Vault-13

PROSHARES TR UWM

PSHS ULTRUSS2000 · ETP · CUSIP 74347R842

69 institutional holders +26 vs Q3 2024
5,645,6735.6m shares reported held*
$236.6mreported value*
32 new 12 added 12 reduced 10 sold out net bought ≈ $209.4m (+5.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $41.90. Options: 4 managers hold calls ($5.3m notional), 3 hold puts ($1.7m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 42Q4 22: 42Q1 23: 44Q2 23: 44Q3 23: 32Q4 23: 50Q1 24: 37Q2 24: 36Q3 24: 43Q4 24: 6969Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202242
Q4 202242
Q1 202344
Q2 202344
Q3 202332
Q4 202350
Q1 202437
Q2 202436
Q3 202443
Q4 202469

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q1 23: 21 bought or addedQ1 23: 19 cut or sold outQ2 23: 19 bought or addedQ2 23: 21 cut or sold outQ2 23Q3 23: 11 bought or addedQ3 23: 25 cut or sold outQ4 23: 34 bought or addedQ4 23: 10 cut or sold outQ4 23Q1 24: 16 bought or addedQ1 24: 27 cut or sold outQ2 24: 14 bought or addedQ2 24: 19 cut or sold outQ2 24Q3 24: 27 bought or addedQ3 24: 14 cut or sold outQ4 24: 44 bought or addedQ4 24: 22 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20232119
Q2 20231921
Q3 20231125
Q4 20233410
Q1 20241627
Q2 20241419
Q3 20242714
Q4 20244422

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ1 24 calls: $10.5mQ1 24 puts: $2.8mQ1 24P/C 0.27Q2 24 calls: $1.6mQ2 24 puts: $901.0kQ2 24P/C 0.55Q3 24 calls: $4.3mQ3 24 puts: $1.9mQ3 24P/C 0.43Q4 24 calls: $5.3mQ4 24 puts: $1.7mQ4 24P/C 0.32
Numbers
QuarterCallsPutsP/C
Q1 2024$10.5m$2.8m0.27
Q2 2024$1.6m$901.0k0.55
Q3 2024$4.3m$1.9m0.43
Q4 2024$5.3m$1.7m0.32

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +3,013,963+3.0m
PERSONAL CFO SOLUTIONS, LLC New +365,348+365.3k
Envestnet Portfolio Solutions, Inc. New +319,492+319.5k
PARK AVENUE SECURITIES LLC New +196,887+196.9k
Atria Investments, Inc New +107,114+107.1k
JANE STREET GROUP, LLC New +95,217+95.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +92,169+92.2k
Simplicity Wealth,LLC New +90,572+90.6k
Cambridge Investment Research Advisors, Inc. New +88,947+88.9k
EverSource Wealth Advisors, LLC New +86,694+86.7k

Biggest sellers

Aveo Capital Partners, LLC Reduced -93,661-93.7k
Corient Private Wealth LP Sold out -57,524-57.5k
Capital Investment Counsel, Inc Reduced -8,597-8.6k
JPMORGAN CHASE & CO Reduced -7,300-7.3k
Forefront Analytics, LLC Reduced -6,721-6.7k
Clarity Capital Partners LLC Sold out -5,106-5.1k
Arizona PSPRS Trust Sold out -5,004-5.0k
SP Asset Management LLC Reduced -3,392-3.4k
MORGAN STANLEY Sold out -2,559-2.6k
BARD ASSOCIATES INC Reduced -1,808-1.8k

Biggest calls

CITADEL ADVISORS LLC Added $2.5m59.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.1m50.6k shares
JANE STREET GROUP, LLC Reduced $401.8k9.6k shares
WOLVERINE TRADING, LLC New $338.3k8.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.1m27.2k shares
Squarepoint Ops LLC New $305.5k7.3k shares
CITADEL ADVISORS LLC Added $255.3k6.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 3,019,9313.0m $126.4m $126.4m 0.04% Added +3.0m +3,013,963
2 PERSONAL CFO SOLUTIONS, LLC 3.01% of their portfolio CHESTER, NJ 365,348365.3k $15.3m $15.3m 3.01% New
3 Envestnet Portfolio Solutions, Inc. 0.04% of their portfolio BERWYN, PA 319,492319.5k $13.4m $13.4m 0.04% New
4 PARK AVENUE SECURITIES LLC 0.08% of their portfolio NEW YORK, NY 196,887196.9k $8.2m $8.2m 0.08% New
5 Quadrature Capital Ltd 0.10% of their portfolio LONDON, X0 116,389116.4k $4.9m $4.9m 0.10% Added +58.8k +58,771
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 109,506109.5k $4.6m $4.6m 0.01% Added +92.2k +92,169
7 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 107,114107.1k $4.5m $4.5m 0.06% New
8 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 95,21795.2k $4.0m $4.0m 0.01% New
9 Simplicity Wealth,LLC 0.79% of their portfolio SUMMIT, NJ 90,57290.6k $3.8m $3.8m 0.79% New
10 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 88,94788.9k $3.7m $3.7m 0.01% New
11 EverSource Wealth Advisors, LLC 0.20% of their portfolio BIRMINGHAM, AL 86,69486.7k $3.6m $3.6m 0.20% New
12 FLOW TRADERS U.S. LLC 0.14% of their portfolio NEW YORK, NY 84,77084.8k $3.5m $3.5m 0.14% Added +78.1k +78,112
13 GTS SECURITIES LLC 0.17% of their portfolio NEW YORK, NY 84,30884.3k $3.5m $3.5m 0.17% New
14 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 71,79471.8k $3.0m $3.0m 0.02% New
15 CROWLEY WEALTH MANAGEMENT, INC. 2.55% of their portfolio WILMINGTON, DE 69,20069.2k $2.9m $2.9m 2.55% First filing
16 TOTH FINANCIAL ADVISORY CORP 0.32% of their portfolio LEESBURG, VA 64,97565.0k $2.7m $2.7m 0.32% Added +19.4k +19,373
17 Capital Investment Counsel, Inc 0.28% of their portfolio RALEIGH, NC 45,19945.2k $1.9m $1.9m 0.28% Reduced -8.6k -8,597
18 Meridian Wealth Management, LLC 0.08% of their portfolio LEXINGTON, KY 40,94640.9k $1.7m $1.7m 0.08% New
19 Tower Research Capital LLC (TRC) 0.03% of their portfolio NEW YORK, NY 36,76636.8k $1.5m $1.5m 0.03% Added +29.9k +29,914
20 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 36,69936.7k $1.5m $1.5m 0.04% New
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 36,06136.1k $1.5m $1.5m 0.00% Added +22.0k +22,015
22 IMC-Chicago, LLC 0.04% of their portfolio CHICAGO, IL 35,71935.7k $1.5m $1.5m 0.04% New
23 AXXCESS WEALTH MANAGEMENT, LLC 0.03% of their portfolio CARLSBAD, CA 30,40430.4k $1.3m $1.3m 0.03% New
24 Aveo Capital Partners, LLC 0.14% of their portfolio ENGLEWOOD, CO 29,80229.8k $1.2m $1.2m 0.14% Reduced -93.7k -93,661
25 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 27,14527.1k $1.4m $1.4m 0.00% New
26 Integrated Advisors Network LLC 0.05% of their portfolio DALLAS, TX 23,72523.7k $992.9k $992.9k 0.05% Added +13.9k +13,887
27 Global View Capital Management LLC 0.34% of their portfolio WAUKESHA, WI 22,81122.8k $957.1k $957.1k 0.34% First filing
28 ABSOLUTE CAPITAL MANAGEMENT, LLC 0.53% of their portfolio Pittsburgh, PA 22,73822.7k $953.7k $953.7k 0.53% New
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 21,34621.3k $893.3k $893.3k 0.00% New
30 WealthBridge Capital Management, LLC 0.21% of their portfolio WESTERVILLE, OH 18,26218.3k $764.3k $764.3k 0.21% New
31 BARD ASSOCIATES INC 0.26% of their portfolio CHICAGO, IL 18,01518.0k $753.9k $753.9k 0.26% Reduced -1.8k -1,808
32 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.04% of their portfolio BIRMINGHAM, AL 16,37216.4k $728.6k $728.6k 0.04% Added +16.4k +16,372
33 Veracity Capital LLC 0.25% of their portfolio Atlanta, GA 16,33216.3k $683.5k $683.5k 0.25% New
34 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 15,75415.8k $659.3k $659.3k 0.02% New
35 TWO SIGMA SECURITIES, LLC 0.10% of their portfolio NEW YORK, NY 13,19413.2k $552.2k $552.2k 0.10% New
36 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 10,84310.8k $453.8k $453.8k 0.01% New
37 FINANCIAL MANAGEMENT NETWORK INC 0.10% of their portfolio MISSION VIEJO, CA 10,76510.8k $465.3k $465.3k 0.10% New
38 Cassaday & Co Wealth Management LLC 0.01% of their portfolio MCLEAN, VA 9,1819.2k $384.2k $384.2k 0.01% Unchanged
39 Harvest Investment Services, LLC 0.09% of their portfolio Oakbrook Terrace, IL 8,9268.9k $373.6k $373.6k 0.09% Reduced -219 -219
40 Silverleafe Capital Partners, LLC 0.11% of their portfolio GERMANTOWN, TN 8,2208.2k $344.0k $344.0k 0.11% New
41 WORLD EQUITY GROUP, INC. 0.07% of their portfolio SCHAUMBURG, IL 8,0008.0k $334.8k $334.8k 0.07% New
42 Forefront Analytics, LLC 0.15% of their portfolio WEST CONSHOHOCKEN, PA 7,8877.9k $330.1k $330.1k 0.15% Reduced -6.7k -6,721
43 Atlatl Advisers LLC 0.19% of their portfolio MADISON, WI 7,5877.6k $317.5k $317.5k 0.19% First filing
44 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.06% of their portfolio INDIANAPOLIS, IN 7,4527.5k $311.9k $311.9k 0.06% Added +188 +188
45 SP Asset Management LLC 0.03% of their portfolio CUPERTINO, CA 7,2007.2k $301.3k $301.3k 0.03% Reduced -3.4k -3,392
46 Quadcap Wealth Management, LLC 0.04% of their portfolio Frisco, TX 7,1157.1k $297.8k $297.8k 0.04% New
47 Verdence Capital Advisors LLC 0.02% of their portfolio HUNT VALLEY, MD 7,0287.0k $294.1k $294.1k 0.02% Unchanged
48 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 6,9486.9k $290.0k $290.0k 0.01% Reduced -1.7k -1,727
49 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 6,4986.5k $271.9k $271.9k 0.01% Reduced -79 -79
50 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 5,7445.7k $240.4k $240.4k 0.01% New
51 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 5,3845.4k $225.3k $225.3k 0.01% New
52 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5,3415.3k $223.5k $223.5k 0.00% New
53 LEGACY CAPITAL WEALTH MANAGEMENT, LLC 0.22% of their portfolio THE WOODLANDS, TX 5,3385.3k $223.4k $223.4k 0.22% First filing
54 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 4,9174.9k $205.8k $205.8k 0.01% New
55 Fort Point Capital Partners LLC 0.02% of their portfolio San Francisco, CA 4,8354.8k $202.3k $202.3k 0.02% Reduced -28 -28
56 NOVEM GROUP 0.03% of their portfolio Rochester, NY 4,8214.8k $201.8k $201.8k 0.03% First filing
57 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 3,6003.6k $150.7k $150.7k 0.01% Unchanged
58 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,1003.1k $129.7k $129.7k 0.00% Reduced -7.3k -7,300
59 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 2,8322.8k $118.5k $118.5k 0.00% Added +2.6k +2,551
60 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,5542.6k $106.9k $106.9k 0.00% New
61 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1,6001.6k $67.0k $67.0k 0.00% Reduced -1.0k -1,003
62 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,4771.5k $61.8k $61.8k 0.00% Reduced -702 -702
63 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 1,4601.5k $61.5k $61.5k 0.00% Unchanged
64 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 235235 $9.8k $9.8k 0.00% Added +35 +35
65 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 200200 $8.4k $8.4k 0.00% New
66 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 100100 $4.2k $4.2k 0.00% Unchanged
67 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 5050 $2.1k $2.1k 0.00% Unchanged
68 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $42 $42 0.00% Unchanged
69 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $50 $50 0.00% Unchanged