PROSHARES TR UWM
PSHS ULTRUSS2000 · ETP · CUSIP 74347R842
32
institutional holders
-12 vs Q2 2023
370.7k
shares reported held*
$11.2mreported value*
3 new
8 added
11 reduced
14 sold out
net sold ≈ $5.5m (-181.7k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.23. Options: 3 managers hold calls ($1.5m notional), 3 hold puts ($658.0k).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 42 |
| Q4 2022 | 42 |
| Q1 2023 | 44 |
| Q2 2023 | 44 |
| Q3 2023 | 32 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 16 | 22 |
| Q1 2023 | 21 | 19 |
| Q2 2023 | 19 | 21 |
| Q3 2023 | 11 | 25 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2022 | $1.9m | $1.5m | 0.76 |
| Q1 2023 | $1.4m | $1.3m | 0.88 |
| Q2 2023 | $1.3m | $1.4m | 1.10 |
| Q3 2023 | $1.5m | $658.0k | 0.43 |
Biggest buyers
| Tower Research Capital LLC (TRC) | Added | +34.2k |
| CITADEL ADVISORS LLC | Added | +17.7k |
| Capital Investment Counsel, Inc | Added | +6.0k |
| JPMORGAN CHASE & CO | Added | +5.5k |
| SIMPLEX TRADING, LLC | New | +5.1k |
| TOTH FINANCIAL ADVISORY CORP | Added | +3.3k |
| Qube Research & Technologies Ltd | Added | +207 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | New | +60 |
| Lee Financial Co | New | +25 |
| Antonetti Capital Management LLC | Added | +15 |
Biggest sellers
| Aveo Capital Partners, LLC | Sold out | -60.0k |
| Knowledge Leaders Capital, LLC | Sold out | -36.2k |
| JANE STREET GROUP, LLC | Sold out | -31.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -31.3k |
| Squarepoint Ops LLC | Sold out | -17.1k |
| HighTower Advisors, LLC | Reduced | -13.5k |
| GTS SECURITIES LLC | Reduced | -12.6k |
| Tactive Advisors, LLC | Reduced | -10.8k |
| Kingsview Wealth Management, LLC | Sold out | -8.1k |
| ENVESTNET ASSET MANAGEMENT INC | Sold out | -6.6k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $1.3m44.3k shares |
| CITADEL ADVISORS LLC | Reduced | $187.4k6.2k shares |
| Cutler Group LLC / CA | Added | $3.0k11.3k shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $510.9k16.9k shares |
| CITADEL ADVISORS LLC | Added | $145.1k4.8k shares |
| Cutler Group LLC / CA | Reduced | $2.0k1.9k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| Cassaday & Co Wealth Management LLC 0.09% of their portfolio | 67.9k $2.1m | Unchanged |
| Tower Research Capital LLC (TRC) 0.04% of their portfolio | 39.5k $1.2m | Added +34.2k |
| Capital Investment Counsel, Inc 0.18% of their portfolio | 29.9k $903.6k | Added +6.0k |
| Tactive Advisors, LLC 0.68% of their portfolio | 26.1k $787.9k | Reduced -10.8k |
| Windsor Wealth Management, Inc. 0.14% of their portfolio | 26.0k $787.0k | Reduced -3.0k |
| GTS SECURITIES LLC 0.02% of their portfolio | 23.8k $720.4k | Reduced -12.6k |
| BARD ASSOCIATES INC 0.26% of their portfolio | 20.8k $629.5k | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 19.0k $574.4k | Added +17.7k |
| HighTower Advisors, LLC 0.00% of their portfolio | 18.2k $552.0k | Reduced -13.5k |
| TOTH FINANCIAL ADVISORY CORP 0.07% of their portfolio | 15.1k $456.3k | Added +3.3k |
| Forefront Analytics, LLC 0.25% of their portfolio | 14.5k $438.4k | Added +8 |
| SP Asset Management LLC 0.04% of their portfolio | 10.6k $320.2k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 9.8k $295.5k | Reduced -31.3k |
| Fort Point Capital Partners LLC 0.05% of their portfolio | 9.8k $295.2k | Reduced -2.1k |
| Harvest Investment Services, LLC 0.14% of their portfolio | 7.1k $214.2k | Reduced -3.5k |
| Verdence Capital Advisors LLC 0.02% of their portfolio | 7.0k $212.5k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 6.6k $200.9k | Reduced -1.6k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 5.5k $166.3k | Added +5.5k |
| SIMPLEX TRADING, LLC 0.01% of their portfolio | 5.1k $153.0k | New |
| Geneos Wealth Management Inc. 0.01% of their portfolio | 4.3k $130.9k | Reduced -2.9k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 1.7k $50.4k | Reduced -1.2k |
| Larson Financial Group LLC 0.00% of their portfolio | 1.6k $48.4k | Unchanged |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 327 $9.9k | Added +207 |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 224 $6.8k | Unchanged |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 100 $3.0k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 72 $2.0k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 60 $1.8k | New |
| Lee Financial Co 0.00% of their portfolio | 25 $756 | New |
| Antonetti Capital Management LLC 0.00% of their portfolio | 16 $484 | Added +15 |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 1 $30 | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 0 $8 | Reduced -1 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |