Vault-13

PRINCIPAL EXCHANGE TRADED FD YLD

ACTIVE HIGH YL · ETP · CUSIP 74255Y102

68 institutional holders +0 vs Q1 2026
26,353,58126.4m shares reported held*
$502.6mreported value*
7 new 31 added 20 reduced 9 sold out net bought ≈ $89.5m (+4.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.07.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 15Q4 22: 17Q1 23: 20Q2 23: 23Q3 23: 25Q4 23: 36Q1 24: 39Q2 24: 41Q3 24: 52Q4 24: 54Q1 25: 59Q2 25: 62Q3 25: 68Q4 25: 72Q1 26: 68Q2 26: 6868Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202215
Q4 202217
Q1 202320
Q2 202323
Q3 202325
Q4 202336
Q1 202439
Q2 202441
Q3 202452
Q4 202454
Q1 202559
Q2 202562
Q3 202568
Q4 202572
Q1 202668
Q2 202668

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 32 bought or addedQ3 24: 15 cut or sold outQ4 24: 37 bought or addedQ4 24: 14 cut or sold outQ4 24Q1 25: 43 bought or addedQ1 25: 16 cut or sold outQ2 25: 45 bought or addedQ2 25: 17 cut or sold outQ2 25Q3 25: 45 bought or addedQ3 25: 18 cut or sold outQ4 25: 44 bought or addedQ4 25: 30 cut or sold outQ4 25Q1 26: 45 bought or addedQ1 26: 27 cut or sold outQ2 26: 38 bought or addedQ2 26: 29 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20243215
Q4 20243714
Q1 20254316
Q2 20254517
Q3 20254518
Q4 20254430
Q1 20264527
Q2 20263829

Biggest buyers

PRINCIPAL SECURITIES, INC. Added +1,471,513+1.5m
ENVESTNET ASSET MANAGEMENT INC Added +1,446,360+1.4m
AMERIPRISE FINANCIAL INC Added +587,911+587.9k
WELLS FARGO & COMPANY/MN Added +421,335+421.3k
McAdam, LLC Added +215,859+215.9k
LPL Financial LLC Added +186,562+186.6k
OSAIC HOLDINGS, INC. Added +152,157+152.2k
RAYMOND JAMES FINANCIAL INC Added +144,049+144.0k
PRINCIPAL FINANCIAL GROUP INC Added +128,255+128.3k
IAG Wealth Partners, LLC Added +87,007+87.0k

Biggest sellers

NICOLET BANKSHARES INC Reduced -411,772-411.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -113,621-113.6k
ROYAL BANK OF CANADA Reduced -61,600-61.6k
Independent Advisor Alliance Sold out -22,802-22.8k
Mariner, LLC Sold out -20,354-20.4k
Cetera Investment Advisers Sold out -10,070-10.1k
Annis Gardner Whiting Capital Advisors, LLC Sold out -8,370-8.4k
CITADEL ADVISORS LLC Reduced -7,977-8.0k
Advisory Services Network, LLC Reduced -3,747-3.7k
NewEdge Advisors, LLC Reduced -3,533-3.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
STRATEGIC PLANNING GROUP, LLC 13G · institution filed 2025-02-05 7.1% 1.1m≈ $20.1m 2025-02-05

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRINCIPAL SECURITIES, INC. 1.10% of their portfolio DES MOINES, IA 4,807,8724.8m $91.7m $91.7m 1.10% Added +1.5m +1,471,513
2 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 4,334,5824.3m $82.7m $82.7m 0.02% Added +1.4m +1,446,360
3 PRINCIPAL FINANCIAL GROUP INC 0.03% of their portfolio DES MOINES, IA 3,253,8253.3m $61.9m $61.9m 0.03% Added +128.3k +128,255
4 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 2,086,9272.1m $39.8m $39.8m 0.01% Added +587.9k +587,911
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,920,4321.9m $36.6m $36.6m 0.01% Added +421.3k +421,335
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,526,5971.5m $29.1m $29.1m 0.01% Added +186.6k +186,562
7 Cyndeo Wealth Partners, LLC 1.00% of their portfolio ST. PETERSBURG, FL 1,112,5571.1m $21.2m $21.2m 1.00% Added +41.8k +41,774
8 Ameritas Investment Partners, Inc. 0.48% of their portfolio LINCOLN, NE 950,578950.6k $18.1m $18.1m 0.48% Added +40.4k +40,397
9 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 866,006866.0k $16.5m $16.5m 0.00% Added +144.0k +144,049
10 BALANCED WEALTH GROUP LLC 5.19% of their portfolio WESTLAKE, OH 860,404860.4k $16.4m $16.4m 5.19% Added +37.3k +37,330
11 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 518,546518.5k $9.9m $9.9m 0.01% Reduced -2.1k -2,130
12 McAdam, LLC 0.32% of their portfolio Philadelphia, PA 437,028437.0k $8.3m $8.3m 0.32% Added +215.9k +215,859
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 367,334367.3k $7.0m $7.0m 0.00% Reduced -61.6k -61,600
14 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 353,081353.1k $6.7m $6.7m 0.03% Added +3.5k +3,506
15 BlueStem Wealth Partners, LLC 0.63% of their portfolio MINNETONKA, MN 330,214330.2k $6.3m $6.3m 0.63% Added +32.4k +32,360
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 303,525303.5k $5.8m $5.8m 0.00% Added +5.8k +5,796
17 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 303,329303.3k $5.8m $5.8m 0.01% Added +28.8k +28,803
18 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 260,642260.6k $5.0m $5.0m 0.01% Added +152.2k +152,157
19 Manske Wealth Management 0.83% of their portfolio HOUSTON, TX 174,477174.5k $3.3m $3.3m 0.83% Reduced -3.3k -3,255
20 NICOLET BANKSHARES INC 0.09% of their portfolio GREEN BAY, WI 143,202143.2k $2.7m $2.7m 0.09% Reduced -411.8k -411,772
21 CreativeOne Wealth, LLC 0.05% of their portfolio OVERLAND PARK, KS 112,605112.6k $2.1m $2.1m 0.05% Added +43.0k +43,048
22 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 104,007104.0k $2.0m $2.0m 0.04% Added +39.1k +39,129
23 Fifth Third Securities, Inc. 0.11% of their portfolio Cincinnati, OH 99,978100.0k $1.9m $1.9m 0.11% Added +28.9k +28,926
24 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 97,95098.0k $1.9m $1.9m 0.00% Added +53.8k +53,800
25 IAG Wealth Partners, LLC 0.17% of their portfolio WAUKESHA, WI 87,77687.8k $1.7m $1.7m 0.17% Added +87.0k +87,007
26 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 79,15979.2k $1.5m $1.5m 0.01% Added +12.6k +12,582
27 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 78,07178.1k $1.5m $1.5m 0.00% Reduced -3.5k -3,533
28 AJ Advisors, LLC 0.46% of their portfolio NASHVILLE, TN 77,94177.9k $1.5m $1.5m 0.46% New
29 Capital Investment Advisory Services, LLC 0.09% of their portfolio RALEIGH, NC 72,64272.6k $1.4m $1.4m 0.09% Added +3.4k +3,362
30 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 70,64770.6k $1.3m $1.3m 0.01% Added +23.8k +23,822
31 Smartleaf Asset Management LLC 0.03% of their portfolio BOSTON, MA 48,88248.9k $933.2k $933.2k 0.03% Unchanged
32 Greenline Wealth Management LLC 0.60% of their portfolio BOCA RATON, FL 38,43938.4k $733.4k $733.4k 0.60% Added +6.4k +6,396
33 Hobart Private Capital, LLC 0.12% of their portfolio CHARLOTTE, NC 35,52235.5k $677.8k $677.8k 0.12% Reduced -1.2k -1,174
34 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 34,87634.9k $665.4k $665.4k 0.01% Added +4.6k +4,588
35 Gallagher Fiduciary Advisors, LLC 0.02% of their portfolio ROLLING MEADOWS, IL 34,45334.5k $657.4k $657.4k 0.02% Added +4.7k +4,737
36 Transcendent Capital Group LLC 0.25% of their portfolio EDMOND, OK 33,06033.1k $630.8k $630.8k 0.25% Added +2.8k +2,816
37 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 25,87225.9k $493.6k $493.6k 0.02% Reduced -2.7k -2,665
38 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 25,38625.4k $484.4k $484.4k 0.02% Reduced -2.6k -2,577
39 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 23,56623.6k $449.6k $449.6k 0.01% Added +1.1k +1,142
40 Milestones Private Investment Advisors LLC 0.34% of their portfolio FAIRPORT, NY 22,31422.3k $425.8k $425.8k 0.34% Added +1.1k +1,091
41 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 19,27919.3k $367.8k $367.8k 0.00% Reduced -675 -675
42 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 18,62418.6k $355.3k $355.3k 0.00% Reduced -2.3k -2,280
43 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 18,15318.2k $346.4k $346.4k 0.00% Reduced -8.0k -7,977
44 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 17,91517.9k $341.8k $341.8k 0.02% New
45 Stonebridge Financial Group, LLC / MO 0.22% of their portfolio ST. LOUIS, MO 17,74217.7k $338.5k $338.5k 0.22% Reduced -591 -591
46 Prospera Financial Services Inc 0.00% of their portfolio Dallas, TX 16,05916.1k $306.4k $306.4k 0.00% Added +5 +5
47 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,82314.8k $283.0k $283.0k 0.00% Unchanged
48 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 12,92812.9k $246.7k $246.7k 0.01% Reduced -155 -155
49 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 12,62012.6k $240.8k $240.8k 0.00% Reduced -113.6k -113,621
50 VERUS CAPITAL PARTNERS, LLC 0.01% of their portfolio SCOTTSDALE, AZ 11,67611.7k $222.8k $222.8k 0.01% Unchanged
51 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 11,39711.4k $217.5k $217.5k 0.00% Reduced -66 -66
52 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 11,00511.0k $210.0k $210.0k 0.00% Reduced -3.7k -3,747
53 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,76810.8k $205.5k $205.5k 0.00% Reduced -1.9k -1,886
54 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 10,56710.6k $201.6k $201.6k 0.01% New
55 Allied Private Wealth LLC 0.12% of their portfolio BOCA RATON, FL 10,15910.2k $192.2k $192.2k 0.12% First filing
56 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 6,1956.2k $118.2k $118.2k 0.00% New
57 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 4,3084.3k $82.2k $82.2k 0.00% First filing
58 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,7753.8k $72.0k $72.0k 0.00% Reduced -69 -69
59 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 3,2423.2k $61.9k $61.9k 0.00% Reduced -6 -6
60 Cape Investment Advisory, Inc. 0.02% of their portfolio MCDONOUGH, GA 3,0593.1k $58.4k $58.4k 0.02% New
61 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 2,0852.1k $39.4k $39.4k 0.00% Unchanged
62 FIRST COMMUNITY TRUST NA 0.01% of their portfolio DUBUQUE, IA 1,3371.3k $25.5k $25.5k 0.01% Unchanged
63 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 902902 $17.2k $17.2k 0.00% Unchanged
64 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 515515 $9.8k $9.8k 0.00% New
65 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 7979 $1.5k $1.5k 0.00% Unchanged
66 Pinnacle Bancorp, Inc. 0.00% of their portfolio BEATRICE, NE 4141 $782 $782 0.00% New
67 FMR LLC 0.00% of their portfolio BOSTON, MA 1414 $27 $27 0.00% Reduced -1 -1
68 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 1010 $191 $191 0.00% Unchanged