Vault-13

PRINCIPAL EXCHANGE TRADED FD IG

PRNC INVT GRAD · ETP · CUSIP 74255Y821

21 institutional holders -4 vs Q1 2026
15,367,33515.4m shares reported held*
$317.6mreported value*
1 new 12 added 1 reduced 6 sold out net bought ≈ $67.2m (+3.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.66.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 11Q4 22: 11Q1 23: 16Q2 23: 18Q3 23: 19Q4 23: 21Q1 24: 22Q2 24: 24Q3 24: 24Q4 24: 21Q1 25: 19Q2 25: 22Q3 25: 19Q4 25: 21Q1 26: 25Q2 26: 2121Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202211
Q4 202211
Q1 202316
Q2 202318
Q3 202319
Q4 202321
Q1 202422
Q2 202424
Q3 202424
Q4 202421
Q1 202519
Q2 202522
Q3 202519
Q4 202521
Q1 202625
Q2 202621

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 13 bought or addedQ3 24: 9 cut or sold outQ4 24: 13 bought or addedQ4 24: 9 cut or sold outQ4 24Q1 25: 8 bought or addedQ1 25: 9 cut or sold outQ2 25: 14 bought or addedQ2 25: 5 cut or sold outQ2 25Q3 25: 11 bought or addedQ3 25: 9 cut or sold outQ4 25: 14 bought or addedQ4 25: 5 cut or sold outQ4 25Q1 26: 13 bought or addedQ1 26: 5 cut or sold outQ2 26: 13 bought or addedQ2 26: 7 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024139
Q4 2024139
Q1 202589
Q2 2025145
Q3 2025119
Q4 2025145
Q1 2026135
Q2 2026137

Biggest buyers

PRINCIPAL SECURITIES, INC. Added +1,585,178+1.6m
ENVESTNET ASSET MANAGEMENT INC Added +1,573,300+1.6m
Western Wealth Management, LLC Added +84,473+84.5k
RAYMOND JAMES FINANCIAL INC Added +76,175+76.2k
ROYAL BANK OF CANADA Added +41,919+41.9k
Insight Wealth Partners, LLC Added +30,221+30.2k
Spartan Wealth Advisory Services LLC Added +15,575+15.6k
LEGACY FINANCIAL INDEPENDENT ADVISORS LLC Added +4,206+4.2k
MORGAN STANLEY Added +804+804
Pinnacle Bancorp, Inc. Added +244+244

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -65,500-65.5k
CITADEL ADVISORS LLC Sold out -54,980-55.0k
JANE STREET GROUP, LLC Sold out -36,230-36.2k
Sound Income Strategies, LLC Sold out -2,441-2.4k
IFP Advisors, Inc Sold out -243-243
Ascentis Independent Advisors Sold out -25-25
Capital Investment Advisory Services, LLC Sold out -8-8

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRINCIPAL SECURITIES, INC. 1.60% of their portfolio DES MOINES, IA 6,438,1516.4m $133.0m $133.0m 1.60% Added +1.6m +1,585,178
2 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 6,322,1676.3m $130.6m $130.6m 0.03% Added +1.6m +1,573,300
3 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 1,029,2021.0m $21.3m $21.3m 0.01% Added +76.2k +76,175
4 Spartan Wealth Advisory Services LLC 0.89% of their portfolio BINGHAM FARMS, MI 524,830524.8k $10.8m $10.8m 0.89% Added +15.6k +15,575
5 Insight Wealth Partners, LLC 0.71% of their portfolio Plano, TX 256,849256.8k $5.3m $5.3m 0.71% Added +30.2k +30,221
6 LEGACY FINANCIAL INDEPENDENT ADVISORS LLC 2.37% of their portfolio LOUISVILLE, KY 243,672243.7k $5.0m $5.0m 2.37% Added +4.2k +4,206
7 Western Wealth Management, LLC 0.15% of their portfolio GOLDEN, CO 218,599218.6k $4.5m $4.5m 0.15% Added +84.5k +84,473
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 117,967118.0k $2.4m $2.4m 0.00% Added +41.9k +41,919
9 Mariner, LLC 0.00% of their portfolio Overland Park, KS 96,22496.2k $2.0m $2.0m 0.00% Unchanged
10 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 47,10347.1k $971.9k $971.9k 0.00% Unchanged
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 31,21531.2k $645.1k $645.1k 0.00% Reduced -65.5k -65,500
12 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 15,62915.6k $323.0k $323.0k 0.00% Added +129 +129
13 AlphaCore Capital LLC 0.00% of their portfolio LA JOLLA, CA 11,76211.8k $243.1k $243.1k 0.00% Unchanged
14 Gladstone Institutional Advisory LLC 0.01% of their portfolio Bedminster, NJ 9,7309.7k $201.1k $201.1k 0.01% Added +14 +14
15 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 1,5231.5k $31.6k $31.6k 0.00% Unchanged
16 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,0001.0k $20.7k $20.7k 0.00% Unchanged
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 806806 $16.7k $16.7k 0.00% Added +804 +804
18 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 571571 $11.8k $11.8k 0.00% First filing
19 Pinnacle Bancorp, Inc. 0.00% of their portfolio BEATRICE, NE 257257 $5.3k $5.3k 0.00% Added +244 +244
20 Continuum Advisory, LLC 0.00% of their portfolio EAGLE, ID 7878 $1.6k $1.6k 0.00% New
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $8 $8 0.00% Unchanged