Vault-13

PROSHARES TR REGL

S&P MDCP 400 DIV · ETP · CUSIP 74347B680

214 institutional holders +15 vs Q4 2023
18,084,30118.1m shares reported held*
$1.4bnreported value*
26 new 75 added 73 reduced 12 sold out net bought ≈ $153.3m (+1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $78.59. Options: 1 managers hold calls ($840.6k notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 155Q4 22: 195Q1 23: 203Q2 23: 208Q3 23: 205Q4 23: 199Q1 24: 214214Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022155
Q4 2022195
Q1 2023203
Q2 2023208
Q3 2023205
Q4 2023199
Q1 2024214

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 119 bought or addedQ4 22: 42 cut or sold outQ4 22Q1 23: 114 bought or addedQ1 23: 65 cut or sold outQ1 23Q2 23: 102 bought or addedQ2 23: 76 cut or sold outQ2 23Q3 23: 102 bought or addedQ3 23: 86 cut or sold outQ3 23Q4 23: 78 bought or addedQ4 23: 105 cut or sold outQ4 23Q1 24: 101 bought or addedQ1 24: 85 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202211942
Q1 202311465
Q2 202310276
Q3 202310286
Q4 202378105
Q1 202410185

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $840.6kQ1 24 puts: $0Q1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$840.6k$00.00

Biggest buyers

MORGAN STANLEY Added +2,383,301+2.4m
Integrated Advisors Network LLC Added +148,810+148.8k
COLDSTREAM CAPITAL MANAGEMENT INC Added +80,129+80.1k
United Advisor Group, LLC New +30,034+30.0k
GOLDMAN SACHS GROUP INC Added +24,935+24.9k
JANE STREET GROUP, LLC New +23,749+23.7k
Kraft, Davis & Associates, LLC New +21,608+21.6k
Clear Creek Financial Management, LLC New +21,337+21.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +19,942+19.9k
Prosperity Financial Group, Inc. Added +19,600+19.6k

Biggest sellers

Parcion Private Wealth LLC Reduced -408,143-408.1k
WELLS FARGO & COMPANY/MN Reduced -164,345-164.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -106,658-106.7k
PINNACLE ASSOCIATES LTD Reduced -90,926-90.9k
OSAIC HOLDINGS, INC. Reduced -21,344-21.3k
STIFEL FINANCIAL CORP Reduced -19,447-19.4k
LPL Financial LLC Reduced -14,673-14.7k
Cambridge Investment Research Advisors, Inc. Reduced -13,786-13.8k
FDx Advisors, Inc. Sold out -13,564-13.6k
MML INVESTORS SERVICES, LLC Reduced -12,647-12.6k

Biggest calls

BANK OF AMERICA CORP /DE/ New $840.6k10.7k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 7,122,8677.1m $559.6m $559.6m 0.01% Added +2.4m +2,383,301
2 COLDSTREAM CAPITAL MANAGEMENT INC 4.31% of their portfolio BELLEVUE, WA 2,161,7022.2m $169.8m $169.8m 4.31% Added +80.1k +80,129
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 877,995878.0k $69.0m $69.0m 0.02% Reduced -164.3k -164,345
4 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 679,048679.0k $53.3m $53.3m 0.03% Reduced -14.7k -14,673
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 601,336601.3k $47.2m $47.2m 0.00% Added +2.4k +2,358
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 547,053547.1k $43.0m $43.0m 0.04% Added +19.9k +19,942
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 417,110417.1k $32.8m $32.8m 0.01% Added +10.4k +10,364
8 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 415,307415.3k $32.6m $32.6m 0.05% Reduced -106.7k -106,658
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 403,496403.5k $31.7m $31.7m 0.00% Added +3.0k +3,004
10 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 397,951398.0k $31.3m $31.3m 0.05% Added +19.2k +19,191
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 358,797358.8k $28.2m $28.2m 0.01% Added +11.2k +11,150
12 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 295,365295.4k $23.2m $23.2m 0.01% Reduced -3.4k -3,433
13 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 289,124289.1k $22.7m $22.7m 0.05% Added +422 +422
14 TOTH FINANCIAL ADVISORY CORP 2.01% of their portfolio LEESBURG, VA 204,022204.0k $16.0m $16.0m 2.01% Added +8.0k +8,012
15 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 190,690190.7k $15.0m $15.0m 0.03% Reduced -21.3k -21,344
16 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 169,414169.4k $13.3m $13.3m 0.01% Reduced -461 -461
17 Integrated Advisors Network LLC 0.61% of their portfolio DALLAS, TX 152,558152.6k $12.0m $12.0m 0.61% Added +148.8k +148,810
18 Connecticut Wealth Management, LLC 0.48% of their portfolio FARMINGTON, CT 113,653113.7k $8.9m $8.9m 0.48% Reduced -2.4k -2,444
19 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 104,135104.1k $8.2m $8.2m 0.03% Reduced -13.8k -13,786
20 PINNACLE ASSOCIATES LTD 0.12% of their portfolio NEW YORK, NY 100,019100.0k $7.9m $7.9m 0.12% Reduced -90.9k -90,926
21 LMG Wealth Partners, LLC 1.90% of their portfolio SHREVEPORT, LA 96,21096.2k $7.6m $7.6m 1.90% Added +14.9k +14,935
22 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 92,46992.5k $7.3m $7.3m 0.01% Reduced -19.4k -19,447
23 Summit Wealth Partners, LLC 1.43% of their portfolio Orlando, FL 85,32785.3k $6.7m $6.7m 1.43% Reduced -10.0k -10,019
24 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 84,04184.0k $6.6m $6.6m 0.02% Reduced -3.6k -3,628
25 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 83,90683.9k $6.6m $6.6m 0.02% Added +9.1k +9,141
26 Pathstone Holdings, LLC 0.03% of their portfolio ENGLEWOOD, NJ 73,23973.2k $5.8m $5.8m 0.03% Unchanged
27 SMITH, MOORE & CO. 0.60% of their portfolio CLAYTON, MO 72,16872.2k $5.7m $5.7m 0.60% Added +2.2k +2,193
28 FAS Wealth Partners, Inc. 0.42% of their portfolio LEAWOOD, KS 60,18160.2k $4.7m $4.7m 0.42% Reduced -9.3k -9,348
29 BENJAMIN F. EDWARDS & COMPANY, INC. 0.08% of their portfolio ST. LOUIS, MO 56,30956.3k $4.4m $4.4m 0.08% Reduced -1.7k -1,743
30 Capital Advisors, Ltd. LLC 0.57% of their portfolio SHAKER HEIGHTS, OH 56,05756.1k $4.4m $4.4m 0.57% Added +275 +275
31 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 56,03956.0k $4.4m $4.4m 0.01% Reduced -644 -644
32 Essex Financial Services, Inc. 0.37% of their portfolio ESSEX, CT 51,64951.6k $4.1m $4.1m 0.37% Reduced -1.1k -1,068
33 Landmark Wealth Management, LLC 1.83% of their portfolio MELVILLE, NY 50,27050.3k $3.9m $3.9m 1.83% Added +260 +260
34 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 50,14450.1k $3.9m $3.9m 0.04% Reduced -3.9k -3,929
35 Kingsview Wealth Management, LLC 0.10% of their portfolio GRANTS PASS, OR 49,10349.1k $3.9m $3.9m 0.10% Added +4.8k +4,829
36 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 48,62748.6k $3.8m $3.8m 0.06% Reduced -5.3k -5,270
37 Jacobi Capital Management LLC 0.35% of their portfolio PITTSTON, PA 47,91147.9k $3.8m $3.8m 0.35% Added +1.6k +1,581
38 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 42,58342.6k $3.3m $3.3m 0.01% Reduced -10.8k -10,790
39 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 42,43442.4k $3.3m $3.3m 0.00% Added +24.9k +24,935
40 KOM Wealth Management Group, LLC 2.95% of their portfolio APPLETON, WI 38,08838.1k $3.0m $3.0m 2.95% Reduced -9.4k -9,447
41 Modern Wealth Management, LLC 0.26% of their portfolio KANSAS CITY, MO 36,29836.3k $2.9m $2.9m 0.26% Added +8.6k +8,580
42 World Investment Advisors 0.49% of their portfolio LINCROFT, NJ 34,39634.4k $3.4m $3.4m 0.49% Reduced -9.3k -9,336
43 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 30,57830.6k $2.4m $2.4m 0.01% Reduced -2.9k -2,878
44 United Advisor Group, LLC 0.89% of their portfolio CINCINNATI, OH 30,03430.0k $2.4m $2.4m 0.89% New
45 AVAII WEALTH MANAGEMENT, LLC 1.28% of their portfolio APPLETON, WI 27,69427.7k $2.2m $2.2m 1.28% Reduced -1.8k -1,766
46 Cascade Financial Partners, LLC 0.28% of their portfolio SAN DIEGO, CA 25,77025.8k $1.9m $1.9m 0.28% First filing
47 Premier Path Wealth Partners, LLC 0.38% of their portfolio MADISON, NJ 25,48825.5k $2.0m $2.0m 0.38% Added +6.0k +5,991
48 Prosperity Financial Group, Inc. 1.17% of their portfolio San Ramon, CA 24,10224.1k $1.9m $1.9m 1.17% Added +19.6k +19,600
49 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 23,74923.7k $1.9m $1.9m 0.00% New
50 SILVER OAK SECURITIES, INCORPORATED 0.28% of their portfolio JACKSON, TN 23,27323.3k $1.8m $1.8m 0.28% Added +303 +303
51 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 22,81022.8k $1.8m $1.8m 0.00% Reduced -6.6k -6,572
52 Dynamic Advisor Solutions LLC 0.06% of their portfolio PHOENIX, AZ 22,68422.7k $1.8m $1.8m 0.06% Reduced -10.3k -10,330
53 Kraft, Davis & Associates, LLC 0.50% of their portfolio St. Louis, MO 21,60821.6k $1.7m $1.7m 0.50% New
54 Clear Creek Financial Management, LLC 0.21% of their portfolio SILVERDALE, WA 21,33721.3k $1.7m $1.7m 0.21% New
55 PFG Investments, LLC 0.10% of their portfolio WOODBURY, NY 21,17121.2k $1.7m $1.7m 0.10% Added +1.0k +1,024
56 Visionary Wealth Advisors 0.11% of their portfolio O'FALLON, IL 20,51820.5k $1.6m $1.6m 0.11% Added +1.2k +1,188
57 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 19,85819.9k $1.6m $1.6m 0.01% Added +127 +127
58 Biondo Investment Advisors, LLC 0.24% of their portfolio MILFORD, PA 19,79919.8k $1.6m $1.6m 0.24% Added +420 +420
59 Royal Capital Wealth Management, LLC 1.11% of their portfolio CARMEL, IN 18,04218.0k $1.4m $1.4m 1.11% Reduced -1.1k -1,145
60 HOLLENCREST CAPITAL MANAGEMENT 0.06% of their portfolio NEWPORT BEACH, CA 16,87216.9k $1.3m $1.3m 0.06% Added +68 +68
61 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 16,79416.8k $1.3m $1.3m 0.05% Added +13.0k +13,029
62 Quad-Cities Investment Group, LLC 0.76% of their portfolio DAVENPORT, IA 16,65016.6k $1.3m $1.3m 0.76% Reduced -1.6k -1,638
63 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 16,32316.3k $1.3m $1.3m 0.00% Reduced -9.0k -8,972
64 Atlas Brown,Inc. 0.46% of their portfolio LOUISVILLE, KY 16,10116.1k $1.3m $1.3m 0.46% Added +947 +947
65 Parcion Private Wealth LLC 0.10% of their portfolio BELLEVUE, WA 15,02015.0k $1.2m $1.2m 0.10% Reduced -408.1k -408,143
66 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 14,03514.0k $1.1m $1.1m 0.04% Reduced -829 -829
67 Kellett Wealth Advisors, LLC 0.76% of their portfolio CINCINNATI, OH 13,95614.0k $1.1m $1.1m 0.76% Reduced -136 -136
68 VERUS CAPITAL PARTNERS, LLC 0.12% of their portfolio SCOTTSDALE, AZ 13,78613.8k $1.1m $1.1m 0.12% Added +1.2k +1,182
69 Dana Investment Advisors, Inc. 0.03% of their portfolio BROOKFIELD, WI 13,32613.3k $1.0m $1.0m 0.03% Reduced -8.9k -8,863
70 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 13,32113.3k $1.0m $1.0m 0.00% Reduced -487 -487
71 KRAEMATON INVESTMENT ADVISORS, INC 0.99% of their portfolio BRAINTREE, MA 12,53712.5k $984.9k $984.9k 0.99% Reduced -1.8k -1,788
72 Tower Wealth Partners, Inc. 0.62% of their portfolio LEWISBURG, PA 12,19412.2k $958.0k $958.0k 0.62% Added +593 +593
73 WealthBridge Capital Management, LLC 0.32% of their portfolio WESTERVILLE, OH 12,17812.2k $956.7k $956.7k 0.32% Reduced -1.4k -1,394
74 Acorn Wealth Advisors, LLC 0.50% of their portfolio Grand Blanc, MI 12,09312.1k $950.0k $950.0k 0.50% Added +23 +23
75 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,02612.0k $945.0k $945.0k 0.00% Reduced -12.6k -12,647
76 WealthPlan Investment Management, LLC 0.14% of their portfolio OMAHA, NE 11,63611.6k $914.1k $914.1k 0.14% Reduced -195 -195
77 Northwest Financial Advisors 0.99% of their portfolio HERNDON, VA 11,53211.5k $906.0k $906.0k 0.99% Reduced -74 -74
78 Tempus Wealth Planning, LLC 0.40% of their portfolio IRVINE, CA 11,50611.5k $903.9k $903.9k 0.40% Added +152 +152
79 COZAD ASSET MANAGEMENT INC 0.09% of their portfolio CHAMPAIGN, IL 11,24011.2k $883.0k $883.0k 0.09% Added +146 +146
80 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.07% of their portfolio CEDAR RAPIDS, IA 11,12911.1k $874.3k $874.3k 0.07% Added +2.6k +2,559
81 MSH Capital Advisors LLC 0.29% of their portfolio SCOTTSDALE, AZ 10,63410.6k $835.4k $835.4k 0.29% Added +564 +564
82 COMERICA BANK 0.00% of their portfolio DALLAS, TX 10,52910.5k $827.2k $827.2k 0.00% Reduced -3.3k -3,318
83 Benedetti & Gucer, Inc. 0.41% of their portfolio ATLANTA, GA 10,46810.5k $822.0k $822.0k 0.41% Reduced -2.7k -2,720
84 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 10,04210.0k $788.9k $788.9k 0.01% Reduced -2.2k -2,167
85 Jackson, Grant Investment Advisers, Inc. 0.32% of their portfolio STAMFORD, CT 9,95710.0k $782.2k $782.2k 0.32% Added +20 +20
86 L & S Advisors Inc 0.09% of their portfolio Los Angeles, CA 9,9509.9k $781.7k $781.7k 0.09% Unchanged
87 Harvest Investment Services, LLC 0.31% of their portfolio Oakbrook Terrace, IL 9,6859.7k $760.9k $760.9k 0.31% Reduced -32 -32
88 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,4049.4k $738.8k $738.8k 0.00% Reduced -658 -658
89 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,3009.3k $730.6k $730.6k 0.00% New
90 CFS Investment Advisory Services, LLC 0.12% of their portfolio TOTOWA, NJ 8,9789.0k $705.0k $705.0k 0.12% Added +351 +351
91 L.M. KOHN & COMPANY 0.20% of their portfolio CINCINNATI, OH 8,8418.8k $694.5k $694.5k 0.20% Reduced -30 -30
92 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 8,4268.4k $661.9k $661.9k 0.02% Added +5.6k +5,644
93 Diversify Advisory Services, LLC 0.04% of their portfolio SANDY, UT 8,3568.4k $651.2k $651.2k 0.04% First filing
94 Bison Wealth, LLC 0.10% of their portfolio Atlanta, GA 7,8377.8k $615.7k $615.7k 0.10% Reduced -222 -222
95 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 7,5507.5k $593.1k $593.1k 0.01% Added +2.2k +2,151
96 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 7,4277.4k $583.5k $583.5k 0.01% Unchanged
97 tru Independence LLC 0.17% of their portfolio PORTLAND, OR 7,3647.4k $578.5k $578.5k 0.17% Reduced -6 -6
98 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 7,2357.2k $568.4k $568.4k 0.03% Added +259 +259
99 Geneos Wealth Management Inc. 0.03% of their portfolio ENGLEWOOD, CO 7,1757.2k $563.7k $563.7k 0.03% Reduced -175 -175
100 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 6,8006.8k $534.2k $534.2k 0.01% Added +66 +66