Vault-13

PROSHARES TR UWM

PSHS ULTRUSS2000 · ETP · CUSIP 74347R842

43 institutional holders +7 vs Q2 2024
535,279535.3k shares reported held*
$23.0mreported value*
15 new 12 added 6 reduced 8 sold out net bought ≈ $1.6m (+37.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $42.93. Options: 3 managers hold calls ($4.3m notional), 3 hold puts ($1.9m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 42Q4 22: 42Q1 23: 44Q2 23: 44Q3 23: 32Q4 23: 50Q1 24: 37Q2 24: 36Q3 24: 4343Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202242
Q4 202242
Q1 202344
Q2 202344
Q3 202332
Q4 202350
Q1 202437
Q2 202436
Q3 202443

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 16 bought or addedQ4 22: 22 cut or sold outQ1 23: 21 bought or addedQ1 23: 19 cut or sold outQ1 23Q2 23: 19 bought or addedQ2 23: 21 cut or sold outQ3 23: 11 bought or addedQ3 23: 25 cut or sold outQ3 23Q4 23: 34 bought or addedQ4 23: 10 cut or sold outQ1 24: 16 bought or addedQ1 24: 27 cut or sold outQ1 24Q2 24: 14 bought or addedQ2 24: 19 cut or sold outQ3 24: 27 bought or addedQ3 24: 14 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221622
Q1 20232119
Q2 20231921
Q3 20231125
Q4 20233410
Q1 20241627
Q2 20241419
Q3 20242714

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ4 23 calls: $10.0mQ4 23 puts: $4.6mQ4 23P/C 0.45Q1 24 calls: $10.5mQ1 24 puts: $2.8mQ1 24P/C 0.27Q2 24 calls: $1.6mQ2 24 puts: $901.0kQ2 24P/C 0.55Q3 24 calls: $4.3mQ3 24 puts: $1.9mQ3 24P/C 0.43
Numbers
QuarterCallsPutsP/C
Q4 2023$10.0m$4.6m0.45
Q1 2024$10.5m$2.8m0.27
Q2 2024$1.6m$901.0k0.55
Q3 2024$4.3m$1.9m0.43

Biggest buyers

Aveo Capital Partners, LLC New +123,463+123.5k
Quadrature Capital Ltd New +57,618+57.6k
Corient Private Wealth LP Added +28,712+28.7k
TOTH FINANCIAL ADVISORY CORP Added +15,488+15.5k
SIMPLEX TRADING, LLC New +8,675+8.7k
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. New +7,264+7.3k
FLOW TRADERS U.S. LLC New +6,658+6.7k
Tower Research Capital LLC (TRC) Added +6,568+6.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +5,649+5.6k
Arizona PSPRS Trust New +5,004+5.0k

Biggest sellers

Revere Asset Management, Inc Sold out -74,946-74.9k
GTS SECURITIES LLC Sold out -46,548-46.5k
IMC-Chicago, LLC Sold out -43,058-43.1k
Squarepoint Ops LLC Sold out -22,043-22.0k
UBS Group AG Sold out -17,709-17.7k
Innova Wealth Partners Sold out -15,094-15.1k
RENAISSANCE TECHNOLOGIES LLC Sold out -12,100-12.1k
Clarity Capital Partners LLC Reduced -9,125-9.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -5,377-5.4k
Geneos Wealth Management Inc. Reduced -945-945

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.9m66.9k shares
CITADEL ADVISORS LLC Added $892.9k20.8k shares
JANE STREET GROUP, LLC New $506.6k11.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.3m31.4k shares
GTS SECURITIES LLC New $322.0k7.5k shares
CITADEL ADVISORS LLC Added $180.3k4.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aveo Capital Partners, LLC 0.56% of their portfolio ENGLEWOOD, CO 123,463123.5k $5.3m $5.3m 0.56% New
2 Quadrature Capital Ltd 0.06% of their portfolio LONDON, X0 57,61857.6k $2.5m $2.5m 0.06% New
3 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 57,52457.5k $2.5m $2.5m 0.00% Added +28.7k +28,712
4 Capital Investment Counsel, Inc 0.33% of their portfolio RALEIGH, NC 53,79653.8k $2.3m $2.3m 0.33% Added +681 +681
5 TOTH FINANCIAL ADVISORY CORP 0.23% of their portfolio LEESBURG, VA 45,60245.6k $2.0m $2.0m 0.23% Added +15.5k +15,488
6 BARD ASSOCIATES INC 0.29% of their portfolio CHICAGO, IL 19,82319.8k $853.5k $853.5k 0.29% Reduced -202 -202
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,33717.3k $744.3k $744.3k 0.00% Added +5.6k +5,649
8 Forefront Analytics, LLC 0.30% of their portfolio WEST CONSHOHOCKEN, PA 14,60814.6k $627.1k $627.1k 0.30% Added +43 +43
9 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,04614.0k $603.0k $603.0k 0.00% Added +2.7k +2,737
10 SP Asset Management LLC 0.04% of their portfolio CUPERTINO, CA 10,59210.6k $454.7k $454.7k 0.04% Unchanged
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 10,40010.4k $446.5k $446.5k 0.00% Reduced -42 -42
12 Integrated Advisors Network LLC 0.02% of their portfolio DALLAS, TX 9,8389.8k $422.3k $422.3k 0.02% Added +226 +226
13 Cassaday & Co Wealth Management LLC 0.01% of their portfolio MCLEAN, VA 9,1819.2k $394.1k $394.1k 0.01% Unchanged
14 Harvest Investment Services, LLC 0.13% of their portfolio Oakbrook Terrace, IL 9,1459.1k $392.6k $392.6k 0.13% Added +2.6k +2,580
15 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 8,6758.7k $372.0k $372.0k 0.01% New
16 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.09% of their portfolio INDIANAPOLIS, IN 7,2647.3k $311.8k $311.8k 0.09% New
17 Verdence Capital Advisors LLC 0.02% of their portfolio HUNT VALLEY, MD 7,0287.0k $301.7k $301.7k 0.02% Unchanged
18 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 6,8526.9k $294.2k $294.2k 0.01% Added +6.6k +6,568
19 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 6,6586.7k $286.0k $286.0k 0.01% New
20 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 6,5776.6k $282.4k $282.4k 0.01% Reduced -203 -203
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 5,9686.0k $256.2k $256.2k 0.00% Reduced -5.4k -5,377
22 Clarity Capital Partners LLC 0.13% of their portfolio Newport Beach, CA 5,1065.1k $219.2k $219.2k 0.13% Reduced -9.1k -9,125
23 Arizona PSPRS Trust 0.01% of their portfolio PHOENIX, AZ 5,0045.0k $214.8k $214.8k 0.01% New
24 Fort Point Capital Partners LLC 0.03% of their portfolio San Francisco, CA 4,8634.9k $208.8k $208.8k 0.03% New
25 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 3,6003.6k $154.5k $154.5k 0.01% Unchanged
26 Peterson Financial Group, Inc. 0.57% of their portfolio DES MOINES, IA 3,4213.4k $146.9k $146.9k 0.57% New
27 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 2,6032.6k $111.7k $111.7k 0.01% Added +1.0k +1,003
28 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,5592.6k $109.9k $109.9k 0.00% Added +2.6k +2,557
29 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 2,1792.2k $93.5k $93.5k 0.00% Reduced -945 -945
30 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 1,4601.5k $62.7k $62.7k 0.00% Unchanged
31 Johnson Financial Group, Inc. 0.00% of their portfolio RACINE, WI 754754 $32.5k $32.5k 0.00% New
32 Financial Network Wealth Advisors LLC 0.01% of their portfolio MURRAY, UT 326326 $14.0k $14.0k 0.01% Unchanged
33 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 281281 $12.1k $12.1k 0.00% New
34 Lindbrook Capital, LLC 0.00% of their portfolio CALABASAS, CA 275275 $11.8k $11.8k 0.00% New
35 Strategic Investment Solutions, Inc. /IL 0.00% of their portfolio ORLAND PARK, IL 250250 $10.7k $10.7k 0.00% New
36 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 224224 $9.6k $9.6k 0.00% Unchanged
37 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 200200 $8.6k $8.6k 0.00% New
38 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 100100 $4.3k $4.3k 0.00% Unchanged
39 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 5050 $2.1k $2.1k 0.00% New
40 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2828 $1.2k $1.2k 0.00% New
41 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $43 $43 0.00% Unchanged
42 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $35 $35 0.00% Added +1 +1
43 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged