Vault-13

PROSHARES TR UWM

PSHS ULTRUSS2000 · ETP · CUSIP 74347R842

37 institutional holders -13 vs Q4 2023
610,750610.8k shares reported held*
$24.9mreported value*
4 new 12 added 10 reduced 17 sold out net sold ≈ $24.4m (-596.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.83. Options: 4 managers hold calls ($10.5m notional), 3 hold puts ($2.8m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 42Q4 22: 42Q1 23: 44Q2 23: 44Q3 23: 32Q4 23: 50Q1 24: 3737Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202242
Q4 202242
Q1 202344
Q2 202344
Q3 202332
Q4 202350
Q1 202437

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 16 bought or addedQ4 22: 22 cut or sold outQ4 22Q1 23: 21 bought or addedQ1 23: 19 cut or sold outQ1 23Q2 23: 19 bought or addedQ2 23: 21 cut or sold outQ2 23Q3 23: 11 bought or addedQ3 23: 25 cut or sold outQ3 23Q4 23: 34 bought or addedQ4 23: 10 cut or sold outQ4 23Q1 24: 16 bought or addedQ1 24: 27 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221622
Q1 20232119
Q2 20231921
Q3 20231125
Q4 20233410
Q1 20241627

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ2 23 calls: $1.3mQ2 23 puts: $1.4mQ2 23P/C 1.10Q3 23 calls: $1.5mQ3 23 puts: $658.0kQ3 23P/C 0.43Q4 23 calls: $10.0mQ4 23 puts: $4.6mQ4 23P/C 0.45Q1 24 calls: $10.5mQ1 24 puts: $2.8mQ1 24P/C 0.27
Numbers
QuarterCallsPutsP/C
Q2 2023$1.3m$1.4m1.10
Q3 2023$1.5m$658.0k0.43
Q4 2023$10.0m$4.6m0.45
Q1 2024$10.5m$2.8m0.27

Biggest buyers

Revere Asset Management, Inc New +63,800+63.8k
FLOW TRADERS U.S. LLC Added +38,020+38.0k
Cutler Group LLC / CA Added +18,370+18.4k
Tower Research Capital LLC (TRC) Added +12,865+12.9k
Integrated Advisors Network LLC New +10,208+10.2k
Clarity Capital Partners LLC Added +7,186+7.2k
Innova Wealth Partners Added +4,418+4.4k
TOTH FINANCIAL ADVISORY CORP Added +3,725+3.7k
MORGAN STANLEY Added +2,341+2.3k
CIBC Private Wealth Group LLC New +1,460+1.5k

Biggest sellers

Aveo Capital Partners, LLC Sold out -345,468-345.5k
IMC-Chicago, LLC Sold out -76,941-76.9k
CITADEL ADVISORS LLC Sold out -64,459-64.5k
Guild Investment Management, Inc. Sold out -60,850-60.9k
GTS SECURITIES LLC Reduced -43,618-43.6k
Tactive Advisors, LLC Sold out -36,065-36.1k
PEAPACK GLADSTONE FINANCIAL CORP Sold out -30,209-30.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -18,444-18.4k
MERCER GLOBAL ADVISORS INC /ADV Sold out -18,412-18.4k
Client First Investment Management LLC Reduced -17,776-17.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $7.5m184.7k shares
CITADEL ADVISORS LLC Added $2.1m51.7k shares
Cutler Group LLC / CA Reduced $612.0k44.4k shares
GTS SECURITIES LLC Reduced $281.7k6.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.9m47.4k shares
CITADEL ADVISORS LLC Reduced $886.0k21.7k shares
Cutler Group LLC / CA Reduced $01.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Client First Investment Management LLC 3.27% of their portfolio West Bend, WI 100,805100.8k $4.1m $4.1m 3.27% Reduced -17.8k -17,776
2 Revere Asset Management, Inc 3.37% of their portfolio DALLAS, TX 63,80063.8k $2.6m $2.6m 3.37% New
3 FLOW TRADERS U.S. LLC 0.10% of their portfolio NEW YORK, NY 45,17745.2k $1.8m $1.8m 0.10% Added +38.0k +38,020
4 Cutler Group LLC / CA 0.80% of their portfolio SAN FRANCISCO, CA 38,68238.7k $1.6m $1.6m 0.80% Added +18.4k +18,370
5 Capital Investment Counsel, Inc 0.25% of their portfolio RALEIGH, NC 35,34035.3k $1.4m $1.4m 0.25% Unchanged
6 GTS SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 35,18835.2k $1.4m $1.4m 0.04% Reduced -43.6k -43,618
7 Clarity Capital Partners LLC 0.94% of their portfolio Newport Beach, CA 34,82634.8k $1.4m $1.4m 0.94% Added +7.2k +7,186
8 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 27,28427.3k $1.1m $1.1m 0.00% Added +1.2k +1,215
9 TOTH FINANCIAL ADVISORY CORP 0.12% of their portfolio LEESBURG, VA 24,17724.2k $987.2k $987.2k 0.12% Added +3.7k +3,725
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 22,44922.4k $916.6k $916.6k 0.00% Reduced -18.4k -18,444
11 BARD ASSOCIATES INC 0.29% of their portfolio CHICAGO, IL 20,02520.0k $817.6k $817.6k 0.29% Unchanged
12 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 18,30018.3k $747.0k $747.0k 0.00% Reduced -1.2k -1,250
13 Innova Wealth Partners 0.46% of their portfolio NEWTOWN, PA 14,61914.6k $596.9k $596.9k 0.46% Added +4.4k +4,418
14 Forefront Analytics, LLC 0.29% of their portfolio WEST CONSHOHOCKEN, PA 14,56514.6k $594.7k $594.7k 0.29% Added +22 +22
15 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 13,00613.0k $531.0k $531.0k 0.01% Added +12.9k +12,865
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 12,13812.1k $495.6k $495.6k 0.00% Reduced -4.2k -4,189
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 10,72010.7k $437.7k $437.7k 0.00% Reduced -80 -80
18 SP Asset Management LLC 0.04% of their portfolio CUPERTINO, CA 10,59210.6k $432.5k $432.5k 0.04% Unchanged
19 Integrated Advisors Network LLC 0.02% of their portfolio DALLAS, TX 10,20810.2k $416.8k $416.8k 0.02% New
20 Harvest Investment Services, LLC 0.15% of their portfolio Oakbrook Terrace, IL 9,3599.4k $382.1k $382.1k 0.15% Reduced -2.1k -2,077
21 Cassaday & Co Wealth Management LLC 0.01% of their portfolio MCLEAN, VA 7,7167.7k $315.0k $315.0k 0.01% Unchanged
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,5157.5k $306.8k $306.8k 0.00% Added +2.3k +2,341
23 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 7,5107.5k $306.6k $306.6k 0.01% Reduced -949 -949
24 Verdence Capital Advisors LLC 0.03% of their portfolio HUNT VALLEY, MD 7,0287.0k $287.0k $287.0k 0.03% Unchanged
25 Fort Point Capital Partners LLC 0.03% of their portfolio San Francisco, CA 5,9095.9k $241.2k $241.2k 0.03% Reduced -3.3k -3,283
26 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 4,1824.2k $170.8k $170.8k 0.01% Unchanged
27 Capital Investment Advisory Services, LLC 0.02% of their portfolio RALEIGH, NC 4,1504.2k $169.4k $169.4k 0.02% Added +550 +550
28 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 1,6001.6k $65.3k $65.3k 0.01% Unchanged
29 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 1,4601.5k $58.4k $58.4k 0.00% New
30 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,1001.1k $45.0k $45.0k 0.00% Added +200 +200
31 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 594594 $24.3k $24.3k 0.00% Reduced -1.1k -1,076
32 HAZLETT, BURT & WATSON, INC. 0.01% of their portfolio WHEELING, WV 400400 $16.0k $16.0k 0.01% New
33 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 224224 $9.1k $9.1k 0.00% Unchanged
34 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 100100 $4.1k $4.1k 0.00% Unchanged
35 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 22 $74 $74 0.00% Added +1 +1
36 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $41 $41 0.00% Unchanged
37 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged