Vault-13

PRINCIPAL EXCHANGE TRADED FD PIEQ

INTL EQUITY ETF · ETP · CUSIP 74255Y698

16 institutional holders +8 vs Q3 2025
38,894,26738.9m shares reported held*
$1.3bnreported value*
10 new 5 added 0 reduced 3 sold out net bought ≈ $298.5m (+9.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.87.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

01020Q4 24: 5Q1 25: 11Q2 25: 10Q3 25: 8Q4 25: 1616Q4 24Q1 25Q2 25Q3 25Q4 25
Numbers
QuarterHolders
Q4 20245
Q1 202511
Q2 202510
Q3 20258
Q4 202516

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 25: 8 bought or addedQ1 25: 1 cut or sold outQ1 25Q2 25: 8 bought or addedQ2 25: 3 cut or sold outQ2 25Q3 25: 7 bought or addedQ3 25: 4 cut or sold outQ3 25Q4 25: 15 bought or addedQ4 25: 3 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 202581
Q2 202583
Q3 202574
Q4 2025153

Biggest buyers

PRINCIPAL FINANCIAL GROUP INC Added +7,822,100+7.8m
PRINCIPAL SECURITIES, INC. Added +589,289+589.3k
ENVESTNET ASSET MANAGEMENT INC Added +521,774+521.8k
JANE STREET GROUP, LLC New +100,000+100.0k
Private Advisor Group, LLC New +26,316+26.3k
Next Level Private LLC New +24,765+24.8k
Capital Investment Advisory Services, LLC Added +15,540+15.5k
Smartleaf Asset Management LLC Added +10,006+10.0k
COMMONWEALTH EQUITY SERVICES, LLC New +8,411+8.4k
Cape Investment Advisory, Inc. New +2,627+2.6k

Biggest sellers

CITADEL ADVISORS LLC Sold out -40,161-40.2k
FLOW TRADERS U.S. LLC Sold out -26,400-26.4k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Sold out -44-44

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRINCIPAL FINANCIAL GROUP INC 0.53% of their portfolio DES MOINES, IA 31,482,09731.5m $1.0bn $1.0bn 0.53% Added +7.8m +7,822,100
2 PRINCIPAL SECURITIES, INC. 1.89% of their portfolio DES MOINES, IA 3,724,5283.7m $122.8m $122.8m 1.89% Added +589.3k +589,289
3 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 3,388,9913.4m $111.7m $111.7m 0.03% Added +521.8k +521,774
4 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 100,000100.0k $3.3m $3.3m 0.00% New
5 Capital Investment Advisory Services, LLC 0.19% of their portfolio RALEIGH, NC 80,43280.4k $2.7m $2.7m 0.19% Added +15.5k +15,540
6 Smartleaf Asset Management LLC 0.07% of their portfolio BOSTON, MA 54,49554.5k $1.8m $1.8m 0.07% Added +10.0k +10,006
7 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 26,31626.3k $867.4k $867.4k 0.00% New
8 Next Level Private LLC 0.21% of their portfolio HARRISON, NY 24,76524.8k $816.3k $816.3k 0.21% New
9 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 8,4118.4k $277.2k $277.2k 0.00% New
10 Cape Investment Advisory, Inc. 0.03% of their portfolio MCDONOUGH, GA 2,6272.6k $86.6k $86.6k 0.03% New
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 770770 $25.4k $25.4k 0.00% New
12 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 615615 $20.3k $20.3k 0.00% New
13 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 136136 $4.5k $4.5k 0.00% New
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 5858 $1.9k $1.9k 0.00% New
15 MCGUIRE CAPITAL ADVISORS INC 0.00% of their portfolio BETHANY, OK 1717 $560 $560 0.00% First filing
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 99 $297 $297 0.00% New