Vault-13

PRINCIPAL EXCHANGE TRADED FD PY

PRNCPL VLU ETF · ETP · CUSIP 74255Y300

20 institutional holders +1 vs Q1 2026
5,325,3745.3m shares reported held*
$287.1mreported value*
5 new 10 added 4 reduced 3 sold out net bought ≈ $25.1m (+465.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $53.92.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 10Q4 22: 10Q1 23: 8Q2 23: 8Q3 23: 7Q4 23: 13Q1 24: 13Q2 24: 17Q3 24: 15Q4 24: 20Q1 25: 19Q2 25: 22Q3 25: 18Q4 25: 19Q1 26: 19Q2 26: 2020Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202210
Q4 202210
Q1 20238
Q2 20238
Q3 20237
Q4 202313
Q1 202413
Q2 202417
Q3 202415
Q4 202420
Q1 202519
Q2 202522
Q3 202518
Q4 202519
Q1 202619
Q2 202620

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 8 bought or addedQ3 24: 9 cut or sold outQ4 24: 14 bought or addedQ4 24: 4 cut or sold outQ4 24Q1 25: 13 bought or addedQ1 25: 6 cut or sold outQ2 25: 15 bought or addedQ2 25: 8 cut or sold outQ2 25Q3 25: 6 bought or addedQ3 25: 13 cut or sold outQ4 25: 13 bought or addedQ4 25: 7 cut or sold outQ4 25Q1 26: 10 bought or addedQ1 26: 9 cut or sold outQ2 26: 15 bought or addedQ2 26: 7 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202489
Q4 2024144
Q1 2025136
Q2 2025158
Q3 2025613
Q4 2025137
Q1 2026109
Q2 2026157

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2k$4k$6k$8kQ3 25 calls: $0Q3 25 puts: $0Q3 25P/C —Q4 25 calls: $0Q4 25 puts: $0Q4 25P/C —Q1 26 calls: $7.6kQ1 26 puts: $0Q1 26P/C 0.00Q2 26 calls: $0Q2 26 puts: $0Q2 26P/C —
Numbers
QuarterCallsPutsP/C
Q3 2025$0$0—
Q4 2025$0$0—
Q1 2026$7.6k$00.00
Q2 2026$0$0—

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +201,803+201.8k
PRINCIPAL SECURITIES, INC. Added +189,584+189.6k
PRINCIPAL FINANCIAL GROUP INC Added +43,636+43.6k
GTS SECURITIES LLC New +13,890+13.9k
TWO SIGMA INVESTMENTS, LP New +9,700+9.7k
AQR CAPITAL MANAGEMENT LLC New +4,975+5.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +3,042+3.0k
LPL Financial LLC Added +1,469+1.5k
Cambridge Investment Research Advisors, Inc. Added +1,143+1.1k
Cape Investment Advisory, Inc. New +664+664

Biggest sellers

Capital Investment Advisory Services, LLC Reduced -2,206-2.2k
UBS Group AG Sold out -1,405-1.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -834-834
PNC Financial Services Group, Inc. Sold out -460-460
OSAIC HOLDINGS, INC. Reduced -414-414
Kestra Advisory Services, LLC Reduced -42-42
MCGUIRE CAPITAL ADVISORS INC Sold out -3-3

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRINCIPAL FINANCIAL GROUP INC 0.05% of their portfolio DES MOINES, IA 2,017,0722.0m $108.7m $108.7m 0.05% Added +43.6k +43,636
2 PRINCIPAL SECURITIES, INC. 1.05% of their portfolio DES MOINES, IA 1,617,9971.6m $87.2m $87.2m 1.05% Added +189.6k +189,584
3 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,470,6751.5m $79.3m $79.3m 0.02% Added +201.8k +201,803
4 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 84,27084.3k $4.6m $4.6m 0.01% Added +3.0k +3,042
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 30,87030.9k $1.7m $1.7m 0.00% Added +1.5k +1,469
6 Capital Investment Advisory Services, LLC 0.06% of their portfolio RALEIGH, NC 19,14119.1k $1.0m $1.0m 0.06% Reduced -2.2k -2,206
7 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 17,42417.4k $939.0k $939.0k 0.00% Added +1.1k +1,143
8 Smartleaf Asset Management LLC 0.03% of their portfolio BOSTON, MA 17,23717.2k $930.0k $930.0k 0.03% Unchanged
9 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 13,89013.9k $748.7k $748.7k 0.02% New
10 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 10,26510.3k $553.3k $553.3k 0.00% Reduced -42 -42
11 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 9,7009.7k $522.8k $522.8k 0.00% New
12 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 4,9755.0k $268.2k $268.2k 0.00% New
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 4,7734.8k $257.3k $257.3k 0.00% Reduced -834 -834
14 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 4,7394.7k $255.4k $255.4k 0.00% Added +479 +479
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,3681.4k $73.7k $73.7k 0.00% Added +98 +98
16 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 664664 $35.8k $35.8k 0.01% New
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 187187 $10.1k $10.1k 0.00% Added +53 +53
18 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6666 $3.6k $3.6k 0.00% New
19 FMR LLC 0.00% of their portfolio BOSTON, MA 5858 $3.1k $3.1k 0.00% Added +13 +13
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 33 $161 $161 0.00% Reduced -414 -414