Vault-13

PROSHARES TR REGL

S&P MDCP 400 DIV · ETP · CUSIP 74347B680

199 institutional holders -6 vs Q3 2023
16,113,18916.1m shares reported held*
$1.2bnreported value*
13 new 65 added 80 reduced 25 sold out net bought ≈ $130.1m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $73.56.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 155Q4 22: 195Q1 23: 203Q2 23: 208Q3 23: 205Q4 23: 199199Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022155
Q4 2022195
Q1 2023203
Q2 2023208
Q3 2023205
Q4 2023199

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 119 bought or addedQ4 22: 42 cut or sold outQ4 22Q1 23: 114 bought or addedQ1 23: 65 cut or sold outQ1 23Q2 23: 102 bought or addedQ2 23: 76 cut or sold outQ2 23Q3 23: 102 bought or addedQ3 23: 86 cut or sold outQ3 23Q4 23: 78 bought or addedQ4 23: 105 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211942
Q1 202311465
Q2 202310276
Q3 202310286
Q4 202378105

Biggest buyers

MORGAN STANLEY Added +2,544,630+2.5m
JPMORGAN CHASE & CO Added +396,131+396.1k
World Investment Advisors New +43,732+43.7k
Atria Wealth Solutions, Inc. Added +32,140+32.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +29,479+29.5k
Parcion Private Wealth LLC Added +28,030+28.0k
FDx Advisors, Inc. New +13,564+13.6k
Baird Financial Group, Inc. Added +9,851+9.9k
LMG Wealth Partners, LLC Added +9,396+9.4k
Dynamic Advisor Solutions LLC Added +8,932+8.9k

Biggest sellers

Bouchey Financial Group, Ltd. Sold out -432,677-432.7k
LPL Financial LLC Reduced -99,417-99.4k
Kraft, Davis & Associates, LLC Sold out -90,574-90.6k
WELLS FARGO & COMPANY/MN Reduced -81,950-82.0k
Raymond James Financial Services Advisors, Inc. Reduced -78,731-78.7k
OSAIC HOLDINGS, INC. Reduced -69,785-69.8k
Kellett Wealth Advisors, LLC Reduced -56,863-56.9k
Live Oak Investment Partners Sold out -47,621-47.6k
UBS Group AG Reduced -38,228-38.2k
AMERIPRISE FINANCIAL INC Reduced -34,496-34.5k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 4,739,5664.7m $348.7m $348.7m 0.02% Added +2.5m +2,544,630
2 COLDSTREAM CAPITAL MANAGEMENT INC 4.28% of their portfolio BELLEVUE, WA 2,081,5732.1m $153.1m $153.1m 4.28% Added +2.3k +2,270
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,042,3401.0m $76.7m $76.7m 0.02% Reduced -82.0k -81,950
4 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 693,721693.7k $51.0m $51.0m 0.03% Reduced -99.4k -99,417
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 598,978599.0k $44.1m $44.1m 0.01% Reduced -7.0k -6,968
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 527,111527.1k $38.8m $38.8m 0.04% Added +29.5k +29,479
7 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 521,965522.0k $38.4m $38.4m 0.07% Reduced -13.7k -13,715
8 Parcion Private Wealth LLC 2.85% of their portfolio BELLEVUE, WA 423,163423.2k $31.1m $31.1m 2.85% Added +28.0k +28,030
9 UBS Group AG 0.01% of their portfolio ZURICH, V8 406,746406.7k $29.9m $29.9m 0.01% Reduced -38.2k -38,228
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 400,492400.5k $29.5m $29.5m 0.00% Added +396.1k +396,131
11 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 378,760378.8k $27.9m $27.9m 0.05% Reduced -78.7k -78,731
12 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 347,647347.6k $25.6m $25.6m 0.01% Added +8.3k +8,282
13 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 298,798298.8k $22.0m $22.0m 0.01% Reduced -34.5k -34,496
14 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 288,702288.7k $21.2m $21.2m 0.05% Added +9.9k +9,851
15 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 212,034212.0k $15.6m $15.6m 0.03% Reduced -69.8k -69,785
16 TOTH FINANCIAL ADVISORY CORP 1.96% of their portfolio LEESBURG, VA 196,010196.0k $14.4m $14.4m 1.96% Reduced -1.5k -1,527
17 PINNACLE ASSOCIATES LTD 0.24% of their portfolio NEW YORK, NY 190,945190.9k $14.0m $14.0m 0.24% Reduced -9.1k -9,132
18 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 169,875169.9k $12.5m $12.5m 0.01% Reduced -2.2k -2,200
19 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 117,921117.9k $8.7m $8.7m 0.04% Reduced -13.6k -13,629
20 Connecticut Wealth Management, LLC 0.49% of their portfolio FARMINGTON, CT 116,097116.1k $8.5m $8.5m 0.49% Reduced -1.4k -1,405
21 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 111,916111.9k $8.2m $8.2m 0.01% Added +5.4k +5,378
22 Summit Wealth Partners, LLC 1.63% of their portfolio Orlando, FL 95,34695.3k $7.0m $7.0m 1.63% Reduced -10.2k -10,211
23 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 87,66987.7k $6.4m $6.4m 0.02% Reduced -1.2k -1,231
24 LMG Wealth Partners, LLC 1.66% of their portfolio SHREVEPORT, LA 81,27581.3k $6.0m $6.0m 1.66% Added +9.4k +9,396
25 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 74,76574.8k $5.5m $5.5m 0.04% Added +775 +775
26 Pathstone Holdings, LLC 0.03% of their portfolio ENGLEWOOD, NJ 73,23973.2k $5.4m $5.4m 0.03% First filing
27 SMITH, MOORE & CO. 0.58% of their portfolio CLAYTON, MO 69,97570.0k $4.9m $4.9m 0.58% Reduced -2.5k -2,503
28 FAS Wealth Partners, Inc. 0.49% of their portfolio LEAWOOD, KS 69,52969.5k $5.1m $5.1m 0.49% Added +5.4k +5,428
29 BENJAMIN F. EDWARDS & COMPANY, INC. 0.09% of their portfolio ST. LOUIS, MO 58,05258.1k $4.3m $4.3m 0.09% Added +690 +690
30 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 56,68356.7k $4.2m $4.2m 0.01% Reduced -16.4k -16,390
31 Capital Advisors, Ltd. LLC 0.58% of their portfolio SHAKER HEIGHTS, OH 55,78255.8k $4.1m $4.1m 0.58% Reduced -4.6k -4,648
32 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 54,07354.1k $4.0m $4.0m 0.05% Added +32.1k +32,140
33 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 53,89753.9k $4.0m $4.0m 0.06% Reduced -2.2k -2,151
34 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 53,37353.4k $3.9m $3.9m 0.01% Reduced -48 -48
35 Essex Financial Services, Inc. 0.40% of their portfolio ESSEX, CT 52,71752.7k $3.9m $3.9m 0.40% Reduced -3.1k -3,088
36 Landmark Wealth Management, LLC 1.81% of their portfolio MELVILLE, NY 50,01050.0k $3.7m $3.7m 1.81% Added +3.2k +3,223
37 KOM Wealth Management Group, LLC 3.49% of their portfolio APPLETON, WI 47,53547.5k $3.5m $3.5m 3.49% Added +1.7k +1,694
38 Jacobi Capital Management LLC 0.35% of their portfolio PITTSTON, PA 46,33046.3k $3.4m $3.4m 0.35% Added +1.3k +1,292
39 Kingsview Wealth Management, LLC 0.10% of their portfolio GRANTS PASS, OR 44,27444.3k $3.3m $3.3m 0.10% Added +178 +178
40 World Investment Advisors 0.42% of their portfolio LINCROFT, NJ 43,73243.7k $3.2m $3.2m 0.42% New
41 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 33,45633.5k $2.5m $2.5m 0.01% Unchanged
42 Dynamic Advisor Solutions LLC 0.09% of their portfolio PHOENIX, AZ 33,01433.0k $2.4m $2.4m 0.09% Added +8.9k +8,932
43 AVAII WEALTH MANAGEMENT, LLC 1.41% of their portfolio APPLETON, WI 29,46029.5k $2.2m $2.2m 1.41% Reduced -198 -198
44 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 29,38229.4k $2.2m $2.2m 0.00% Added +924 +924
45 Modern Wealth Management, LLC 0.26% of their portfolio KANSAS CITY, MO 27,71827.7k $2.0m $2.0m 0.26% First filing
46 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 25,29525.3k $1.9m $1.9m 0.00% Reduced -17.0k -16,995
47 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 24,67324.7k $1.8m $1.8m 0.01% Reduced -4.2k -4,244
48 SILVER OAK SECURITIES, INCORPORATED 0.23% of their portfolio JACKSON, TN 22,97023.0k $1.7m $1.7m 0.23% Reduced -4.8k -4,772
49 Dana Investment Advisors, Inc. 0.08% of their portfolio BROOKFIELD, WI 22,18922.2k $1.6m $1.6m 0.08% Reduced -2.2k -2,246
50 PFG Investments, LLC 0.28% of their portfolio WOODBURY, NY 20,14720.1k $1.5m $1.5m 0.28% Added +50 +50
51 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 19,73119.7k $1.5m $1.5m 0.01% Reduced -1.3k -1,294
52 Premier Path Wealth Partners, LLC 0.32% of their portfolio MADISON, NJ 19,49719.5k $1.5m $1.5m 0.32% First filing
53 Biondo Investment Advisors, LLC 0.24% of their portfolio MILFORD, PA 19,37919.4k $1.4m $1.4m 0.24% Added +570 +570
54 Visionary Wealth Advisors 0.10% of their portfolio O'FALLON, IL 19,33019.3k $1.4m $1.4m 0.10% Reduced -234 -234
55 Royal Capital Wealth Management, LLC 1.22% of their portfolio CARMEL, IN 19,18719.2k $1.4m $1.4m 1.22% Reduced -139 -139
56 Quad-Cities Investment Group, LLC 0.83% of their portfolio DAVENPORT, IA 18,28818.3k $1.3m $1.3m 0.83% Reduced -4.6k -4,566
57 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 17,49917.5k $1.3m $1.3m 0.00% Reduced -12.7k -12,659
58 HOLLENCREST CAPITAL MANAGEMENT 0.12% of their portfolio NEWPORT BEACH, CA 16,80416.8k $1.2m $1.2m 0.12% Added +143 +143
59 Atlas Brown,Inc. 0.46% of their portfolio LOUISVILLE, KY 15,15415.2k $1.1m $1.1m 0.46% Added +187 +187
60 WEDBUSH SECURITIES INC 0.05% of their portfolio PASADENA, CA 14,86414.9k $1.1m $1.1m 0.05% Reduced -1.0k -1,034
61 KRAEMATON INVESTMENT ADVISORS, INC 1.16% of their portfolio BRAINTREE, MA 14,32514.3k $1.1m $1.1m 1.16% Reduced -1.7k -1,697
62 Kellett Wealth Advisors, LLC 0.77% of their portfolio CINCINNATI, OH 14,09214.1k $1.0m $1.0m 0.77% Reduced -56.9k -56,863
63 COMERICA BANK 0.00% of their portfolio DALLAS, TX 13,84713.8k $1.0m $1.0m 0.00% Reduced -7.5k -7,450
64 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 13,80813.8k $1.0m $1.0m 0.00% Reduced -818 -818
65 WealthBridge Capital Management, LLC 0.37% of their portfolio WESTERVILLE, OH 13,57213.6k $998.5k $998.5k 0.37% Reduced -4.6k -4,585
66 FDx Advisors, Inc. 0.08% of their portfolio BERWYN, PA 13,56413.6k $998.0k $998.0k 0.08% New
67 Benedetti & Gucer, Inc. 0.51% of their portfolio ATLANTA, GA 13,18813.2k $970.2k $970.2k 0.51% Reduced -2.0k -2,014
68 VERUS CAPITAL PARTNERS, LLC 0.11% of their portfolio SCOTTSDALE, AZ 12,60412.6k $927.3k $927.3k 0.11% Added +1.2k +1,201
69 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 12,20912.2k $898.2k $898.2k 0.01% Reduced -3.3k -3,301
70 Acorn Wealth Advisors, LLC 0.53% of their portfolio Grand Blanc, MI 12,07012.1k $888.0k $888.0k 0.53% Reduced -1.2k -1,238
71 WealthPlan Investment Management, LLC 0.14% of their portfolio OMAHA, NE 11,83111.8k $870.4k $870.4k 0.14% Added +662 +662
72 Northwest Financial Advisors 0.73% of their portfolio HERNDON, VA 11,60611.6k $853.9k $853.9k 0.73% First filing
73 Tower Wealth Partners, Inc. 0.60% of their portfolio LEWISBURG, PA 11,60111.6k $853.5k $853.5k 0.60% Added +1.4k +1,367
74 Tempus Wealth Planning, LLC 0.37% of their portfolio IRVINE, CA 11,35411.4k $835.3k $835.3k 0.37% Reduced -595 -595
75 COZAD ASSET MANAGEMENT INC 0.09% of their portfolio CHAMPAIGN, IL 11,09411.1k $816.2k $816.2k 0.09% Reduced -1.4k -1,434
76 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,91910.9k $803.3k $803.3k 0.00% Reduced -2.6k -2,584
77 Koshinski Asset Management, Inc. 0.12% of their portfolio DECATUR, IL 10,52510.5k $774.4k $774.4k 0.12% Added +1.6k +1,553
78 MSH Capital Advisors LLC 0.28% of their portfolio SCOTTSDALE, AZ 10,07010.1k $740.9k $740.9k 0.28% Added +531 +531
79 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 10,06210.1k $740.3k $740.3k 0.00% Reduced -51 -51
80 L & S Advisors Inc 0.09% of their portfolio Los Angeles, CA 9,9509.9k $732.0k $732.0k 0.09% Unchanged
81 Jackson, Grant Investment Advisers, Inc. 0.32% of their portfolio STAMFORD, CT 9,9379.9k $731.1k $731.1k 0.32% Reduced -178 -178
82 Harvest Investment Services, LLC 0.33% of their portfolio Oakbrook Terrace, IL 9,7179.7k $714.8k $714.8k 0.33% Added +780 +780
83 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 9,1679.2k $674.4k $674.4k 0.00% Reduced -19.5k -19,470
84 L.M. KOHN & COMPANY 0.21% of their portfolio CINCINNATI, OH 8,8718.9k $652.6k $652.6k 0.21% Added +60 +60
85 CFS Investment Advisory Services, LLC 0.11% of their portfolio TOTOWA, NJ 8,6278.6k $635.0k $635.0k 0.11% Reduced -3.7k -3,719
86 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.06% of their portfolio CEDAR RAPIDS, IA 8,5708.6k $630.5k $630.5k 0.06% Added +429 +429
87 Bison Wealth, LLC 0.10% of their portfolio Atlanta, GA 8,0598.1k $592.9k $592.9k 0.10% Reduced -126 -126
88 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 7,4277.4k $542.2k $542.2k 0.01% Added +906 +906
89 tru Independence LLC 0.16% of their portfolio PORTLAND, OR 7,3707.4k $542.2k $542.2k 0.16% Reduced -329 -329
90 Geneos Wealth Management Inc. 0.03% of their portfolio ENGLEWOOD, CO 7,3507.3k $540.7k $540.7k 0.03% Reduced -642 -642
91 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 6,9767.0k $513.3k $513.3k 0.03% Added +59 +59
92 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 6,7346.7k $495.4k $495.4k 0.01% Reduced -277 -277
93 HEADINVEST, LLC 0.10% of their portfolio Portland, ME 6,6526.7k $489.4k $489.4k 0.10% Reduced -60 -60
94 Scissortail Wealth Management, LLC 0.15% of their portfolio TULSA, OK 6,2746.3k $458.1k $458.1k 0.15% New
95 Retirement Planning Co of New England, Inc. 0.21% of their portfolio Warwick, RI 6,1916.2k $455.5k $455.5k 0.21% Unchanged
96 Key Financial Inc 0.12% of their portfolio WEST CHESTER, PA 6,1726.2k $454.1k $454.1k 0.12% Added +3.4k +3,418
97 Pathway Financial Advisers, LLC 0.17% of their portfolio AUBURN, IN 6,1516.2k $452.5k $452.5k 0.17% Added +343 +343
98 Mystic Asset Management, Inc. 0.21% of their portfolio Warwick, RI 6,0506.0k $445.1k $445.1k 0.21% Reduced -100 -100
99 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 6,0306.0k $443.6k $443.6k 0.01% Reduced -1.2k -1,169
100 Tyler-Stone Wealth Management 0.22% of their portfolio Beachwood, OH 5,8875.9k $433.1k $433.1k 0.22% Added +40 +40