Vault-13

PROS HOLDINGS INC PRO 1 05.15.24

NOTE 1.000% 5/1 · US DOMESTIC · CUSIP 74346YAH6

13 institutional holders -1 vs Q1 2023
2,440,0002.4m shares reported held*
$139.6mreported value*
0 new 2 added 2 reduced 1 sold out net sold ≈ $500.0k (-530.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $58.44.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 17Q4 22: 15Q1 23: 14Q2 23: 1313Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202217
Q4 202215
Q1 202314
Q2 202313

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 8 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 4 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 2 bought or addedQ2 23: 3 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022810
Q1 202344
Q2 202323

Biggest buyers

TENOR CAPITAL MANAGEMENT Co., L.P. Added +530,000+530.0k
BARCLAYS PLC Added +81,000+81.0k

Biggest sellers

RATIONAL ADVISORS, INC. Reduced -530,000-530.0k
PIER 88 INVESTMENT PARTNERS LLC Reduced -530,000-530.0k
ADVENT CAPITAL MANAGEMENT /DE/ Sold out -75,000-75.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Linden Advisors LP 0.42% of their portfolio New York, NY 42,323,00042.3m $40.5m $40.5m 0.42% Unchanged
2 Lynrock Lake LP 1.58% of their portfolio RYE BROOK, NY 39,295,00039.3m $37.7m $37.7m 1.58% Unchanged
3 TENOR CAPITAL MANAGEMENT Co., L.P. 0.70% of their portfolio NEW YORK, NY 34,972,00035.0m $33.5m $33.5m 0.70% Added +530.0k +530,000
4 DeepCurrents Investment Group LLC 0.40% of their portfolio NEW YORK, NY 9,693,0009.7m $9.2m $9.2m 0.40% Unchanged
5 Aequim Alternative Investments LP 0.27% of their portfolio MILL VALLEY, CA 7,500,0007.5m $7.1m $7.1m 0.27% Unchanged
6 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 4,000,0004.0m $3.8m $3.8m 0.00% Unchanged
7 PIER 88 INVESTMENT PARTNERS LLC 0.61% of their portfolio SAN FRANCISCO, CA 2,590,0002.6m $2.5m $2.5m 0.61% Reduced -530.0k -530,000
8 RATIONAL ADVISORS, INC. 0.19% of their portfolio San Juan, PR 2,440,0002.4m $2.3m $2.3m 0.19% Reduced -530.0k -530,000
9 PALISADE CAPITAL MANAGEMENT, LP 0.05% of their portfolio FORT LEE, NJ 2,001,0002.0m $1.9m $1.9m 0.05% Unchanged
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,013,0001.0m $971.8k $971.8k 0.00% Unchanged
11 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 84,00084.0k $79.5k $79.5k 0.00% Added +81.0k +81,000
12 Verition Fund Management LLC 0.05% of their portfolio GREENWICH, CT 3,1883.2k $3.0m $3.0m 0.05% Unchanged
13 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged