Vault-13

PRINCIPAL EXCHANGE TRADED FD PSC

PRIN U S SMALL · ETP · CUSIP 74255Y607

59 institutional holders +12 vs Q1 2025
15,683,15915.7m shares reported held*
$836.3mreported value*
18 new 30 added 7 reduced 6 sold out net bought ≈ $19.8m (+372.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $53.32.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 16Q4 22: 13Q1 23: 13Q2 23: 10Q3 23: 12Q4 23: 17Q1 24: 21Q2 24: 23Q3 24: 26Q4 24: 41Q1 25: 47Q2 25: 5959Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202216
Q4 202213
Q1 202313
Q2 202310
Q3 202312
Q4 202317
Q1 202421
Q2 202423
Q3 202426
Q4 202441
Q1 202547
Q2 202559

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 23: 8 bought or addedQ3 23: 3 cut or sold outQ4 23: 9 bought or addedQ4 23: 6 cut or sold outQ4 23Q1 24: 17 bought or addedQ1 24: 4 cut or sold outQ2 24: 19 bought or addedQ2 24: 4 cut or sold outQ2 24Q3 24: 20 bought or addedQ3 24: 6 cut or sold outQ4 24: 33 bought or addedQ4 24: 5 cut or sold outQ4 24Q1 25: 35 bought or addedQ1 25: 12 cut or sold outQ2 25: 48 bought or addedQ2 25: 13 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 202383
Q4 202396
Q1 2024174
Q2 2024194
Q3 2024206
Q4 2024335
Q1 20253512
Q2 20254813

Biggest buyers

MORGAN STANLEY Added +759,352+759.4k
PRINCIPAL SECURITIES, INC. Added +548,537+548.5k
ENVESTNET ASSET MANAGEMENT INC Added +353,854+353.9k
ROYAL BANK OF CANADA Added +278,885+278.9k
TRUIST FINANCIAL CORP New +271,124+271.1k
LPL Financial LLC Added +200,596+200.6k
Hudson Capital Management LLC New +174,950+174.9k
WELLS FARGO & COMPANY/MN Added +159,108+159.1k
PSI Advisors, LLC New +138,032+138.0k
RAYMOND JAMES FINANCIAL INC Added +86,209+86.2k

Biggest sellers

PRINCIPAL FINANCIAL GROUP INC Reduced -2,681,529-2.7m
Legacy CG, LLC Sold out -316,839-316.8k
STIFEL FINANCIAL CORP Reduced -25,040-25.0k
Greenwich Wealth Management LLC Reduced -12,791-12.8k
CITADEL ADVISORS LLC Sold out -7,114-7.1k
Sigma Planning Corp Reduced -5,264-5.3k
AVAII WEALTH MANAGEMENT, LLC Reduced -459-459
Cape Investment Advisory, Inc. Reduced -353-353
JPMORGAN CHASE & CO Sold out -340-340
BANK OF AMERICA CORP /DE/ Sold out -100-100

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRINCIPAL FINANCIAL GROUP INC 0.16% of their portfolio DES MOINES, IA 5,785,1815.8m $308.0m $308.0m 0.16% Reduced -2.7m -2,681,529
2 PRINCIPAL SECURITIES, INC. 2.25% of their portfolio DES MOINES, IA 2,247,5252.2m $119.7m $119.7m 2.25% Added +548.5k +548,537
3 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 2,225,4572.2m $118.6m $118.6m 0.03% Added +353.9k +353,854
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,118,9301.1m $59.6m $59.6m 0.00% Added +759.4k +759,352
5 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.07% of their portfolio PLYMOUTH, MN 775,802775.8k $42.2m $42.2m 0.07% Added +81.3k +81,301
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 669,728669.7k $35.7m $35.7m 0.01% Added +159.1k +159,108
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 565,688565.7k $30.1m $30.1m 0.00% Added +278.9k +278,885
8 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 472,886472.9k $25.2m $25.2m 0.01% Added +86.2k +86,209
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 374,310374.3k $19.9m $19.9m 0.01% Added +200.6k +200,596
10 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 271,124271.1k $14.4m $14.4m 0.02% New
11 &PARTNERS 0.08% of their portfolio NASHVILLE, TN 184,881184.9k $9.9m $9.9m 0.08% Added +39.7k +39,670
12 Hudson Capital Management LLC 2.64% of their portfolio RAMSEY, NJ 174,950174.9k $9.3m $9.3m 2.64% New
13 PSI Advisors, LLC 3.61% of their portfolio TAMPA, FL 138,032138.0k $7.4m $7.4m 3.61% New
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 99,94399.9k $5.3m $5.3m 0.01% Added +20.3k +20,253
15 GREAT VALLEY ADVISOR GROUP, INC. 0.08% of their portfolio WILMINGTON, DE 71,90771.9k $3.8m $3.8m 0.08% New
16 Arete Wealth Advisors, LLC 0.22% of their portfolio CHICAGO, IL 58,97059.0k $3.1m $3.1m 0.22% Added +26.7k +26,743
17 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 52,30052.3k $2.8m $2.8m 0.01% New
18 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 38,36938.4k $2.0m $2.0m 0.01% Added +6.9k +6,859
19 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 34,68534.7k $1.8m $1.8m 0.00% Added +1.6k +1,636
20 Integrity Financial Corp /WA 0.74% of their portfolio JACKSON, WY 27,08427.1k $1.4m $1.4m 0.74% New
21 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 25,57625.6k $1.4m $1.4m 0.04% Reduced -5.3k -5,264
22 Capital Investment Advisory Services, LLC 0.10% of their portfolio RALEIGH, NC 23,99024.0k $1.3m $1.3m 0.10% Added +12.4k +12,430
23 Kraft, Davis & Associates, LLC 0.32% of their portfolio St. Louis, MO 22,07922.1k $1.2m $1.2m 0.32% Added +3.8k +3,770
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 20,41720.4k $1.1m $1.1m 0.00% New
25 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 20,05320.1k $1.1m $1.1m 0.01% Added +3.2k +3,192
26 Smartleaf Asset Management LLC 0.09% of their portfolio BOSTON, MA 18,59018.6k $986.9k $986.9k 0.09% Added +7.3k +7,319
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,08217.1k $910.1k $910.1k 0.00% Added +673 +673
28 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 16,35116.4k $871.2k $871.2k 0.01% Added +4.0k +3,981
29 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 14,03014.0k $748.0k $748.0k 0.00% New
30 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 11,54511.5k $615.1k $615.1k 0.00% Added +6.7k +6,734
31 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,68210.7k $569.1k $569.1k 0.00% New
32 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 10,65410.7k $568.0k $568.0k 0.00% Added +1.2k +1,162
33 SHEETS SMITH WEALTH MANAGEMENT 0.06% of their portfolio WINSTON-SALEM, NC 9,7009.7k $516.8k $516.8k 0.06% New
34 Venture Visionary Partners LLC 0.02% of their portfolio Sylvania, OH 8,5708.6k $456.6k $456.6k 0.02% New
35 Gilliland Jeter Wealth Management LLC 0.14% of their portfolio LITTLE ROCK, AR 8,1658.2k $435.0k $435.0k 0.14% New
36 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 7,5087.5k $400.1k $400.1k 0.00% Reduced -25.0k -25,040
37 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 6,0966.1k $324.8k $324.8k 0.03% Added +3.6k +3,645
38 Greenwich Wealth Management LLC 0.01% of their portfolio GREENWICH, CT 5,6365.6k $300.0k $300.0k 0.01% Reduced -12.8k -12,791
39 Cornerstone Wealth Management, LLC 0.02% of their portfolio ST. PETERS, MO 5,3715.4k $286.2k $286.2k 0.02% New
40 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 5,0505.0k $269.0k $269.0k 0.03% Added +207 +207
41 Mariner, LLC 0.00% of their portfolio Overland Park, KS 4,6854.7k $249.6k $249.6k 0.00% Added +7 +7
42 AMERIFLEX GROUP, INC. 0.13% of their portfolio LAS VEGAS, NV 4,6814.7k $247.9k $247.9k 0.13% Added +584 +584
43 Perennial Investment Advisors, LLC 0.02% of their portfolio Los Angeles, CA 4,3994.4k $234.4k $234.4k 0.02% Unchanged
44 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,1284.1k $219.9k $219.9k 0.00% Added +300 +300
45 AVAII WEALTH MANAGEMENT, LLC 0.09% of their portfolio APPLETON, WI 3,9974.0k $213.0k $213.0k 0.09% Reduced -459 -459
46 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,9501.9k $104.0k $104.0k 0.00% Added +75 +75
47 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 1,4841.5k $79.1k $79.1k 0.00% New
48 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 1,3611.4k $72.5k $72.5k 0.00% Added +390 +390
49 Clearstead Trust, LLC 0.00% of their portfolio PORTLAND, ME 342342 $18.2k $18.2k 0.00% Unchanged
50 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 301301 $16.0k $16.0k 0.00% Added +7 +7
51 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 259259 $13.8k $13.8k 0.00% New
52 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 257257 $13.7k $13.7k 0.00% New
53 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 179179 $9.5k $9.5k 0.00% New
54 Pinnacle Bancorp, Inc. 0.00% of their portfolio BEATRICE, NE 117117 $6.2k $6.2k 0.00% Added +3 +3
55 Cape Investment Advisory, Inc. 0.00% of their portfolio MCDONOUGH, GA 113113 $6.0k $6.0k 0.00% Reduced -353 -353
56 FMR LLC 0.00% of their portfolio BOSTON, MA 77 $362 $362 0.00% Reduced -3 -3
57 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 11 $53 $53 0.00% First filing
58 Investment Research & Advisory Group, Inc. 0.00% of their portfolio ATLANTA, GA 11 $53 $53 0.00% New
59 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged