Vault-13

PROSHARES TR SH

SHORT S&P 500 NE · ETP · CUSIP 74347B425

160 institutional holders -32 vs Q4 2023
27,252,35227.3m shares reported held*
$327.2mreported value*
24 new 45 added 52 reduced 54 sold out net sold ≈ $31.8m (-2.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.01. Options: 6 managers hold calls ($3.2m notional), 5 hold puts ($546.7k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 253Q4 22: 254Q1 23: 221Q2 23: 209Q3 23: 205Q4 23: 192Q1 24: 160160Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022253
Q4 2022254
Q1 2023221
Q2 2023209
Q3 2023205
Q4 2023192
Q1 2024160

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 129 bought or addedQ4 22: 140 cut or sold outQ4 22Q1 23: 106 bought or addedQ1 23: 137 cut or sold outQ1 23Q2 23: 76 bought or addedQ2 23: 125 cut or sold outQ2 23Q3 23: 98 bought or addedQ3 23: 116 cut or sold outQ3 23Q4 23: 72 bought or addedQ4 23: 128 cut or sold outQ4 23Q1 24: 69 bought or addedQ1 24: 106 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022129140
Q1 2023106137
Q2 202376125
Q3 202398116
Q4 202372128
Q1 202469106

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ2 23 calls: $3.4mQ2 23 puts: $11.9mQ2 23P/C 3.55Q3 23 calls: $10.7mQ3 23 puts: $12.7mQ3 23P/C 1.18Q4 23 calls: $5.6mQ4 23 puts: $1.4mQ4 23P/C 0.24Q1 24 calls: $3.2mQ1 24 puts: $546.7kQ1 24P/C 0.17
Numbers
QuarterCallsPutsP/C
Q2 2023$3.4m$11.9m3.55
Q3 2023$10.7m$12.7m1.18
Q4 2023$5.6m$1.4m0.24
Q1 2024$3.2m$546.7k0.17

Biggest buyers

MORGAN STANLEY Added +5,307,495+5.3m
RIA Advisory Group LLC New +1,220,273+1.2m
OAKWORTH CAPITAL, INC. New +966,081+966.1k
Jump Financial, LLC Added +546,538+546.5k
B. Riley Wealth Advisors, Inc. Added +339,498+339.5k
Mirador Capital Partners LP Added +327,329+327.3k
Clarity Financial LLC New +298,781+298.8k
HRT FINANCIAL LP Added +218,356+218.4k
NorthCoast Asset Management LLC New +136,669+136.7k
Weil Company, Inc. New +118,000+118.0k

Biggest sellers

IMC-Chicago, LLC Sold out -1,550,365-1.6m
WESTWOOD HOLDINGS GROUP INC Sold out -1,451,509-1.5m
AE Wealth Management LLC Sold out -1,371,379-1.4m
UBS Group AG Reduced -1,281,984-1.3m
Arete Wealth Advisors, LLC Sold out -859,585-859.6k
CITIZENS FINANCIAL GROUP INC/RI Sold out -580,078-580.1k
Naman Capital Ltda Sold out -520,000-520.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -333,621-333.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -329,137-329.1k
Kaydan Wealth Management, Inc. Sold out -326,402-326.4k

Biggest calls

GTS SECURITIES LLC Reduced $2.5m207.6k shares
WOLVERINE TRADING, LLC Reduced $351.1k29.6k shares
CITADEL ADVISORS LLC Reduced $278.7k23.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $136.4k11.5k shares
Private Advisor Group, LLC New $2.8k500.0k shares
Cutler Group LLC / CA Reduced $04.3k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $387.8k32.7k shares
GTS SECURITIES LLC Reduced $126.9k10.7k shares
CITADEL ADVISORS LLC Reduced $24.9k2.1k shares
Private Advisor Group, LLC New $7.1k500.0k shares
Cutler Group LLC / CA Reduced $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,074,8359.1m $107.6m $107.6m 0.00% Added +5.3m +5,307,495
2 Pineridge Advisors LLC 5.51% of their portfolio ST. CHARLES, MO 1,320,4681.3m $15.7m $15.7m 5.51% Added +72.5k +72,543
3 RIA Advisory Group LLC 5.85% of their portfolio Des Moines, IA 1,220,2731.2m $14.5m $14.5m 5.85% New
4 B. Riley Wealth Advisors, Inc. 0.43% of their portfolio MEMPHIS, TN 1,098,0101.1m $15.9m $15.9m 0.43% Added +339.5k +339,498
5 InterOcean Capital Group, LLC 0.31% of their portfolio NASHVILLE, TN 1,091,3921.1m $12.9m $12.9m 0.31% Added +23.1k +23,119
6 CPR Investments Inc. 8.80% of their portfolio Rochester, MI 974,492974.5k $11.6m $11.6m 8.80% Reduced -250.6k -250,647
7 OAKWORTH CAPITAL, INC. 0.86% of their portfolio BIRMINGHAM, AL 966,081966.1k $11.5m $11.5m 0.86% New
8 Jump Financial, LLC 0.29% of their portfolio Chicago, IL 890,066890.1k $10.6m $10.6m 0.29% Added +546.5k +546,538
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 790,901790.9k $9.4m $9.4m 0.00% Reduced -1.3m -1,281,984
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 557,612557.6k $6.6m $6.6m 0.00% Reduced -126.9k -126,851
11 Mirador Capital Partners LP 1.17% of their portfolio PLEASANTON, CA 518,929518.9k $6.2m $6.2m 1.17% Added +327.3k +327,329
12 AXXCESS WEALTH MANAGEMENT, LLC 0.17% of their portfolio CARLSBAD, CA 512,107512.1k $6.1m $6.1m 0.17% Added +18.7k +18,726
13 STERLING INVESTMENT MANAGEMENT, LLC 3.94% of their portfolio TUCSON, AZ 471,752471.8k $5.6m $5.6m 3.94% Reduced -7.5k -7,453
14 OPPENHEIMER & CO INC 0.07% of their portfolio NEW YORK, NY 364,024364.0k $4.3m $4.3m 0.07% Added +49.8k +49,787
15 Beacon Pointe Advisors, LLC 0.04% of their portfolio NEWPORT BEACH, CA 334,498334.5k $4.0m $4.0m 0.04% Added +24.1k +24,074
16 Wakefield Asset Management LLLP 1.37% of their portfolio Englewood, CO 332,676332.7k $3.9m $3.9m 1.37% Added +8.7k +8,674
17 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 315,292315.3k $3.7m $3.7m 0.01% Added +20.9k +20,861
18 Clarity Financial LLC 0.55% of their portfolio Houston, TX 298,781298.8k $3.5m $3.5m 0.55% New
19 Tidal Investments LLC 0.06% of their portfolio Milwaukee, WI 293,039293.0k $3.5m $3.5m 0.06% Added +40.7k +40,694
20 FIRST NATIONAL CORP /MA/ /ADV 0.90% of their portfolio ROCKLAND, MA 283,175283.2k $3.7m $3.7m 0.90% Reduced -604 -604
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 273,668273.7k $3.2m $3.2m 0.00% Reduced -333.6k -333,621
22 Capital Wealth Planning, LLC 0.03% of their portfolio NAPLES, FL 268,132268.1k $3.2m $3.2m 0.03% Added +6.4k +6,356
23 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 248,021248.0k $2.9m $2.9m 0.02% Added +218.4k +218,356
24 Clear Creek Financial Management, LLC 0.36% of their portfolio SILVERDALE, WA 234,358234.4k $2.8m $2.8m 0.36% Added +13 +13
25 FOURPATH CAPITAL MANAGEMENT, LLC 1.61% of their portfolio OKLAHOMA CITY, OK 195,919195.9k $2.3m $2.3m 1.61% Reduced -178.4k -178,418
26 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 189,884189.9k $2.3m $2.3m 0.00% Added +55.8k +55,798
27 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 180,000180.0k $2.1m $2.1m 0.00% Unchanged
28 Lesa Sroufe & Co 1.92% of their portfolio SEATTLE, WA 173,315173.3k $2.1m $2.1m 1.92% Added +3.3k +3,331
29 TAP Consulting, LLC 0.44% of their portfolio KIRKWOOD, MO 166,965167.0k $2.0m $2.0m 0.44% Reduced -19.8k -19,834
30 ONE PLUS ONE WEALTH MANAGEMENT, LLC 1.10% of their portfolio JUPITER, FL 161,330161.3k $1.9m $1.9m 1.10% Reduced -148.8k -148,846
31 Freedom Investment Management, Inc. 0.13% of their portfolio SOUTH WINDSOR, CT 141,492141.5k $1.7m $1.7m 0.13% Reduced -39.9k -39,909
32 NorthCoast Asset Management LLC 0.02% of their portfolio STAMFORD, CT 136,669136.7k $1.6m $1.6m 0.02% New
33 First Heartland Consultants, Inc. 0.16% of their portfolio LAKE ST. LOUIS, MO 127,369127.4k $1.5m $1.5m 0.16% Reduced -1.4k -1,382
34 Vigilare Wealth Management 0.69% of their portfolio SCOTTSDALE, AZ 118,493118.5k $1.4m $1.4m 0.69% Added +42.3k +42,305
35 Weil Company, Inc. 0.56% of their portfolio SAN DIEGO, CA 118,000118.0k $1.4m $1.4m 0.56% New
36 CreativeOne Wealth, LLC 0.06% of their portfolio OVERLAND PARK, KS 117,719117.7k $1.4m $1.4m 0.06% New
37 Sugar Maple Asset Management, LLC 1.32% of their portfolio SISTER BAY, WI 115,559115.6k $1.4m $1.4m 1.32% First filing
38 BlueChip Wealth Advisors LLC 0.58% of their portfolio Milton, GA 76,32976.3k $905.3k $905.3k 0.58% Reduced -50.3k -50,301
39 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 75,65375.7k $899.0k $899.0k 0.00% Reduced -68.1k -68,144
40 Bedell Frazier Investment Counselling, LLC 0.22% of their portfolio Walnut Creek, CA 75,54375.5k $895.9k $895.9k 0.22% Reduced -18.3k -18,343
41 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 71,50071.5k $848.0k $848.0k 0.00% Added +14.0k +14,000
42 Nicholas Hoffman & Company, LLC. 0.04% of their portfolio ATLANTA, GA 66,89166.9k $793.3k $793.3k 0.04% Unchanged
43 Kovack Advisors, Inc. 0.10% of their portfolio FT. LAUDERDALE, FL 66,54666.5k $789.2k $789.2k 0.10% Added +7.4k +7,427
44 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 64,43064.4k $764.8k $764.8k 0.00% Added +17.4k +17,360
45 VISTA FINANCE, LLC 1.90% of their portfolio Clayton, MO 63,86863.9k $757.5k $757.5k 1.90% Reduced -90.7k -90,730
46 CWM, LLC 0.00% of their portfolio OMAHA, NE 63,28963.3k $751.0k $751.0k 0.00% Added +11.7k +11,696
47 IQ EQ FUND MANAGEMENT (SINGAPORE) PRIVATE Ltd 0.53% of their portfolio SINGAPORE, U0 60,00060.0k $711.6k $711.6k 0.53% Unchanged
48 HBK Sorce Advisory LLC 0.02% of their portfolio ERIE, PA 59,09859.1k $700.9k $700.9k 0.02% Added +81 +81
49 Andina Capital Management, LLC 0.53% of their portfolio LOGAN, UT 57,71057.7k $684.4k $684.4k 0.53% Reduced -3.3k -3,274
50 HCR Wealth Advisors 0.10% of their portfolio LOS ANGELES, CA 56,19556.2k $666.5k $666.5k 0.10% New
51 Coppell Advisory Solutions Corp. 0.12% of their portfolio COPPELL, TX 52,78752.8k $626.1k $626.1k 0.12% First filing
52 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,00050.0k $593.0k $593.0k 0.00% Unchanged
53 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.02% of their portfolio TOKYO, M0 48,00048.0k $569.3k $569.3k 0.02% Unchanged
54 Aviance Capital Partners, LLC 0.08% of their portfolio NAPLES, FL 48,00048.0k $569.3k $569.3k 0.08% New
55 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 43,39843.4k $514.7k $514.7k 0.01% Reduced -3.7k -3,651
56 AXS Investments LLC 0.12% of their portfolio PORT CHESTER, NY 42,36542.4k $502.4k $502.4k 0.12% New
57 Oxbow Advisors, LLC 0.07% of their portfolio Austin, TX 41,63541.6k $493.8k $493.8k 0.07% Reduced -10.0k -10,000
58 Fox Hill Wealth Management 0.33% of their portfolio DEDHAM, MA 41,55741.6k $492.9k $492.9k 0.33% Added +171 +171
59 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 40,81640.8k $484.1k $484.1k 0.01% Reduced -111.2k -111,240
60 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 40,71140.7k $482.8k $482.8k 0.02% Reduced -255.7k -255,730
61 Virtue Capital Management, LLC 0.09% of their portfolio BRENTWOOD, TN 39,10339.1k $474.7k $474.7k 0.09% Reduced -9.3k -9,347
62 EVERGREEN CAPITAL MANAGEMENT LLC 0.02% of their portfolio Bellevue, WA 38,27038.3k $453.9k $453.9k 0.02% Added +15.5k +15,540
63 ELKHORN PARTNERS LIMITED PARTNERSHIP 0.33% of their portfolio OMAHA, NE 38,00038.0k $451.0k $451.0k 0.33% Unchanged
64 Sepio Capital, LP 0.04% of their portfolio Salt Lake City, UT 38,00038.0k $450.7k $450.7k 0.04% Unchanged
65 Sound Income Strategies, LLC 0.03% of their portfolio FT LAUDERDALE, FL 36,40936.4k $431.8k $431.8k 0.03% Reduced -116.2k -116,154
66 Lowe Wealth Advisors, LLC 0.20% of their portfolio COLUMBIA, MD 35,31135.3k $418.8k $418.8k 0.20% Reduced -169.9k -169,916
67 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 34,90034.9k $413.9k $413.9k 0.00% New
68 Advanced Asset Management Advisors Inc 0.10% of their portfolio DUBLIN, OH 34,00034.0k $403.2k $403.2k 0.10% Unchanged
69 COMERICA BANK 0.00% of their portfolio DALLAS, TX 33,28733.3k $394.8k $394.8k 0.00% Reduced -2.7k -2,702
70 CVA Family Office, LLC 0.07% of their portfolio DENVER, CO 31,43031.4k $372.8k $372.8k 0.07% Unchanged
71 Commonwealth Financial Services, LLC 0.09% of their portfolio VIENNA, WV 30,14030.1k $391.5k $391.5k 0.09% Unchanged
72 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 30,00030.0k $355.8k $355.8k 0.00% Unchanged
73 ASPIRIANT, LLC 0.01% of their portfolio San Francisco, CA 30,00030.0k $355.8k $355.8k 0.01% Unchanged
74 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 29,20429.2k $346.4k $346.4k 0.02% Added +9.8k +9,840
75 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 28,80928.8k $341.7k $341.7k 0.01% Reduced -16.0k -16,038
76 Van Hulzen Asset Management, LLC 0.02% of their portfolio EL DORADO HILLS, CA 27,58127.6k $327.0k $327.0k 0.02% Reduced -2.8k -2,760
77 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 25,65625.7k $304.3k $304.3k 0.01% Added +3.8k +3,841
78 Rothschild Capital Partners, LLC 0.08% of their portfolio NEW YORK, NY 23,48023.5k $278.5k $278.5k 0.08% Unchanged
79 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 22,91722.9k $271.8k $271.8k 0.00% Reduced -42.4k -42,438
80 Fortis Capital Management LLC 0.07% of their portfolio BELLEVUE, WA 22,13122.1k $262.5k $262.5k 0.07% New
81 SAYBROOK CAPITAL /NC 0.07% of their portfolio SAG HARBOR, NY 21,20021.2k $251.0k $251.0k 0.07% Added +9.5k +9,500
82 LexAurum Advisors, LLC 0.06% of their portfolio OVERLAND PARK, KS 19,90719.9k $236.1k $236.1k 0.06% New
83 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 19,80019.8k $234.8k $234.8k 0.01% Reduced -16.1k -16,120
84 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 19,73719.7k $234.1k $234.1k 0.00% Added +157 +157
85 Integrated Advisors Network LLC 0.01% of their portfolio DALLAS, TX 19,17919.2k $227.5k $227.5k 0.01% Reduced -240.6k -240,554
86 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 18,31718.3k $217.2k $217.2k 0.01% Reduced -500 -500
87 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 18,15018.1k $215.3k $215.3k 0.00% Reduced -24.1k -24,068
88 HTLF Bank 0.02% of their portfolio Denver, CO 18,12818.1k $215.0k $215.0k 0.02% Unchanged
89 National Wealth Management Group, LLC 0.17% of their portfolio CINCINNATI, OH 18,08018.1k $214.4k $214.4k 0.17% Reduced -17 -17
90 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 18,06518.1k $214.3k $214.3k 0.00% Added +11.2k +11,150
91 Intellectus Partners, LLC 0.06% of their portfolio SAN FRANCISCO, CA 17,72617.7k $210.2k $210.2k 0.06% Reduced -263 -263
92 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 17,60017.6k $220.0k $220.0k 0.00% New
93 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 16,55216.6k $196.3k $196.3k 0.00% New
94 JOHNSON INVESTMENT COUNSEL INC 0.00% of their portfolio Cincinnati, OH 15,90015.9k $188.6k $188.6k 0.00% Unchanged
95 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 15,86215.9k $188.1k $188.1k 0.01% New
96 Town & Country Bank & Trust CO dba First Bankers Trust CO 0.08% of their portfolio Louisville, KY 15,77015.8k $187.0k $187.0k 0.08% New
97 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 15,10015.1k $179.1k $179.1k 0.00% Reduced -11.8k -11,801
98 WT Wealth Management 0.06% of their portfolio SCOTTSDALE, AZ 15,00015.0k $177.9k $177.9k 0.06% Unchanged
99 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 14,07614.1k $166.9k $166.9k 0.00% Reduced -8.0k -8,032
100 EASTERLY INVESTMENT PARTNERS LLC 0.01% of their portfolio BEVERLY, MA 14,00014.0k $166.0k $166.0k 0.01% Reduced -1 -1