Vault-13

PROSHARES TR PSQ

SHORT QQQ NEW · ETP · CUSIP 74347B714

137 institutional holders -15 vs Q4 2022
49,285,74049.3m shares reported held*
$601.4mreported value*
34 new 45 added 32 reduced 45 sold out net bought ≈ $48.3m (+3.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.20. Options: 5 managers hold calls ($5.2m notional), 3 hold puts ($3.5m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 156Q4 22: 152Q1 23: 137137Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022156
Q4 2022152
Q1 2023137

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 77 bought or addedQ4 22: 97 cut or sold outQ4 22Q1 23: 79 bought or addedQ1 23: 77 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227797
Q1 20237977

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $9.2mQ3 22 puts: $1.4mQ3 22P/C 0.15Q4 22 calls: $4.5mQ4 22 puts: $6.9mQ4 22P/C 1.53Q1 23 calls: $5.2mQ1 23 puts: $3.5mQ1 23P/C 0.67
Numbers
QuarterCallsPutsP/C
Q3 2022$9.2m$1.4m0.15
Q4 2022$4.5m$6.9m1.53
Q1 2023$5.2m$3.5m0.67

Biggest buyers

MORGAN STANLEY Added +2,483,756+2.5m
HighTower Advisors, LLC Added +2,157,578+2.2m
TITAN GLOBAL CAPITAL MANAGEMENT USA LLC Added +1,445,816+1.4m
TAP Consulting, LLC Added +920,568+920.6k
HRT FINANCIAL LP Added +846,343+846.3k
Cavalier Investments, LLC New +360,492+360.5k
HUB Investment Partners, LLC New +220,022+220.0k
Lake Hills Wealth Management, LLC Added +195,901+195.9k
OPPENHEIMER & CO INC Added +160,025+160.0k
PHILADELPHIA TRUST CO New +141,224+141.2k

Biggest sellers

GREENHAVEN ASSOCIATES INC Sold out -1,005,000-1.0m
Ferguson Shapiro LLC Sold out -627,396-627.4k
Private Advisor Group, LLC Reduced -475,173-475.2k
Gunderson Capital Management LLC Sold out -453,431-453.4k
D. SCOTT NEAL, INC. Reduced -415,732-415.7k
Dynamic Advisor Solutions LLC Sold out -391,303-391.3k
Tactive Advisors, LLC Sold out -322,593-322.6k
JANE STREET GROUP, LLC Reduced -274,721-274.7k
Cambridge Investment Research Advisors, Inc. Sold out -267,245-267.2k
LPL Financial LLC Reduced -246,140-246.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.7m300.6k shares
WOLVERINE TRADING, LLC Reduced $1.1m87.1k shares
CITADEL ADVISORS LLC Reduced $455.5k37.4k shares
HighTower Advisors, LLC New $13.8k25.0k shares
Cutler Group LLC / CA Reduced $02.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.0m248.3k shares
CITADEL ADVISORS LLC Added $378.8k31.1k shares
Cutler Group LLC / CA Added $90.0k83.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 9,714,0699.7m $118.3m $118.3m 0.01% Added +2.5m +2,483,756
2 HighTower Advisors, LLC 0.18% of their portfolio CHICAGO, IL 6,587,7026.6m $80.2m $80.2m 0.18% Added +2.2m +2,157,578
3 D. SCOTT NEAL, INC. 32.85% of their portfolio LEXINGTON, KY 4,825,9484.8m $58.8m $58.8m 32.85% Reduced -415.7k -415,732
4 Kaydan Wealth Management, Inc. 22.02% of their portfolio FENTON, MI 4,409,4034.4m $53.7m $53.7m 22.02% Added +12.5k +12,491
5 TITAN GLOBAL CAPITAL MANAGEMENT USA LLC 4.82% of their portfolio NEW YORK, NY 3,006,6743.0m $36.6m $36.6m 4.82% Added +1.4m +1,445,816
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,285,9081.3m $15.7m $15.7m 0.01% Reduced -33.1k -33,127
7 TAP Consulting, LLC 2.97% of their portfolio KIRKWOOD, MO 996,918996.9k $12.1m $12.1m 2.97% Added +920.6k +920,568
8 Advisory Services Network, LLC 0.31% of their portfolio ATLANTA, GA 908,503908.5k $11.1m $11.1m 0.31% Added +1.7k +1,652
9 HRT FINANCIAL LP 0.13% of their portfolio NEW YORK, NY 877,053877.1k $10.7m $10.7m 0.13% Added +846.3k +846,343
10 Lattice Capital Management, LLC 14.14% of their portfolio KIRKLAND, WA 875,300875.3k $10.7m $10.7m 14.14% Unchanged
11 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 869,705869.7k $10.6m $10.6m 0.10% Reduced -475.2k -475,173
12 VISTA FINANCE, LLC 12.01% of their portfolio Clayton, MO 696,565696.6k $8.5m $8.5m 12.01% Added +51.4k +51,437
13 HCR Wealth Advisors 1.68% of their portfolio LOS ANGELES, CA 695,508695.5k $8.5m $8.5m 1.68% Reduced -4.7k -4,733
14 Mirador Capital Partners LP 1.93% of their portfolio PLEASANTON, CA 668,547668.5k $8.1m $8.1m 1.93% Added +9.6k +9,551
15 Elite Wealth Management, Inc. 3.46% of their portfolio KIRKLAND, WA 645,273645.3k $7.9m $7.9m 3.46% Reduced -12.5k -12,465
16 ACUTE INVESTMENT ADVISORY, LLC 4.72% of their portfolio MESA, AZ 592,010592.0k $7.2m $7.2m 4.72% Added +84.1k +84,067
17 Silverleafe Capital Partners, LLC 4.27% of their portfolio GERMANTOWN, TN 544,232544.2k $6.6m $6.6m 4.27% Reduced -32.8k -32,817
18 Compass Financial Group, Inc. 3.76% of their portfolio DEERFIELD BEACH, FL 491,878491.9k $6.0m $6.0m 3.76% Added +3.4k +3,350
19 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 479,692479.7k $5.8m $5.8m 0.00% Reduced -246.1k -246,140
20 Lake Hills Wealth Management, LLC 6.08% of their portfolio AUSTIN, TX 478,726478.7k $5.8m $5.8m 6.08% Added +195.9k +195,901
21 B. Riley Wealth Advisors, Inc. 0.14% of their portfolio MEMPHIS, TN 446,540446.5k $5.4m $5.4m 0.14% Added +110.4k +110,371
22 Demars Financial Group, LLC 2.98% of their portfolio SPOKANE VALLEY, WA 443,250443.2k $5.4m $5.4m 2.98% Added +48.4k +48,362
23 Solstein Capital, LLC 4.50% of their portfolio Menlo Park, CA 424,322424.3k $5.2m $5.2m 4.50% Reduced -40.1k -40,101
24 FOURPATH CAPITAL MANAGEMENT, LLC 3.61% of their portfolio OKLAHOMA CITY, OK 423,553423.6k $5.2m $5.2m 3.61% Added +14.6k +14,595
25 Hilton Capital Management, LLC 0.72% of their portfolio Garden City, NY 372,620372.6k $5.5m $5.5m 0.72% Unchanged
26 Cavalier Investments, LLC 1.91% of their portfolio ALPHARETTA, GA 360,492360.5k $4.4m $4.4m 1.91% New
27 Private Harbour Investment Management & Counsel, LLC 4.75% of their portfolio SAGAMORE HILLS, OH 346,641346.6k $4.2m $4.2m 4.75% Reduced -8.6k -8,567
28 OPPENHEIMER & CO INC 0.08% of their portfolio NEW YORK, NY 318,821318.8k $3.9m $3.9m 0.08% Added +160.0k +160,025
29 Wakefield Asset Management LLLP 1.48% of their portfolio Englewood, CO 293,039293.0k $3.6m $3.6m 1.48% Added +69.4k +69,378
30 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 287,763287.8k $3.5m $3.5m 0.01% Reduced -274.7k -274,721
31 Meridian Wealth Management, LLC 0.29% of their portfolio LEXINGTON, KY 269,702269.7k $3.3m $3.3m 0.29% Unchanged
32 Game Creek Capital, LP 1.98% of their portfolio BOSTON, MA 246,250246.2k $3.0m $3.0m 1.98% Added +36.2k +36,250
33 Mariner, LLC 0.01% of their portfolio Overland Park, KS 244,768244.8k $3.0m $3.0m 0.01% Reduced -121.7k -121,731
34 FOCUS Wealth Advisors, LLC 1.87% of their portfolio HOUSTON, TX 233,828233.8k $2.8m $2.8m 1.87% Reduced -1.8k -1,792
35 TITLEIST ASSET MANAGEMENT, LLC 0.59% of their portfolio SAN ANTONIO, TX 231,166231.2k $2.8m $2.8m 0.59% First filing
36 HUB Investment Partners, LLC 0.56% of their portfolio AUSTIN, TX 220,022220.0k $2.7m $2.7m 0.56% New
37 LMR Partners LLP 0.05% of their portfolio LONDON, X0 217,944217.9k $2.7m $2.7m 0.05% Unchanged
38 Hedges Asset Management LLC 2.14% of their portfolio RENO, NV 207,500207.5k $2.5m $2.5m 2.14% Added +27.0k +27,000
39 Hilltop Holdings Inc. 0.34% of their portfolio DALLAS, TX 203,819203.8k $2.5m $2.5m 0.34% Added +62.5k +62,488
40 Claybrook Capital, LLC 1.35% of their portfolio WELLESLEY, MA 198,800198.8k $2.4m $2.4m 1.35% Added +5.8k +5,800
41 V Wealth Advisors LLC 0.40% of their portfolio Overland Park, KS 175,952176.0k $2.1m $2.1m 0.40% Reduced -5.4k -5,379
42 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 162,539162.5k $2.0m $2.0m 0.04% Reduced -47.2k -47,169
43 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.13% of their portfolio RICHMOND, VA 152,804152.8k $1.9m $1.9m 0.13% Added +118.4k +118,404
44 Lesa Sroufe & Co 1.75% of their portfolio SEATTLE, WA 141,781141.8k $1.7m $1.7m 1.75% Added +3.4k +3,385
45 PHILADELPHIA TRUST CO 0.18% of their portfolio PHILADELPHIA, PA 141,224141.2k $1.7m $1.7m 0.18% New
46 Mutual Advisors, LLC 0.07% of their portfolio OMAHA, NE 134,605134.6k $1.6m $1.6m 0.07% Added +21.3k +21,300
47 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 130,388130.4k $1.6m $1.6m 0.01% Added +49.5k +49,456
48 FOUNDERS FINANCIAL SECURITIES LLC 0.23% of their portfolio TOWSON, MD 128,905128.9k $1.6m $1.6m 0.23% Added +6.1k +6,062
49 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 119,718119.7k $1.5m $1.5m 0.00% Added +92.3k +92,291
50 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 103,831103.8k $1.3m $1.3m 0.00% Added +50.5k +50,481
51 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 103,690103.7k $1.3m $1.3m 0.02% Reduced -55.4k -55,424
52 CHOREO, LLC 0.04% of their portfolio ROCKFORD, IL 91,46991.5k $1.1m $1.1m 0.04% New
53 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 80,30080.3k $978.1k $978.1k 0.01% Added +55.5k +55,525
54 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 79,00079.0k $962.2k $962.2k 0.02% New
55 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 73,21573.2k $891.8k $891.8k 0.00% Added +41.5k +41,503
56 ICON ADVISERS INC/CO 0.22% of their portfolio GREENWOOD VILLAGE, CO 71,90071.9k $875.7k $875.7k 0.22% Unchanged
57 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 70,00070.0k $852.6k $852.6k 0.01% New
58 Pekin Hardy Strauss, Inc. 0.13% of their portfolio CHICAGO, IL 69,75069.8k $849.6k $849.6k 0.13% Unchanged
59 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 69,00269.0k $840.0k $840.0k 0.00% Added +28.5k +28,505
60 McKinley Carter Wealth Services, Inc. 0.07% of their portfolio WHEELING, WV 68,98269.0k $840.2k $840.2k 0.07% Reduced -39.0k -39,026
61 Owen LaRue, LLC 1.02% of their portfolio ELIZABETHTOWN, KY 63,70263.7k $939.6k $939.6k 1.02% Unchanged
62 MONETA GROUP INVESTMENT ADVISORS LLC 0.02% of their portfolio ST LOUIS, MO 61,42961.4k $748.2k $748.2k 0.02% New
63 Vigilare Wealth Management 0.41% of their portfolio SCOTTSDALE, AZ 59,80759.8k $728.4k $728.4k 0.41% New
64 EVERGREEN CAPITAL MANAGEMENT LLC 0.03% of their portfolio Bellevue, WA 59,65859.7k $726.6k $726.6k 0.03% Reduced -7.5k -7,525
65 Camelot Portfolios, LLC 0.46% of their portfolio Maumee, OH 54,42154.4k $662.9k $662.9k 0.46% Added +17.4k +17,448
66 PFG Investments, LLC 0.13% of their portfolio WOODBURY, NY 51,90851.9k $632.2k $632.2k 0.13% First filing
67 Maltin Wealth Management, Inc. 0.44% of their portfolio RIDGEWOOD, NJ 50,02050.0k $609.2k $609.2k 0.44% Added +4.8k +4,818
68 Tevis Investment Management 0.58% of their portfolio PLANO, TX 46,66146.7k $568.3k $568.3k 0.58% Added +17.1k +17,113
69 WOODWARD DIVERSIFIED CAPITAL, LLC 0.44% of their portfolio BAKERSFIELD, CA 45,75045.8k $557.2k $557.2k 0.44% Unchanged
70 Oxbow Advisors, LLC 0.09% of their portfolio Austin, TX 43,52043.5k $530.1k $530.1k 0.09% Reduced -880 -880
71 Dubuque Bank & Trust Co 0.07% of their portfolio Dubuque, IA 42,00042.0k $511.6k $511.6k 0.07% Added +5.0k +5,000
72 Spectrum Planning & Advisory Services Inc. 0.79% of their portfolio SAN DIEGO, CA 40,14940.1k $489.0k $489.0k 0.79% Unchanged
73 TWO SIGMA SECURITIES, LLC 0.04% of their portfolio NEW YORK, NY 40,12740.1k $488.7k $488.7k 0.04% Added +13.3k +13,272
74 NFSG Corp 0.26% of their portfolio BOCA RATON, FL 39,46539.5k $480.7k $480.7k 0.26% Added +20 +20
75 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 37,44237.4k $456.0k $456.0k 0.00% New
76 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 37,34937.3k $454.9k $454.9k 0.02% Added +22.5k +22,467
77 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 33,34233.3k $406.1k $406.1k 0.00% New
78 Rothschild Capital Partners, LLC 0.16% of their portfolio NEW YORK, NY 32,18532.2k $392.0k $392.0k 0.16% Unchanged
79 Ballew Advisors, Inc 0.23% of their portfolio Jackson, MS 30,00030.0k $321.3k $321.3k 0.23% New
80 Farther Finance Advisors, LLC 0.09% of their portfolio SAN FRANCISCO, CA 25,60425.6k $311.9k $311.9k 0.09% Added +25.6k +25,561
81 ROBOTTI ROBERT 0.05% of their portfolio NEW YORK, NY 25,00025.0k $304.5k $304.5k 0.05% Unchanged
82 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 24,97125.0k $304.1k $304.1k 0.01% New
83 Allen Capital Group, LLC 0.06% of their portfolio GRAND ISLAND, NE 24,93724.9k $303.7k $303.7k 0.06% New
84 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 24,57824.6k $299.4k $299.4k 0.02% Reduced -1.5k -1,522
85 Strategic Wealth Partners, Ltd. 0.05% of their portfolio INDEPENDENCE, OH 24,13824.1k $294.0k $294.0k 0.05% Reduced -4.1k -4,086
86 VERUS CAPITAL PARTNERS, LLC 0.05% of their portfolio SCOTTSDALE, AZ 23,86023.9k $290.6k $290.6k 0.05% Reduced -4.5k -4,550
87 Cutler Group LLC / CA 0.04% of their portfolio SAN FRANCISCO, CA 22,82522.8k $278.0k $278.0k 0.04% Added +22.8k +22,800
88 Aurora Private Wealth, Inc. 0.29% of their portfolio ROCKAWAY, NJ 22,34722.3k $272.0k $272.0k 0.29% Added +1.2k +1,160
89 KOM Wealth Management Group, LLC 0.27% of their portfolio APPLETON, WI 21,93221.9k $267.0k $267.0k 0.27% Added +158 +158
90 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 21,00021.0k $255.8k $255.8k 0.00% Reduced -25.9k -25,872
91 Regal Investment Advisors LLC 0.02% of their portfolio KENTWOOD, MI 20,42320.4k $248.8k $248.8k 0.02% New
92 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 20,00020.0k $243.6k $243.6k 0.00% Unchanged
93 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 17,47617.5k $212.9k $212.9k 0.01% Reduced -12.8k -12,821
94 SILVER OAK SECURITIES, INCORPORATED 0.03% of their portfolio JACKSON, TN 16,50016.5k $201.0k $201.0k 0.03% New
95 Patriot Financial Group Insurance Agency, LLC 0.04% of their portfolio Westborough, MA 16,27316.3k $198.2k $198.2k 0.04% New
96 Trek Financial, LLC 0.02% of their portfolio Scottsdale, AZ 16,19616.2k $197.3k $197.3k 0.02% Reduced -3.1k -3,065
97 Western Pacific Wealth Management, LP 0.14% of their portfolio LAKE FOREST, IL 15,03215.0k $183.1k $183.1k 0.14% Reduced -16.0k -16,000
98 Arkadios Wealth Advisors 0.02% of their portfolio ATLANTA, GA 15,00715.0k $182.8k $182.8k 0.02% New
99 Worth Asset Management, LLC 0.14% of their portfolio DALLAS, TX 14,92314.9k $181.8k $181.8k 0.14% Reduced -157.1k -157,144
100 RIA Advisory Group LLC 0.08% of their portfolio Des Moines, IA 14,37214.4k $175.1k $175.1k 0.08% New