Vault-13

PRINCIPAL EXCHANGE TRADED FD LCAP

CAP APP SEL ETF · ETP · CUSIP 74255Y680

16 institutional holders +7 vs Q1 2026
60,584,76260.6m shares reported held*
$2.0bnreported value*
7 new 6 added 2 reduced 0 sold out net bought ≈ $1.6bn (+48.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $33.17.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

01020Q1 25: 2Q2 25: 6Q3 25: 4Q4 25: 8Q1 26: 9Q2 26: 1616Q1 25Q2 25Q3 25Q4 25Q1 26Q2 26
Numbers
QuarterHolders
Q1 20252
Q2 20256
Q3 20254
Q4 20258
Q1 20269
Q2 202616

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q2 25: 4 bought or addedQ2 25: 0 cut or sold outQ2 25Q3 25: 3 bought or addedQ3 25: 2 cut or sold outQ3 25Q4 25: 7 bought or addedQ4 25: 1 cut or sold outQ4 25Q1 26: 6 bought or addedQ1 26: 3 cut or sold outQ1 26Q2 26: 13 bought or addedQ2 26: 2 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q2 202540
Q3 202532
Q4 202571
Q1 202663
Q2 2026132

Biggest buyers

PRINCIPAL FINANCIAL GROUP INC Added +45,660,110+45.7m
PRINCIPAL SECURITIES, INC. Added +984,957+985.0k
ENVESTNET ASSET MANAGEMENT INC Added +961,846+961.8k
NewEdge Advisors, LLC New +270,115+270.1k
AMERIPRISE FINANCIAL INC New +66,357+66.4k
GOLDMAN SACHS GROUP INC New +34,054+34.1k
LPL Financial LLC New +26,866+26.9k
JPMORGAN CHASE & CO New +4,162+4.2k
Simplicity Wealth,LLC Added +653+653
CITIGROUP INC New +513+513

Biggest sellers

MORGAN STANLEY Reduced -22,685-22.7k
JANE STREET GROUP, LLC Reduced -20,068-20.1k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRINCIPAL FINANCIAL GROUP INC 0.79% of their portfolio DES MOINES, IA 48,561,96648.6m $1.6bn $1.6bn 0.79% Added +45.7m +45,660,110
2 PRINCIPAL SECURITIES, INC. 2.32% of their portfolio DES MOINES, IA 5,804,1265.8m $192.3m $192.3m 2.32% Added +985.0k +984,957
3 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 5,746,8195.7m $190.4m $190.4m 0.04% Added +961.8k +961,846
4 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 270,115270.1k $9.0m $9.0m 0.03% New
5 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 66,35766.4k $2.2m $2.2m 0.00% New
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 37,79937.8k $1.3m $1.3m 0.00% Reduced -22.7k -22,685
7 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 34,05434.1k $1.1m $1.1m 0.00% New
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 26,86626.9k $890.3k $890.3k 0.00% New
9 Simplicity Wealth,LLC 0.02% of their portfolio SUMMIT, NJ 16,39716.4k $543.4k $543.4k 0.02% Added +653 +653
10 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 13,10513.1k $434.3k $434.3k 0.00% Reduced -20.1k -20,068
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,1624.2k $136.6k $136.6k 0.00% New
12 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,7331.7k $57.4k $57.4k 0.00% Unchanged
13 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 513513 $17.0k $17.0k 0.00% New
14 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 480480 $15.9k $15.9k 0.00% New
15 Pinnacle Bancorp, Inc. 0.00% of their portfolio BEATRICE, NE 220220 $7.3k $7.3k 0.00% Added +50 +50
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5050 $1.7k $1.7k 0.00% Added +25 +25