged
69 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 19,32619.3k $546.2k $546.2k 0.05% New
70 Accuvest Global Advisors 0.25% of their portfolio PROVO, UT 19,18319.2k $542.0k $542.0k 0.25% Reduced -20.2k -20,167
71 Executive Wealth Management, LLC 0.06% of their portfolio BRIGHTON, MI 18,77618.8k $530.6k $530.6k 0.06% Added +3.5k +3,549
72 Harvest Investment Services, LLC 0.40% of their portfolio Oakbrook Terrace, IL 18,31618.3k $517.6k $517.6k 0.40% New
73 Millington Financial Advisors, LLC 0.45% of their portfolio NAPERVILLE, IL 17,27717.3k $488.3k $488.3k 0.45% Reduced -960 -960
74 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 16,22016.2k $458.7k $458.7k 0.00% Reduced -1.2k -1,220
75 Capital Investment Counsel, Inc 0.10% of their portfolio RALEIGH, NC 16,10016.1k $455.0k $455.0k 0.10% Reduced -800 -800
76 Bogart Wealth, LLC 0.03% of their portfolio MCLEAN, VA 16,02516.0k $452.9k $452.9k 0.03% Reduced -2.8k -2,783
77 Financial Advocates Investment Management 0.03% of their portfolio OLYMPIA, WA 15,24515.2k $430.8k $430.8k 0.03% Unchanged
78 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 15,10615.1k $426.9k $426.9k 0.05% New
79 Socha Financial Group, LLC 0.27% of their portfolio CORNING, NY 14,95915.0k $422.7k $422.7k 0.27% New
80 GYL Financial Synergies, LLC 0.05% of their portfolio West Hartford, CT 14,64614.6k $413.9k $413.9k 0.05% Added +1.8k +1,796
81 Innova Wealth Partners 0.33% of their portfolio NEWTOWN, PA 13,33313.3k $376.8k $376.8k 0.33% New
82 Sloy Dahl & Holst, LLC 0.08% of their portfolio Vancouver, WA 13,12913.1k $371.0k $371.0k 0.08% Unchanged
83 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 12,51212.5k $353.6k $353.6k 0.00% New
84 Wealth Architects, LLC 0.06% of their portfolio MOUNTAIN VIEW, CA 12,37212.4k $349.6k $349.6k 0.06% Unchanged
85 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 12,18312.2k $344.3k $344.3k 0.00% Reduced -14.2k -14,225
86 Family Capital Management, Inc. 0.22% of their portfolio GRAND RAPIDS, MI 11,63411.6k $328.8k $328.8k 0.22% New
87 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,39811.4k $322.1k $322.1k 0.00% Reduced -890 -890
88 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 10,99611.0k $311.0k $311.0k 0.01% New
89 Realta Investment Advisors 0.08% of their portfolio WILMINGTON, DE 10,98411.0k $310.4k $310.4k 0.08% Reduced -200 -200
90 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 10,75510.8k $304.0k $304.0k 0.00% Added +628 +628
91 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 10,64410.6k $301.0k $301.0k 0.00% Reduced -15.9k -15,916
92 TRUE Private Wealth Advisors 0.04% of their portfolio Salem, OR 10,57710.6k $298.9k $298.9k 0.04% New
93 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 10,49310.5k $296.5k $296.5k 0.01% Reduced -973 -973
94 NorthRock Partners, LLC 0.03% of their portfolio MINNEAPOLIS, MN 10,26810.3k $290.2k $290.2k 0.03% Added +100 +100
95 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 10,15410.2k $287.0k $287.0k 0.02% Reduced -6.1k -6,100
96 COLONY GROUP LLC 0.00% of their portfolio Boston, MA 10,09010.1k $285.0k $285.0k 0.00% Added +58 +58
97 SVB WEALTH LLC 0.00% of their portfolio BOSTON, MA 10,00010.0k $282.6k $282.6k 0.00% Unchanged
98 Clarity Wealth Advisors, LLC 0.14% of their portfolio SAN JOSE, CA 9,8109.8k $277.2k $277.2k 0.14% New
99 Hoffman, Alan N Investment Management 0.20% of their portfolio WELLESLEY HILLS, MA 9,7519.8k $275.6k $275.6k 0.20% New
100 Tempus Wealth Planning, LLC 0.13% of their portfolio IRVINE, CA 9,7499.7k $275.5k $275.5k 0.13% Reduced -1.2k -1,245