Vault-13

PRINCIPAL EXCHANGE TRADED FD PSC

PRIN U S SMALL · ETP · CUSIP 74255Y607

83 institutional holders +16 vs Q3 2025
26,476,45326.5m shares reported held*
$1.5bnreported value*
17 new 45 added 9 reduced 5 sold out net bought ≈ $469.0m (+8.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $57.76.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 16Q4 22: 13Q1 23: 13Q2 23: 10Q3 23: 12Q4 23: 17Q1 24: 21Q2 24: 23Q3 24: 26Q4 24: 41Q1 25: 47Q2 25: 59Q3 25: 67Q4 25: 8383Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202216
Q4 202213
Q1 202313
Q2 202310
Q3 202312
Q4 202317
Q1 202421
Q2 202423
Q3 202426
Q4 202441
Q1 202547
Q2 202559
Q3 202567
Q4 202583

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 24: 17 bought or addedQ1 24: 4 cut or sold outQ2 24: 19 bought or addedQ2 24: 4 cut or sold outQ2 24Q3 24: 20 bought or addedQ3 24: 6 cut or sold outQ4 24: 33 bought or addedQ4 24: 5 cut or sold outQ4 24Q1 25: 35 bought or addedQ1 25: 12 cut or sold outQ2 25: 48 bought or addedQ2 25: 13 cut or sold outQ2 25Q3 25: 50 bought or addedQ3 25: 18 cut or sold outQ4 25: 62 bought or addedQ4 25: 14 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 2024174
Q2 2024194
Q3 2024206
Q4 2024335
Q1 20253512
Q2 20254813
Q3 20255018
Q4 20256214

Biggest buyers

PRINCIPAL FINANCIAL GROUP INC Added +5,885,091+5.9m
AMERIPRISE FINANCIAL INC Added +482,398+482.4k
RAYMOND JAMES FINANCIAL INC Added +380,076+380.1k
LPL Financial LLC Added +297,560+297.6k
WELLS FARGO & COMPANY/MN Added +289,331+289.3k
Veracity Capital LLC New +264,512+264.5k
PRINCIPAL SECURITIES, INC. Added +99,982+100.0k
ENVESTNET ASSET MANAGEMENT INC Added +98,684+98.7k
HRT FINANCIAL LP New +90,809+90.8k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +79,617+79.6k

Biggest sellers

MORGAN STANLEY Reduced -188,808-188.8k
NewEdge Advisors, LLC Reduced -38,205-38.2k
SUMMIT WEALTH GROUP LLC / CO Sold out -20,289-20.3k
PSI Advisors, LLC Reduced -8,446-8.4k
Gotham Asset Management, LLC Sold out -5,566-5.6k
&PARTNERS Reduced -3,024-3.0k
Sigma Planning Corp Reduced -427-427
UBS Group AG Sold out -383-383
Clearstead Trust, LLC Sold out -342-342
PRIVATE TRUST CO NA Reduced -275-275

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRINCIPAL FINANCIAL GROUP INC 0.35% of their portfolio DES MOINES, IA 11,734,66311.7m $676.6m $676.6m 0.35% Added +5.9m +5,885,091
2 PRINCIPAL SECURITIES, INC. 2.07% of their portfolio DES MOINES, IA 2,319,4252.3m $133.9m $133.9m 2.07% Added +100.0k +99,982
3 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 2,287,1252.3m $132.0m $132.0m 0.04% Added +98.7k +98,684
4 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,806,0631.8m $104.3m $104.3m 0.02% Added +482.4k +482,398
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,251,8571.3m $72.3m $72.3m 0.00% Reduced -188.8k -188,808
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,030,7281.0m $59.5m $59.5m 0.01% Added +289.3k +289,331
7 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 940,584940.6k $54.3m $54.3m 0.02% Added +380.1k +380,076
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 810,402810.4k $46.8m $46.8m 0.01% Added +297.6k +297,560
9 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 796,011796.0k $47.5m $47.5m 0.06% Added +7.7k +7,655
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 382,276382.3k $22.1m $22.1m 0.00% Added +27.6k +27,617
11 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 333,045333.0k $19.2m $19.2m 0.03% Added +9.6k +9,582
12 Veracity Capital LLC 4.53% of their portfolio Atlanta, GA 264,512264.5k $15.3m $15.3m 4.53% New
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 237,011237.0k $13.7m $13.7m 0.01% Added +79.6k +79,617
14 &PARTNERS 0.06% of their portfolio NASHVILLE, TN 199,854199.9k $11.5m $11.5m 0.06% Reduced -3.0k -3,024
15 Hudson Capital Management LLC 2.65% of their portfolio RAMSEY, NJ 182,891182.9k $10.6m $10.6m 2.65% Added +3.8k +3,821
16 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 169,096169.1k $9.8m $9.8m 0.01% Added +5.6k +5,579
17 PSI Advisors, LLC 1.96% of their portfolio TAMPA, FL 134,848134.8k $7.8m $7.8m 1.96% Reduced -8.4k -8,446
18 RFG - Bristol Wealth Advisors, LLC 2.06% of their portfolio TAUNTON, MA 128,134128.1k $7.4m $7.4m 2.06% Added +9.9k +9,888
19 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 125,427125.4k $7.2m $7.2m 0.01% Added +18.1k +18,075
20 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 117,276117.3k $6.8m $6.8m 0.01% Added +3.9k +3,881
21 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 90,80990.8k $5.2m $5.2m 0.02% New
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 87,83687.8k $5.1m $5.1m 0.01% Added +39.5k +39,499
23 Wealth Advisors of Tampa Bay, LLC 1.51% of their portfolio TAMPA, FL 75,57775.6k $4.4m $4.4m 1.51% Added +2.0k +2,022
24 GREAT VALLEY ADVISOR GROUP, INC. 0.08% of their portfolio WILMINGTON, DE 73,04973.0k $4.2m $4.2m 0.08% Added +1.1k +1,053
25 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 63,43263.4k $3.7m $3.7m 0.01% New
26 Arete Wealth Advisors, LLC 0.25% of their portfolio CHICAGO, IL 62,39962.4k $3.6m $3.6m 0.25% Added +2.5k +2,523
27 360 Financial, Inc. 0.95% of their portfolio WAYZATA, MN 54,46754.5k $3.1m $3.1m 0.95% New
28 Greenwich Wealth Management LLC 0.11% of their portfolio GREENWICH, CT 43,16943.2k $2.5m $2.5m 0.11% Added +17.2k +17,159
29 CREATIVE FINANCIAL DESIGNS INC /ADV 0.15% of their portfolio KOKOMO, IN 40,99041.0k $2.4m $2.4m 0.15% Added +585 +585
30 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 37,27737.3k $2.2m $2.2m 0.01% Reduced -38.2k -38,205
31 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 37,11337.1k $2.1m $2.1m 0.00% Added +5.5k +5,506
32 Kraft, Davis & Associates, LLC 0.49% of their portfolio St. Louis, MO 36,00736.0k $2.2m $2.2m 0.49% Reduced -272 -272
33 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 35,13035.1k $2.0m $2.0m 0.00% Added +21.4k +21,433
34 Northwest Wealth Advisors, LLC 1.49% of their portfolio BELLINGHAM, WA 33,14733.1k $1.9m $1.9m 1.49% First filing
35 Integrity Financial Corp /WA 0.95% of their portfolio JACKSON, WY 32,62632.6k $1.9m $1.9m 0.95% Added +722 +722
36 Turning Point Benefit Group, Inc. 0.97% of their portfolio FREDERICK, MD 32,17332.2k $1.9m $1.9m 0.97% Added +7.1k +7,082
37 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 31,74431.7k $1.8m $1.8m 0.01% Added +7.8k +7,825
38 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 25,42425.4k $1.5m $1.5m 0.01% Added +3.0k +3,034
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,01225.0k $1.4m $1.4m 0.00% New
40 Capital Investment Advisory Services, LLC 0.10% of their portfolio RALEIGH, NC 23,35323.4k $1.3m $1.3m 0.10% Added +3.8k +3,759
41 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 21,31721.3k $1.3m $1.3m 0.03% Reduced -427 -427
42 Global Retirement Partners, LLC 0.02% of their portfolio San Rafael, CA 21,29921.3k $1.2m $1.2m 0.02% Added +21.3k +21,298
43 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 19,63619.6k $1.1m $1.1m 0.00% Added +4.1k +4,132
44 Smartleaf Asset Management LLC 0.04% of their portfolio BOSTON, MA 18,76818.8k $1.1m $1.1m 0.04% Added +3.7k +3,718
45 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 17,50517.5k $1.0m $1.0m 0.00% Added +1.6k +1,588
46 Brookwood Investment Group LLC 0.12% of their portfolio PHOENIX, AZ 17,18217.2k $991.9k $991.9k 0.12% New
47 WealthCare Investment Partners, LLC 0.29% of their portfolio PORTSMOUTH, RI 16,99417.0k $986.3k $986.3k 0.29% Added +6.4k +6,447
48 Cornerstone Wealth Management, LLC 0.05% of their portfolio ST. PETERS, MO 16,13516.1k $931.5k $931.5k 0.05% Reduced -21 -21
49 Venture Visionary Partners LLC 0.02% of their portfolio Sylvania, OH 12,34612.3k $749.0k $749.0k 0.02% Added +79 +79
50 SHEETS SMITH WEALTH MANAGEMENT 0.08% of their portfolio WINSTON-SALEM, NC 11,87711.9k $685.7k $685.7k 0.08% Added +517 +517
51 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 11,67311.7k $673.9k $673.9k 0.00% Added +236 +236
52 Stonebridge Financial Group, LLC / MO 0.52% of their portfolio ST. LOUIS, MO 10,48210.5k $605.1k $605.1k 0.52% First filing
53 Gilliland Jeter Wealth Management LLC 0.16% of their portfolio LITTLE ROCK, AR 9,2569.3k $534.4k $534.4k 0.16% Added +14 +14
54 PRIVATE TRUST CO NA 0.04% of their portfolio CLEVELAND, OH 7,8157.8k $451.2k $451.2k 0.04% Reduced -275 -275
55 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 7,3347.3k $423.4k $423.4k 0.01% Added +1.8k +1,846
56 COMERICA BANK 0.00% of their portfolio DALLAS, TX 7,2517.3k $418.6k $418.6k 0.00% Unchanged
57 SeaCrest Wealth Management, LLC 0.04% of their portfolio PURCHASE, NY 6,9977.0k $417.1k $417.1k 0.04% Added +877 +877
58 COZAD ASSET MANAGEMENT INC 0.03% of their portfolio CHAMPAIGN, IL 6,3296.3k $365.4k $365.4k 0.03% Added +1.4k +1,418
59 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 5,9796.0k $345.2k $345.2k 0.00% Added +1.9k +1,948
60 KPP Advisory Services LLC 0.04% of their portfolio Louisville, KY 5,1705.2k $298.5k $298.5k 0.04% New
61 Round Rock Advisors LLC 0.04% of their portfolio WILTON, CT 4,7394.7k $273.6k $273.6k 0.04% New
62 Mariner, LLC 0.00% of their portfolio Overland Park, KS 4,6894.7k $270.7k $270.7k 0.00% Added +19 +19
63 Perennial Investment Advisors, LLC 0.02% of their portfolio Los Angeles, CA 4,3994.4k $254.0k $254.0k 0.02% Unchanged
64 truNorth Financial Services, Inc. 0.26% of their portfolio Chambersburg, PA 4,0874.1k $236.0k $236.0k 0.26% First filing
65 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,0024.0k $231.0k $231.0k 0.00% New
66 Redwood Financial Network Corp 0.14% of their portfolio SOLON, OH 3,7753.8k $217.9k $217.9k 0.14% New
67 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,3762.4k $137.2k $137.2k 0.00% Added +796 +796
68 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,8751.9k $108.0k $108.0k 0.00% Unchanged
69 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 1,2351.2k $71.0k $71.0k 0.00% Unchanged
70 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 812812 $46.9k $46.9k 0.01% New
71 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 234234 $13.5k $13.5k 0.00% New
72 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 213213 $12.3k $12.3k 0.00% Unchanged
73 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 164164 $9.5k $9.5k 0.00% New
74 Pinnacle Bancorp, Inc. 0.00% of their portfolio BEATRICE, NE 117117 $6.8k $6.8k 0.00% Unchanged
75 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 114114 $6.6k $6.6k 0.00% Reduced -69 -69
76 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 101101 $5.8k $5.8k 0.00% New
77 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 100100 $5.8k $5.8k 0.00% Unchanged
78 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 4747 $2.7k $2.7k 0.00% New
79 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 4343 $2.5k $2.5k 0.00% New
80 FMR LLC 0.00% of their portfolio BOSTON, MA 1212 $68 $68 0.00% Added +5 +5
81 MCGUIRE CAPITAL ADVISORS INC 0.00% of their portfolio BETHANY, OK 88 $462 $462 0.00% First filing
82 Investment Research & Advisory Group, Inc. 0.00% of their portfolio ATLANTA, GA 22 $116 $116 0.00% Unchanged
83 Global Wealth Strategies & Associates 0.00% of their portfolio DENVER, CO 22 $115 $115 0.00% New