Vault-13

PROS HOLDINGS INC PRO 1 05.15.24

NOTE 1.000% 5/1 · US DOMESTIC · CUSIP 74346YAH6

10 institutional holders -3 vs Q2 2023
$106.0mprincipal reported held*
$104.2mreported value*
0 new 1 added 3 reduced 3 sold out net sold ≈ $38.8m (-2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.1m this quarter). Holder counts are more reliable.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 17Q4 22: 15Q1 23: 14Q2 23: 13Q3 23: 1010Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202217
Q4 202215
Q1 202314
Q2 202313
Q3 202310

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 8 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 4 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 2 bought or addedQ2 23: 3 cut or sold outQ2 23Q3 23: 1 bought or addedQ3 23: 6 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022810
Q1 202344
Q2 202323
Q3 202316

Biggest buyers

TENOR CAPITAL MANAGEMENT Co., L.P. Added +3,537,000+3.5m

Biggest sellers

Linden Advisors LP Reduced -37,496,000-37.5m
RATIONAL ADVISORS, INC. Sold out -2,440,000-2.4m
PIER 88 INVESTMENT PARTNERS LLC Reduced -2,440,000-2.4m
MORGAN STANLEY Sold out -1,013,000-1.0m
BARCLAYS PLC Sold out -84,000-84.0k
PALISADE CAPITAL MANAGEMENT, LP Reduced -4,000-4.0k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Lynrock Lake LP 1.63% of their portfolio RYE BROOK, NY 39,295,00039.3m $37.9m $37.9m 1.63% Unchanged
2 TENOR CAPITAL MANAGEMENT Co., L.P. 0.84% of their portfolio NEW YORK, NY 38,509,00038.5m $39.1m $39.1m 0.84% Added +3.5m +3,537,000
3 DeepCurrents Investment Group LLC 0.44% of their portfolio NEW YORK, NY 9,693,0009.7m $9.4m $9.4m 0.44% Unchanged
4 Aequim Alternative Investments LP 0.28% of their portfolio MILL VALLEY, CA 7,500,0007.5m $7.3m $7.3m 0.28% Unchanged
5 Linden Advisors LP 0.05% of their portfolio New York, NY 4,827,0004.8m $4.7m $4.7m 0.05% Reduced -37.5m -37,496,000
6 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 4,000,0004.0m $3.9m $3.9m 0.00% Unchanged
7 PALISADE CAPITAL MANAGEMENT, LP 0.05% of their portfolio FORT LEE, NJ 1,997,0002.0m $1.9m $1.9m 0.05% Reduced -4.0k -4,000
8 PIER 88 INVESTMENT PARTNERS LLC 0.04% of their portfolio SAN FRANCISCO, CA 150,000150.0k $145.7k $145.7k 0.04% Reduced -2.4m -2,440,000
9 Verition Fund Management LLC 0.04% of their portfolio GREENWICH, CT 3,1883.2k $3.1m $3.1m 0.04% Unchanged
10 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged