Vault-13

PROS HOLDINGS INC PRO 1 05.15.24

NOTE 1.000% 5/1 · US DOMESTIC · CUSIP 74346YAH6

15 institutional holders -2 vs Q3 2022
7,500,0007.5m shares reported held*
$134.1mreported value*
3 new 5 added 4 reduced 6 sold out net sold ≈ $608.2k (+5.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.10.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 17Q4 22: 1515Q3 22Q4 22
Numbers
QuarterHolders
Q3 202217
Q4 202215

Biggest buyers

Lynrock Lake LP Added +7,876,000+7.9m
Aequim Alternative Investments LP New +7,500,000+7.5m
TENOR CAPITAL MANAGEMENT Co., L.P. Added +7,037,000+7.0m
Opti Capital Management, LP New +2,500,000+2.5m
PALISADE CAPITAL MANAGEMENT, LP New +2,001,000+2.0m
DeepCurrents Investment Group LLC Added +1,000,000+1.0m
Linden Advisors LP Added +1,000,000+1.0m
MORGAN STANLEY Added +13,000+13.0k

Biggest sellers

ADVENT CAPITAL MANAGEMENT /DE/ Reduced -10,091,000-10.1m
Aequim Alternative Investments LP Sold out -7,500,000-7.5m
Calamos Advisors LLC Sold out -5,000,000-5.0m
AVIVA PLC Reduced -4,000,000-4.0m
PALISADE CAPITAL MANAGEMENT, LP Sold out -2,001,000-2.0m
Verition Fund Management LLC Reduced -892,000-892.0k
Marcum Wealth, LLC Sold out -32,000-32.0k
BANK OF AMERICA CORP /DE/ Sold out -30,000-30.0k
PIER 88 INVESTMENT PARTNERS LLC Reduced -20,000-20.0k
UBS Group AG Sold out -13,000-13.0k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Linden Advisors LP 0.42% of their portfolio New York, NY 42,323,00042.3m $39.6m $39.6m 0.42% Added +1.0m +1,000,000
2 Lynrock Lake LP 1.75% of their portfolio RYE BROOK, NY 39,295,00039.3m $36.8m $36.8m 1.75% Added +7.9m +7,876,000
3 TENOR CAPITAL MANAGEMENT Co., L.P. 0.58% of their portfolio NEW YORK, NY 25,942,00025.9m $24.4m $24.4m 0.58% Added +7.0m +7,037,000
4 AVIVA PLC 0.05% of their portfolio LONDON, X0 10,000,00010.0m $9.2m $9.2m 0.05% Reduced -4.0m -4,000,000
5 Aequim Alternative Investments LP 0.19% of their portfolio MILL VALLEY, CA 7,500,0007.5m $7.0m $7.0m 0.19% New
6 DeepCurrents Investment Group LLC 0.23% of their portfolio NEW YORK, NY 5,693,0005.7m $5.3m $5.3m 0.23% Added +1.0m +1,000,000
7 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 4,000,0004.0m $3.7m $3.7m 0.00% Unchanged
8 PIER 88 INVESTMENT PARTNERS LLC 0.70% of their portfolio SAN FRANCISCO, CA 3,120,0003.1m $2.9m $2.9m 0.70% Reduced -20.0k -20,000
9 Opti Capital Management, LP 0.20% of their portfolio New York, NY 2,500,0002.5m $2.4m $2.4m 0.20% New
10 PALISADE CAPITAL MANAGEMENT, LP 0.05% of their portfolio FORT LEE, NJ 2,001,0002.0m $1.9m $1.9m 0.05% New
11 Verition Fund Management LLC 0.03% of their portfolio GREENWICH, CT 1,740,0001.7m $1.6m $1.6m 0.03% Reduced -892.0k -892,000
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,013,0001.0m $885.3k $885.3k 0.00% Added +13.0k +13,000
13 ADVENT CAPITAL MANAGEMENT /DE/ 0.00% of their portfolio NEW YORK, NY 75,00075.0k $69.7k $69.7k 0.00% Reduced -10.1m -10,091,000
14 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 3,0003.0k $2.8k $2.8k 0.00% First filing
15 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged