Vault-13

PROSHARES TR UWM

PSHS ULTRUSS2000 · ETP · CUSIP 74347R842

50 institutional holders +18 vs Q3 2023
1,207,3211.2m shares reported held*
$45.9mreported value*
21 new 13 added 7 reduced 3 sold out net bought ≈ $27.3m (+716.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.05. Options: 4 managers hold calls ($10.0m notional), 3 hold puts ($4.6m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 42Q4 22: 42Q1 23: 44Q2 23: 44Q3 23: 32Q4 23: 5050Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202242
Q4 202242
Q1 202344
Q2 202344
Q3 202332
Q4 202350

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 16 bought or addedQ4 22: 22 cut or sold outQ4 22Q1 23: 21 bought or addedQ1 23: 19 cut or sold outQ1 23Q2 23: 19 bought or addedQ2 23: 21 cut or sold outQ2 23Q3 23: 11 bought or addedQ3 23: 25 cut or sold outQ3 23Q4 23: 34 bought or addedQ4 23: 10 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221622
Q1 20232119
Q2 20231921
Q3 20231125
Q4 20233410

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ1 23 calls: $1.4mQ1 23 puts: $1.3mQ1 23P/C 0.88Q2 23 calls: $1.3mQ2 23 puts: $1.4mQ2 23P/C 1.10Q3 23 calls: $1.5mQ3 23 puts: $658.0kQ3 23P/C 0.43Q4 23 calls: $10.0mQ4 23 puts: $4.6mQ4 23P/C 0.45
Numbers
QuarterCallsPutsP/C
Q1 2023$1.4m$1.3m0.88
Q2 2023$1.3m$1.4m1.10
Q3 2023$1.5m$658.0k0.43
Q4 2023$10.0m$4.6m0.45

Biggest buyers

Aveo Capital Partners, LLC New +345,468+345.5k
IMC-Chicago, LLC New +76,941+76.9k
Guild Investment Management, Inc. New +60,850+60.9k
GTS SECURITIES LLC Added +55,017+55.0k
CITADEL ADVISORS LLC Added +45,459+45.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +31,118+31.1k
PEAPACK GLADSTONE FINANCIAL CORP New +30,209+30.2k
Corient Private Wealth LP New +26,069+26.1k
Cutler Group LLC / CA New +20,312+20.3k
MERCER GLOBAL ADVISORS INC /ADV New +18,412+18.4k

Biggest sellers

Cassaday & Co Wealth Management LLC Reduced -60,172-60.2k
Tower Research Capital LLC (TRC) Reduced -39,362-39.4k
SIMPLEX TRADING, LLC Sold out -5,071-5.1k
MORGAN STANLEY Reduced -1,472-1.5k
BARD ASSOCIATES INC Reduced -800-800
Fort Point Capital Partners LLC Reduced -574-574
OSAIC HOLDINGS, INC. Reduced -473-473
Geneos Wealth Management Inc. Reduced -149-149
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Sold out -60-60
Lee Financial Co Sold out -25-25

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $8.0m209.5k shares
CITADEL ADVISORS LLC Added $993.1k26.1k shares
Cutler Group LLC / CA Added $556.0k59.0k shares
GTS SECURITIES LLC New $509.9k13.4k shares

Biggest puts

CITADEL ADVISORS LLC Added $2.8m74.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.7m44.9k shares
Cutler Group LLC / CA Added $1.0k3.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aveo Capital Partners, LLC 1.59% of their portfolio ENGLEWOOD, CO 345,468345.5k $13.1m $13.1m 1.59% New
2 Client First Investment Management LLC 4.38% of their portfolio West Bend, WI 118,581118.6k $4.5m $4.5m 4.38% First filing
3 GTS SECURITIES LLC 0.06% of their portfolio NEW YORK, NY 78,80678.8k $3.0m $3.0m 0.06% Added +55.0k +55,017
4 IMC-Chicago, LLC 0.09% of their portfolio CHICAGO, IL 76,94176.9k $2.9m $2.9m 0.09% New
5 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 64,45964.5k $2.5m $2.5m 0.00% Added +45.5k +45,459
6 Guild Investment Management, Inc. 3.68% of their portfolio WESTLAKE VILLAGE, CA 60,85060.9k $2.3m $2.3m 3.68% New
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 40,89340.9k $1.6m $1.6m 0.00% Added +31.1k +31,118
8 Tactive Advisors, LLC 0.88% of their portfolio Jacksonville, FL 36,06536.1k $1.4m $1.4m 0.88% Added +10.0k +10,002
9 Capital Investment Counsel, Inc 0.24% of their portfolio RALEIGH, NC 35,34035.3k $1.3m $1.3m 0.24% Added +5.5k +5,450
10 PEAPACK GLADSTONE FINANCIAL CORP 0.02% of their portfolio BEDMINSTER, NJ 30,20930.2k $1.1m $1.1m 0.02% New
11 Clarity Capital Partners LLC 0.74% of their portfolio Newport Beach, CA 27,64027.6k $1.1m $1.1m 0.74% First filing
12 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 26,06926.1k $991.9k $991.9k 0.00% New
13 TOTH FINANCIAL ADVISORY CORP 0.11% of their portfolio LEESBURG, VA 20,45220.5k $778.2k $778.2k 0.11% Added +5.4k +5,357
14 Cutler Group LLC / CA 0.11% of their portfolio SAN FRANCISCO, CA 20,31220.3k $772.0k $772.0k 0.11% New
15 BARD ASSOCIATES INC 0.29% of their portfolio CHICAGO, IL 20,02520.0k $762.0k $762.0k 0.29% Reduced -800 -800
16 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,55019.6k $744.0k $744.0k 0.00% Added +1.3k +1,300
17 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 18,41218.4k $701.0k $701.0k 0.00% New
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 16,32716.3k $621.3k $621.3k 0.00% New
19 Forefront Analytics, LLC 0.27% of their portfolio WEST CONSHOHOCKEN, PA 14,54314.5k $553.4k $553.4k 0.27% Added +42 +42
20 Harvest Investment Services, LLC 0.20% of their portfolio Oakbrook Terrace, IL 11,43611.4k $435.1k $435.1k 0.20% Added +4.4k +4,351
21 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,85810.9k $413.1k $413.1k 0.00% New
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 10,80010.8k $410.9k $410.9k 0.00% Added +5.3k +5,300
23 SP Asset Management LLC 0.04% of their portfolio CUPERTINO, CA 10,59210.6k $403.0k $403.0k 0.04% Unchanged
24 Innova Wealth Partners 0.33% of their portfolio NEWTOWN, PA 10,20110.2k $388.1k $388.1k 0.33% New
25 Fort Point Capital Partners LLC 0.05% of their portfolio San Francisco, CA 9,1929.2k $349.8k $349.8k 0.05% Reduced -574 -574
26 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 8,8678.9k $337.4k $337.4k 0.02% New
27 KINGSWOOD WEALTH ADVISORS, LLC 0.04% of their portfolio SAN DIEGO, CA 8,5928.6k $326.9k $326.9k 0.04% New
28 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 8,4598.5k $321.9k $321.9k 0.01% New
29 Cassaday & Co Wealth Management LLC 0.01% of their portfolio MCLEAN, VA 7,7167.7k $293.6k $293.6k 0.01% Reduced -60.2k -60,172
30 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 7,1577.2k $272.0k $272.0k 0.01% New
31 Verdence Capital Advisors LLC 0.03% of their portfolio HUNT VALLEY, MD 7,0287.0k $267.4k $267.4k 0.03% Unchanged
32 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 5,7355.7k $218.2k $218.2k 0.02% New
33 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,1745.2k $196.9k $196.9k 0.00% Reduced -1.5k -1,472
34 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 4,1824.2k $159.1k $159.1k 0.01% Reduced -149 -149
35 Capital Investment Advisory Services, LLC 0.01% of their portfolio RALEIGH, NC 3,6003.6k $137.0k $137.0k 0.01% New
36 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 1,6701.7k $63.5k $63.5k 0.00% Added +1.3k +1,343
37 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 1,6001.6k $60.9k $60.9k 0.01% Unchanged
38 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,1941.2k $45.4k $45.4k 0.00% Reduced -473 -473
39 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 900900 $35.6k $35.6k 0.00% New
40 Tennessee Valley Asset Management Partners 0.00% of their portfolio KNOXVILLE, TN 609609 $23.2k $23.2k 0.00% New
41 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 224224 $8.5k $8.5k 0.00% Unchanged
42 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 168168 $6.4k $6.4k 0.00% New
43 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 141141 $5.4k $5.4k 0.00% Reduced -39.4k -39,362
44 Quantbot Technologies LP 0.00% of their portfolio NEW YORK, NY 108108 $4.1k $4.1k 0.00% New
45 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 100100 $3.8k $3.8k 0.00% Unchanged
46 CWM, LLC 0.00% of their portfolio OMAHA, NE 7373 $3.0k $3.0k 0.00% Added +1 +1
47 FMR LLC 0.00% of their portfolio BOSTON, MA 22 $76 $76 0.00% New
48 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $38 $38 0.00% Unchanged
49 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $29 $29 0.00% Added +1 +1
50 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged