Vault-13

PROSHARES TR ROM

PSHS ULTRA TECH · ETP · CUSIP 74347R693

44 institutional holders +7 vs Q3 2023
631,192631.2k shares reported held*
$33.5mreported value*
11 new 4 added 15 reduced 8 sold out net sold ≈ $18.6m (-350.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $53.08. Options: 3 managers hold calls ($1.8m notional), 3 hold puts ($403.4k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 36Q4 22: 31Q1 23: 35Q2 23: 41Q3 23: 37Q4 23: 4444Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202236
Q4 202231
Q1 202335
Q2 202341
Q3 202337
Q4 202344

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 13 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 17 bought or addedQ1 23: 12 cut or sold outQ1 23Q2 23: 15 bought or addedQ2 23: 21 cut or sold outQ2 23Q3 23: 16 bought or addedQ3 23: 17 cut or sold outQ3 23Q4 23: 15 bought or addedQ4 23: 23 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221318
Q1 20231712
Q2 20231521
Q3 20231617
Q4 20231523

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ1 23 calls: $1.2mQ1 23 puts: $156.4kQ1 23P/C 0.13Q2 23 calls: $1.8mQ2 23 puts: $790.2kQ2 23P/C 0.43Q3 23 calls: $909.0kQ3 23 puts: $584.9kQ3 23P/C 0.64Q4 23 calls: $1.8mQ4 23 puts: $403.4kQ4 23P/C 0.23
Numbers
QuarterCallsPutsP/C
Q1 2023$1.2m$156.4k0.13
Q2 2023$1.8m$790.2k0.43
Q3 2023$909.0k$584.9k0.64
Q4 2023$1.8m$403.4k0.23

Biggest buyers

Mariner, LLC New +9,420+9.4k
GTS SECURITIES LLC New +6,012+6.0k
Parcion Private Wealth LLC New +4,800+4.8k
ZACKS INVESTMENT MANAGEMENT New +4,226+4.2k
BRAVE ASSET MANAGEMENT INC New +4,176+4.2k
LPL Financial LLC New +4,092+4.1k
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management New +3,807+3.8k
CITADEL ADVISORS LLC Added +2,851+2.9k
Cutler Group LLC / CA New +2,369+2.4k
MORGAN STANLEY Added +2,338+2.3k

Biggest sellers

Howard Capital Management, LLC Reduced -187,470-187.5k
Orion Porfolio Solutions, LLC Sold out -35,189-35.2k
Orion Portfolio Solutions, LLC Sold out -35,189-35.2k
OSAIC HOLDINGS, INC. Reduced -24,388-24.4k
Tactive Advisors, LLC Reduced -22,011-22.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -18,698-18.7k
Brookstone Capital Management Sold out -18,177-18.2k
FLOW TRADERS U.S. LLC Sold out -12,031-12.0k
CPR Investments Inc. Reduced -8,362-8.4k
GOLDMAN SACHS GROUP INC Sold out -7,385-7.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.6m30.1k shares
CITADEL ADVISORS LLC Added $169.9k3.2k shares
Cutler Group LLC / CA Reduced $6.0k1.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $360.9k6.8k shares
CITADEL ADVISORS LLC Reduced $42.5k800 shares
Cutler Group LLC / CA Reduced $01.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Plotkin Financial Advisors, LLC 4.08% of their portfolio CHEVY CHASE, MD 100,999101.0k $5.4m $5.4m 4.08% Reduced -4.8k -4,837
2 TOTH FINANCIAL ADVISORY CORP 0.72% of their portfolio LEESBURG, VA 99,80599.8k $5.3m $5.3m 0.72% Reduced -6.6k -6,619
3 Client First Investment Management LLC 4.21% of their portfolio West Bend, WI 81,65581.7k $4.3m $4.3m 4.21% First filing
4 Clarity Capital Partners LLC 1.92% of their portfolio Newport Beach, CA 51,19751.2k $2.7m $2.7m 1.92% First filing
5 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 30,60130.6k $1.6m $1.6m 0.07% Unchanged
6 Retirement Planning Co of New England, Inc. 0.66% of their portfolio Warwick, RI 27,54627.5k $1.5m $1.5m 0.66% Reduced -736 -736
7 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 24,72724.7k $1.3m $1.3m 0.00% Reduced -24.4k -24,388
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 23,32523.3k $1.2m $1.2m 0.00% Reduced -4.6k -4,591
9 Tyche Wealth Partners LLC 0.29% of their portfolio PLANO, TX 22,91822.9k $1.2m $1.2m 0.29% First filing
10 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 19,46319.5k $1.0m $1.0m 0.00% Added +337 +337
11 Valeo Financial Advisors, LLC 0.03% of their portfolio CARMEL, IN 14,16014.2k $751.6k $751.6k 0.03% Unchanged
12 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 11,97312.0k $635.5k $635.5k 0.01% Reduced -6 -6
13 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 10,88710.9k $577.9k $577.9k 0.02% Added +1 +1
14 Waverly Advisors, LLC 0.02% of their portfolio BIRMINGHAM, AL 10,00010.0k $530.8k $530.8k 0.02% Unchanged
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,6549.7k $512.4k $512.4k 0.00% Added +2.9k +2,851
16 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,4209.4k $500.0k $500.0k 0.00% New
17 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,1708.2k $433.7k $433.7k 0.00% Unchanged
18 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 7,0637.1k $374.9k $374.9k 0.00% Unchanged
19 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 6,0126.0k $319.1k $319.1k 0.01% New
20 McGuire Investment Group, LLC 0.05% of their portfolio WAKEFIELD, RI 6,0006.0k $318.5k $318.5k 0.05% Unchanged
21 Howard Capital Management, LLC 0.04% of their portfolio Alpharetta, GA 5,6125.6k $297.9k $297.9k 0.04% Reduced -187.5k -187,470
22 Tactive Advisors, LLC 0.19% of their portfolio Jacksonville, FL 5,5555.6k $294.9k $294.9k 0.19% Reduced -22.0k -22,011
23 Parcion Private Wealth LLC 0.02% of their portfolio BELLEVUE, WA 4,8004.8k $254.8k $254.8k 0.02% New
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,5804.6k $243.1k $243.1k 0.00% Unchanged
25 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 4,5054.5k $239.1k $239.1k 0.00% Reduced -4.8k -4,846
26 CPR Investments Inc. 0.22% of their portfolio Rochester, MI 4,3204.3k $229.3k $229.3k 0.22% Reduced -8.4k -8,362
27 ZACKS INVESTMENT MANAGEMENT 0.00% of their portfolio Chicago, IL 4,2264.2k $224.3k $224.3k 0.00% New
28 BRAVE ASSET MANAGEMENT INC 0.06% of their portfolio Summit, NJ 4,1764.2k $221.7k $221.7k 0.06% New
29 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 4,0924.1k $217.2k $217.2k 0.00% New
30 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.01% of their portfolio Seattle, WA 3,8073.8k $202.1k $202.1k 0.01% New
31 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,4142.4k $128.2k $128.2k 0.00% Added +2.3k +2,338
32 Cutler Group LLC / CA 0.02% of their portfolio SAN FRANCISCO, CA 2,3692.4k $125.0k $125.0k 0.02% New
33 Livelsberger Financial Advisory 0.05% of their portfolio Ashland, OH 1,0961.1k $58.2k $58.2k 0.05% First filing
34 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 1,0681.1k $56.7k $56.7k 0.00% Reduced -238 -238
35 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,0301.0k $54.7k $54.7k 0.00% Reduced -1.5k -1,468
36 Truvestments Capital LLC 0.01% of their portfolio SARASOTA, FL 616616 $32.7k $32.7k 0.01% Unchanged
37 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 562562 $29.0k $29.0k 0.00% Reduced -470 -470
38 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 280280 $15.0k $15.0k 0.00% New
39 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 268268 $14.2k $14.2k 0.00% Reduced -2.4k -2,405
40 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 173173 $9.2k $9.2k 0.00% New
41 Venturi Wealth Management, LLC 0.00% of their portfolio AUSTIN, TX 6666 $3.5k $3.5k 0.00% Reduced -49 -49
42 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $31 $31 0.00% Unchanged
43 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $53 $53 0.00% New
44 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged