PRINCIPAL EXCHANGE TRADED FD PREF
SPECTRUM PFD · ETP · CUSIP 74255Y888
66
institutional holders
12.2m
shares reported held*
$205.5mreported value*
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.80.
Holders, Q3 2022
| Manager | Shares | Change |
|---|---|---|
| BANK OF AMERICA CORP /DE/ 0.01% of their portfolio | 2.3m $38.8m | — |
| MORGAN STANLEY 0.00% of their portfolio | 1.8m $29.4m | — |
| WELLS FARGO & COMPANY/MN 0.01% of their portfolio | 977.3k $16.4m | — |
| UBS Group AG 0.01% of their portfolio | 811.6k $13.6m | — |
| Covington Capital Management 0.44% of their portfolio | 604.7k $10.1m | — |
| Bank of New York Mellon Corp 0.00% of their portfolio | 555.3k $9.3m | — |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 427.8k $7.2m | — |
| LPL Financial LLC 0.01% of their portfolio | 388.5k $6.5m | — |
| Baird Financial Group, Inc. 0.02% of their portfolio | 323.5k $5.4m | — |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 313.2k $5.3m | — |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 299.0k $5.0m | — |
| NOTTINGHAM ADVISORS, INC. 0.59% of their portfolio | 245.7k $4.1m | — |
| TRUIST FINANCIAL CORP 0.01% of their portfolio | 219.7k $3.7m | — |
| Willis Johnson & Associates, Inc. 0.46% of their portfolio | 186.4k $3.1m | — |
| Orion Porfolio Solutions, LLC 0.06% of their portfolio | 180.0k $3.0m | — |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 157.6k $2.6m | — |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 156.8k $2.6m | — |
| MARINER INDEPENDENT ADVISOR NETWORK, LLC 0.11% of their portfolio | 156.0k $2.6m | — |
| IBEX WEALTH ADVISORS 0.67% of their portfolio | 153.7k $2.6m | — |
| Janney Montgomery Scott LLC 0.01% of their portfolio | 145.9k $2.4m | — |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 140.2k $2.4m | — |
| PSI Advisors, LLC 1.17% of their portfolio | 132.5k $2.2m | — |
| Community Bank, N.A. 0.34% of their portfolio | 132.0k $2.2m | — |
| DEARBORN PARTNERS LLC 0.09% of their portfolio | 118.8k $2.0m | — |
| NewEdge Advisors, LLC 0.03% of their portfolio | 101.5k $1.7m | — |
| BENJAMIN EDWARDS INC 0.47% of their portfolio | 93.9k $1.6m | — |
| MainStreet Investment Advisors LLC 0.18% of their portfolio | 87.7k $1.5m | — |
| UNITED SERVICES AUTOMOBILE ASSOCIATION 0.04% of their portfolio | 79.8k $1.3m | — |
| Advisory Resource Group 0.44% of their portfolio | 79.5k $1.3m | — |
| Realta Investment Advisors 0.34% of their portfolio | 78.3k $1.3m | — |
| Private Advisor Group, LLC 0.01% of their portfolio | 77.7k $1.3m | — |
| Foundations Investment Advisors, LLC 0.06% of their portfolio | 75.8k $1.3m | — |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 60.6k $1.0m | — |
| Freedom Investment Management, Inc. 0.10% of their portfolio | 53.0k $888.7k | — |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 52.1k $874.0k | — |
| UMB Bank, n.a. 0.01% of their portfolio | 45.8k $769.0k | — |
| American Portfolios Advisors 0.03% of their portfolio | 41.1k $690.0k | — |
| J.W. COLE ADVISORS, INC. 0.05% of their portfolio | 39.0k $655.0k | — |
| Activest Wealth Management 0.20% of their portfolio | 36.2k $607.0k | — |
| Jacobi Capital Management LLC 0.08% of their portfolio | 35.9k $603.0k | — |
| Pinnacle Financial Partners Inc 0.02% of their portfolio | 35.0k $587.0k | — |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 31.3k $525.0k | — |
| Capital Investment Advisory Services, LLC 0.05% of their portfolio | 24.1k $404.0k | — |
| Mechanics Financial Corp 0.24% of their portfolio | 21.9k $368.0k | — |
| Equitable Holdings, Inc. 0.01% of their portfolio | 21.5k $361.0k | — |
| XML Financial, LLC 0.05% of their portfolio | 20.9k $350.0k | — |
| Creative Planning 0.00% of their portfolio | 20.4k $343.0k | — |
| DAVENPORT & Co LLC 0.00% of their portfolio | 19.0k $319.0k | — |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 17.9k $300.0k | — |
| Orion Portfolio Solutions, LLC 0.01% of their portfolio | 15.0k $251.0k | — |
| W.G. Shaheen & Associates DBA Whitney & Co 0.05% of their portfolio | 14.6k $245.0k | — |
| PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio | 12.2k $204.0k | — |
| FIRST MANHATTAN CO. LLC. 0.00% of their portfolio | 12.0k $201.0k | — |
| Greenwich Wealth Management LLC 0.02% of their portfolio | 10.2k $170.0k | — |
| CWM, LLC 0.00% of their portfolio | 9.5k $159.0k | — |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 6.1k $102.0k | — |
| PRIVATE TRUST CO NA 0.01% of their portfolio | 3.3k $55.0k | — |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 3.2k $54.0k | — |
| MOTCO 0.00% of their portfolio | 2.5k $42.0k | — |
| MassMutual Private Wealth & Trust, FSB 0.00% of their portfolio | 2.1k $36.0k | — |
| IAG Wealth Partners, LLC 0.01% of their portfolio | 1.2k $21.0k | — |
| Global Retirement Partners, LLC 0.00% of their portfolio | 893 $15.0k | — |
| First Horizon Advisors, Inc. 0.00% of their portfolio | 63 $1.0k | — |
| Financial Gravity Asset Management, Inc. 0.01% of their portfolio | 34 $184.3k | — |
| IFP Advisors, Inc 0.00% of their portfolio | 15 $1.0k | — |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | — |