Vault-13

PRINCIPAL EXCHANGE TRADED FD PIEQ

INTL EQUITY ETF · ETP · CUSIP 74255Y698

20 institutional holders +4 vs Q4 2025
39,909,81839.9m shares reported held*
$1.3bnreported value*
7 new 7 added 4 reduced 4 sold out net bought ≈ $34.5m (+1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.47.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

01020Q4 24: 5Q1 25: 11Q2 25: 10Q3 25: 8Q4 25: 16Q1 26: 2020Q4 24Q1 25Q2 25Q3 25Q4 25Q1 26
Numbers
QuarterHolders
Q4 20245
Q1 202511
Q2 202510
Q3 20258
Q4 202516
Q1 202620

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 25: 8 bought or addedQ1 25: 1 cut or sold outQ1 25Q2 25: 8 bought or addedQ2 25: 3 cut or sold outQ2 25Q3 25: 7 bought or addedQ3 25: 4 cut or sold outQ3 25Q4 25: 15 bought or addedQ4 25: 3 cut or sold outQ4 25Q1 26: 14 bought or addedQ1 26: 8 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q1 202581
Q2 202583
Q3 202574
Q4 2025153
Q1 2026148

Biggest buyers

PRINCIPAL SECURITIES, INC. Added +417,272+417.3k
ENVESTNET ASSET MANAGEMENT INC Added +344,091+344.1k
PRINCIPAL FINANCIAL GROUP INC Added +106,109+106.1k
Kraft, Davis & Associates, LLC New +105,769+105.8k
LPL Financial LLC New +45,773+45.8k
CITADEL ADVISORS LLC New +33,346+33.3k
Private Advisor Group, LLC Added +18,933+18.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +7,663+7.7k
Wealthspire Retirement, LLC New +7,198+7.2k
Smartleaf Asset Management LLC Added +2,484+2.5k

Biggest sellers

JANE STREET GROUP, LLC Reduced -71,342-71.3k
Cape Investment Advisory, Inc. Sold out -2,627-2.6k
Capital Investment Advisory Services, LLC Reduced -858-858
MORGAN STANLEY Reduced -760-760
Kestra Advisory Services, LLC Sold out -615-615
WELLS FARGO & COMPANY/MN Sold out -58-58
UBS Group AG Sold out -9-9
MCGUIRE CAPITAL ADVISORS INC Reduced -9-9

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRINCIPAL FINANCIAL GROUP INC 0.56% of their portfolio DES MOINES, IA 31,588,20631.6m $1.1bn $1.1bn 0.56% Added +106.1k +106,109
2 PRINCIPAL SECURITIES, INC. 2.06% of their portfolio DES MOINES, IA 4,141,8004.1m $140.7m $140.7m 2.06% Added +417.3k +417,272
3 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 3,733,0823.7m $126.8m $126.8m 0.03% Added +344.1k +344,091
4 Kraft, Davis & Associates, LLC 0.79% of their portfolio St. Louis, MO 105,769105.8k $3.7m $3.7m 0.79% New
5 Capital Investment Advisory Services, LLC 0.20% of their portfolio RALEIGH, NC 79,57479.6k $2.7m $2.7m 0.20% Reduced -858 -858
6 Smartleaf Asset Management LLC 0.07% of their portfolio BOSTON, MA 56,97957.0k $1.9m $1.9m 0.07% Added +2.5k +2,484
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 45,77345.8k $1.6m $1.6m 0.00% New
8 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 45,24945.2k $1.5m $1.5m 0.01% Added +18.9k +18,933
9 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 33,34633.3k $1.1m $1.1m 0.00% New
10 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 28,65828.7k $973.2k $973.2k 0.00% Reduced -71.3k -71,342
11 Next Level Private LLC 0.20% of their portfolio HARRISON, NY 25,44225.4k $864.0k $864.0k 0.20% Added +677 +677
12 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 16,07416.1k $545.9k $545.9k 0.00% Added +7.7k +7,663
13 Wealthspire Retirement, LLC 0.01% of their portfolio ALISO VIEJO, CA 7,1987.2k $244.5k $244.5k 0.01% New
14 FMR LLC 0.00% of their portfolio BOSTON, MA 1,3241.3k $45.0k $45.0k 0.00% New
15 GILPIN WEALTH MANAGEMENT, LLC 0.03% of their portfolio DENVER, CO 1,0001.0k $34.0k $34.0k 0.03% New
16 Intentional Wealth Strategies, LLC 0.01% of their portfolio COLORADO SPRINGS, CO 177177 $6.0k $6.0k 0.01% First filing
17 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 136136 $4.6k $4.6k 0.00% Unchanged
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1313 $441 $441 0.00% New
19 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1010 $340 $340 0.00% Reduced -760 -760
20 MCGUIRE CAPITAL ADVISORS INC 0.00% of their portfolio BETHANY, OK 88 $272 $272 0.00% Reduced -9 -9