Vault-13

PROS HOLDINGS INC PRO 1 05.15.24

NOTE 1.000% 5/1 · US DOMESTIC · CUSIP 74346YAH6

11 institutional holders +1 vs Q3 2023
$21.4mprincipal reported held*
$21.0mreported value*
2 new 0 added 4 reduced 1 sold out net sold ≈ $82.7m

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($624.6k this quarter). Holder counts are more reliable.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 17Q4 22: 15Q1 23: 14Q2 23: 13Q3 23: 10Q4 23: 1111Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202217
Q4 202215
Q1 202314
Q2 202313
Q3 202310
Q4 202311

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 8 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 4 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 2 bought or addedQ2 23: 3 cut or sold outQ2 23Q3 23: 1 bought or addedQ3 23: 6 cut or sold outQ3 23Q4 23: 2 bought or addedQ4 23: 5 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022810
Q1 202344
Q2 202323
Q3 202316
Q4 202325

Biggest buyers

CITIGROUP INC New +6,000+6.0k
ADVENT CAPITAL MANAGEMENT /DE/ New +6,000+6.0k

Biggest sellers

Lynrock Lake LP Sold out -39,295,000-39.3m
TENOR CAPITAL MANAGEMENT Co., L.P. Reduced -37,496,000-37.5m
DeepCurrents Investment Group LLC Reduced -7,750,000-7.8m
PALISADE CAPITAL MANAGEMENT, LP Reduced -21,000-21.0k
Verition Fund Management LLC Reduced -2,549-2.5k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aequim Alternative Investments LP 0.29% of their portfolio MILL VALLEY, CA 7,500,0007.5m $7.3m $7.3m 0.29% Unchanged
2 Linden Advisors LP 0.04% of their portfolio New York, NY 4,827,0004.8m $4.7m $4.7m 0.04% Unchanged
3 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 4,000,0004.0m $3.9m $3.9m 0.00% Unchanged
4 PALISADE CAPITAL MANAGEMENT, LP 0.05% of their portfolio FORT LEE, NJ 1,976,0002.0m $1.9m $1.9m 0.05% Reduced -21.0k -21,000
5 DeepCurrents Investment Group LLC 0.07% of their portfolio NEW YORK, NY 1,943,0001.9m $1.9m $1.9m 0.07% Reduced -7.8m -7,750,000
6 TENOR CAPITAL MANAGEMENT Co., L.P. 0.02% of their portfolio NEW YORK, NY 1,013,0001.0m $992.8k $992.8k 0.02% Reduced -37.5m -37,496,000
7 PIER 88 INVESTMENT PARTNERS LLC 0.04% of their portfolio SAN FRANCISCO, CA 150,000150.0k $146.6k $146.6k 0.04% Unchanged
8 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6,0006.0k $5.8k $5.8k 0.00% New
9 ADVENT CAPITAL MANAGEMENT /DE/ 0.00% of their portfolio NEW YORK, NY 6,0006.0k $5.9k $5.9k 0.00% New
10 Verition Fund Management LLC 0.01% of their portfolio GREENWICH, CT 639639 $624.6k $624.6k 0.01% Reduced -2.5k -2,549
11 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged