Vault-13

PROSHARES TR ROM

PSHS ULTRA TECH · ETP · CUSIP 74347R693

46 institutional holders +2 vs Q4 2023
472,626472.6k shares reported held*
$28.4mreported value*
10 new 7 added 15 reduced 9 sold out net sold ≈ $9.7m (-159.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $60.05. Options: 4 managers hold calls ($1.8m notional), 3 hold puts ($66.8k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 36Q4 22: 31Q1 23: 35Q2 23: 41Q3 23: 37Q4 23: 44Q1 24: 4646Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202236
Q4 202231
Q1 202335
Q2 202341
Q3 202337
Q4 202344
Q1 202446

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 13 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 17 bought or addedQ1 23: 12 cut or sold outQ1 23Q2 23: 15 bought or addedQ2 23: 21 cut or sold outQ2 23Q3 23: 16 bought or addedQ3 23: 17 cut or sold outQ3 23Q4 23: 15 bought or addedQ4 23: 23 cut or sold outQ4 23Q1 24: 17 bought or addedQ1 24: 24 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221318
Q1 20231712
Q2 20231521
Q3 20231617
Q4 20231523
Q1 20241724

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ2 23 calls: $1.8mQ2 23 puts: $790.2kQ2 23P/C 0.43Q3 23 calls: $909.0kQ3 23 puts: $584.9kQ3 23P/C 0.64Q4 23 calls: $1.8mQ4 23 puts: $403.4kQ4 23P/C 0.23Q1 24 calls: $1.8mQ1 24 puts: $66.8kQ1 24P/C 0.04
Numbers
QuarterCallsPutsP/C
Q2 2023$1.8m$790.2k0.43
Q3 2023$909.0k$584.9k0.64
Q4 2023$1.8m$403.4k0.23
Q1 2024$1.8m$66.8k0.04

Biggest buyers

Tactive Advisors, LLC Added +14,202+14.2k
Cambridge Investment Research Advisors, Inc. New +7,081+7.1k
OneDigital Investment Advisors LLC New +6,464+6.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +5,991+6.0k
JANE STREET GROUP, LLC New +5,400+5.4k
WOLVERINE TRADING, LLC New +4,299+4.3k
GTS SECURITIES LLC Added +4,125+4.1k
CITADEL ADVISORS LLC Added +3,830+3.8k
GREAT VALLEY ADVISOR GROUP, INC. New +3,446+3.4k
Cutler Group LLC / CA Added +2,678+2.7k

Biggest sellers

Client First Investment Management LLC Sold out -81,655-81.7k
Plotkin Financial Advisors, LLC Reduced -75,425-75.4k
Clarity Capital Partners LLC Reduced -22,323-22.3k
Tower Research Capital LLC (TRC) Reduced -8,187-8.2k
TOTH FINANCIAL ADVISORY CORP Reduced -7,074-7.1k
OSAIC HOLDINGS, INC. Reduced -6,332-6.3k
Howard Capital Management, LLC Sold out -5,612-5.6k
Walleye Capital LLC Sold out -4,505-4.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -2,750-2.8k
Livelsberger Financial Advisory Sold out -1,096-1.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.6m26.2k shares
Belvedere Trading LLC New $164.0k2.7k shares
CITADEL ADVISORS LLC Reduced $36.4k600 shares
Cutler Group LLC / CA Reduced $1.0k200 shares

Biggest puts

Belvedere Trading LLC New $54.7k900 shares
CITADEL ADVISORS LLC Reduced $12.1k200 shares
Cutler Group LLC / CA Reduced $0300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TOTH FINANCIAL ADVISORY CORP 0.71% of their portfolio LEESBURG, VA 92,73192.7k $5.6m $5.6m 0.71% Reduced -7.1k -7,074
2 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 30,60130.6k $1.9m $1.9m 0.07% Unchanged
3 Clarity Capital Partners LLC 1.15% of their portfolio Newport Beach, CA 28,87428.9k $1.8m $1.8m 1.15% Reduced -22.3k -22,323
4 Retirement Planning Co of New England, Inc. 0.91% of their portfolio Warwick, RI 27,43627.4k $1.7m $1.7m 0.91% Reduced -110 -110
5 Plotkin Financial Advisors, LLC 1.03% of their portfolio CHEVY CHASE, MD 25,57425.6k $1.6m $1.6m 1.03% Reduced -75.4k -75,425
6 Tyche Wealth Partners LLC 0.34% of their portfolio PLANO, TX 22,91822.9k $1.4m $1.4m 0.34% Unchanged
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 20,57520.6k $1.2m $1.2m 0.00% Reduced -2.8k -2,750
8 Tactive Advisors, LLC 0.64% of their portfolio Jacksonville, FL 19,75719.8k $1.2m $1.2m 0.64% Added +14.2k +14,202
9 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 19,20819.2k $1.2m $1.2m 0.00% Reduced -255 -255
10 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 18,39518.4k $1.1m $1.1m 0.00% Reduced -6.3k -6,332
11 Valeo Financial Advisors, LLC 0.03% of their portfolio CARMEL, IN 14,16014.2k $770.4k $770.4k 0.03% Unchanged
12 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,48413.5k $819.0k $819.0k 0.00% Added +3.8k +3,830
13 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 10,88610.9k $426.5k $426.5k 0.01% Reduced -1 -1
14 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 10,20010.2k $619.5k $619.5k 0.01% Added +200 +200
15 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 10,13710.1k $615.7k $615.7k 0.02% Added +4.1k +4,125
16 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,4209.4k $572.2k $572.2k 0.00% Unchanged
17 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,1308.1k $493.8k $493.8k 0.00% Reduced -40 -40
18 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,0817.1k $430.0k $430.0k 0.00% New
19 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 7,0637.1k $429.0k $429.0k 0.00% Unchanged
20 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 6,4646.5k $392.6k $392.6k 0.01% New
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 5,9916.0k $363.9k $363.9k 0.00% New
22 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 5,4005.4k $328.0k $328.0k 0.00% New
23 Cutler Group LLC / CA 0.15% of their portfolio SAN FRANCISCO, CA 5,0475.0k $306.0k $306.0k 0.15% Added +2.7k +2,678
24 McGuire Investment Group, LLC 0.04% of their portfolio WAKEFIELD, RI 5,0005.0k $303.7k $303.7k 0.04% Reduced -1.0k -1,000
25 Parcion Private Wealth LLC 0.03% of their portfolio BELLEVUE, WA 4,8004.8k $291.6k $291.6k 0.03% Unchanged
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,5804.6k $278.2k $278.2k 0.00% Unchanged
27 CPR Investments Inc. 0.20% of their portfolio Rochester, MI 4,3204.3k $262.4k $262.4k 0.20% Unchanged
28 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 4,2994.3k $261.1k $261.1k 0.00% New
29 ZACKS INVESTMENT MANAGEMENT 0.00% of their portfolio Chicago, IL 4,2274.2k $256.7k $256.7k 0.00% Added +1 +1
30 BRAVE ASSET MANAGEMENT INC 0.07% of their portfolio Summit, NJ 4,1764.2k $253.7k $253.7k 0.07% Unchanged
31 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 4,0924.1k $248.5k $248.5k 0.00% Unchanged
32 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 3,7863.8k $230.0k $230.0k 0.01% Reduced -8.2k -8,187
33 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.01% of their portfolio Seattle, WA 3,6223.6k $220.0k $220.0k 0.01% Reduced -185 -185
34 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 3,4463.4k $209.3k $209.3k 0.01% New
35 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,0732.1k $126.0k $126.0k 0.00% Reduced -341 -341
36 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 1,2641.3k $76.0k $76.0k 0.00% Added +702 +702
37 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 847847 $51.4k $51.4k 0.01% New
38 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 838838 $50.9k $50.9k 0.00% Reduced -230 -230
39 Truvestments Capital LLC 0.01% of their portfolio SARASOTA, FL 616616 $37.4k $37.4k 0.01% Unchanged
40 LRI Investments, LLC 0.01% of their portfolio PALM BEACH GARDENS, FL 401401 $24.4k $24.4k 0.01% First filing
41 UBS Group AG 0.00% of their portfolio ZURICH, V8 377377 $22.9k $22.9k 0.00% New
42 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 160160 $9.8k $9.8k 0.00% New
43 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 130130 $7.9k $7.9k 0.00% New
44 Venturi Wealth Management, LLC 0.00% of their portfolio AUSTIN, TX 3939 $2.4k $2.4k 0.00% Reduced -27 -27
45 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $35 $35 0.00% Unchanged
46 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged