Vault-13

PRINCIPAL EXCHANGE TRADED FD YLD

ACTIVE HIGH YL · ETP · CUSIP 74255Y102

68 institutional holders -4 vs Q4 2025
21,649,66921.6m shares reported held*
$410.0mreported value*
10 new 35 added 17 reduced 10 sold out net bought ≈ $39.6m (+2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($23.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.94.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 15Q4 22: 17Q1 23: 20Q2 23: 23Q3 23: 25Q4 23: 36Q1 24: 39Q2 24: 41Q3 24: 52Q4 24: 54Q1 25: 59Q2 25: 62Q3 25: 68Q4 25: 72Q1 26: 6868Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202215
Q4 202217
Q1 202320
Q2 202323
Q3 202325
Q4 202336
Q1 202439
Q2 202441
Q3 202452
Q4 202454
Q1 202559
Q2 202562
Q3 202568
Q4 202572
Q1 202668

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q2 24: 25 bought or addedQ2 24: 14 cut or sold outQ3 24: 32 bought or addedQ3 24: 15 cut or sold outQ3 24Q4 24: 37 bought or addedQ4 24: 14 cut or sold outQ1 25: 43 bought or addedQ1 25: 16 cut or sold outQ1 25Q2 25: 45 bought or addedQ2 25: 17 cut or sold outQ3 25: 45 bought or addedQ3 25: 18 cut or sold outQ3 25Q4 25: 44 bought or addedQ4 25: 30 cut or sold outQ1 26: 45 bought or addedQ1 26: 27 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20242514
Q3 20243215
Q4 20243714
Q1 20254316
Q2 20254517
Q3 20254518
Q4 20254430
Q1 20264527

Biggest buyers

WELLS FARGO & COMPANY/MN Added +696,980+697.0k
ENVESTNET ASSET MANAGEMENT INC Added +576,698+576.7k
NICOLET BANKSHARES INC Added +491,867+491.9k
PRINCIPAL SECURITIES, INC. Added +464,300+464.3k
STIFEL FINANCIAL CORP Added +215,414+215.4k
PRINCIPAL FINANCIAL GROUP INC Added +132,490+132.5k
BALANCED WEALTH GROUP LLC Added +110,770+110.8k
Cyndeo Wealth Partners, LLC Added +98,935+98.9k
CreativeOne Wealth, LLC Added +59,514+59.5k
Steward Partners Investment Advisory, LLC Added +36,577+36.6k

Biggest sellers

Envestnet Portfolio Solutions, Inc. Sold out -194,512-194.5k
Cedar Point Capital Partners, LLC Sold out -161,106-161.1k
JANE STREET GROUP, LLC Sold out -157,285-157.3k
ELEVATUS WELATH MANAGEMENT Sold out -107,017-107.0k
GOLDMAN SACHS GROUP INC Sold out -104,189-104.2k
JPMORGAN CHASE & CO Reduced -76,486-76.5k
AJ Advisors, LLC Sold out -74,021-74.0k
Integrated Wealth Concepts LLC Reduced -70,176-70.2k
OSAIC HOLDINGS, INC. Reduced -29,571-29.6k
LPL Financial LLC Reduced -24,556-24.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
STRATEGIC PLANNING GROUP, LLC 13G · institution filed 2025-02-05 7.1% 1.1m≈ $20.1m 2025-02-05

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRINCIPAL SECURITIES, INC. 0.93% of their portfolio DES MOINES, IA 3,336,3593.3m $63.3m $63.3m 0.93% Added +464.3k +464,300
2 PRINCIPAL FINANCIAL GROUP INC 0.03% of their portfolio DES MOINES, IA 3,125,5703.1m $58.9m $58.9m 0.03% Added +132.5k +132,490
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 2,888,2222.9m $54.8m $54.8m 0.01% Added +576.7k +576,698
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,499,0971.5m $28.4m $28.4m 0.01% Added +697.0k +696,980
5 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,499,0161.5m $28.4m $28.4m 0.01% Added +17.8k +17,785
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,340,0351.3m $25.4m $25.4m 0.01% Reduced -24.6k -24,556
7 Cyndeo Wealth Partners, LLC 1.07% of their portfolio ST. PETERSBURG, FL 1,070,7831.1m $20.3m $20.3m 1.07% Added +98.9k +98,935
8 Ameritas Investment Partners, Inc. 0.53% of their portfolio LINCOLN, NE 910,181910.2k $17.3m $17.3m 0.53% Added +29.5k +29,535
9 BALANCED WEALTH GROUP LLC 5.59% of their portfolio WESTLAKE, OH 823,074823.1k $15.6m $15.6m 5.59% Added +110.8k +110,770
10 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 721,957722.0k $13.7m $13.7m 0.00% Added +10.3k +10,289
11 NICOLET BANKSHARES INC 0.39% of their portfolio GREEN BAY, WI 554,974555.0k $10.5m $10.5m 0.39% Added +491.9k +491,867
12 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 520,676520.7k $9.9m $9.9m 0.01% Added +215.4k +215,414
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 428,934428.9k $8.1m $8.1m 0.00% Added +1.7k +1,734
14 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 349,575349.6k $6.6m $6.6m 0.05% Reduced -70.2k -70,176
15 BlueStem Wealth Partners, LLC 0.63% of their portfolio MINNETONKA, MN 297,854297.9k $5.6m $5.6m 0.63% Added +17.7k +17,661
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 297,729297.7k $5.6m $5.6m 0.00% Reduced -76.5k -76,486
17 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 274,526274.5k $5.2m $5.2m 0.01% Added +16.3k +16,265
18 McAdam, LLC 0.19% of their portfolio Philadelphia, PA 221,169221.2k $4.2m $4.2m 0.19% Added +24.6k +24,565
19 Manske Wealth Management 0.94% of their portfolio HOUSTON, TX 177,732177.7k $3.4m $3.4m 0.94% Reduced -599 -599
20 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 126,241126.2k $2.4m $2.4m 0.00% Added +12.8k +12,767
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 108,485108.5k $2.1m $2.1m 0.00% Reduced -29.6k -29,571
22 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 81,60481.6k $1.5m $1.5m 0.01% Reduced -10.0k -10,031
23 Fifth Third Securities, Inc. 0.09% of their portfolio Cincinnati, OH 71,05271.1k $1.3m $1.3m 0.09% Added +9.2k +9,202
24 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 69,55769.6k $1.3m $1.3m 0.03% Added +59.5k +59,514
25 Capital Investment Advisory Services, LLC 0.10% of their portfolio RALEIGH, NC 69,28069.3k $1.3m $1.3m 0.10% Added +10.3k +10,312
26 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 66,57766.6k $1.3m $1.3m 0.01% Added +36.6k +36,577
27 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 64,87864.9k $1.2m $1.2m 0.05% Added +3.3k +3,309
28 Smartleaf Asset Management LLC 0.03% of their portfolio BOSTON, MA 48,88248.9k $916.0k $916.0k 0.03% Added +9.0k +8,965
29 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 46,82546.8k $887.8k $887.8k 0.00% Added +2.5k +2,500
30 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 44,15044.1k $837.0k $837.0k 0.00% Added +5.7k +5,651
31 Hobart Private Capital, LLC 0.14% of their portfolio CHARLOTTE, NC 36,69636.7k $695.8k $695.8k 0.14% Added +88 +88
32 Greenline Wealth Management LLC 0.70% of their portfolio BOCA RATON, FL 32,04332.0k $607.5k $607.5k 0.70% Reduced -3.4k -3,394
33 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 30,28830.3k $574.3k $574.3k 0.01% Added +3.4k +3,406
34 Transcendent Capital Group LLC 0.26% of their portfolio EDMOND, OK 30,24430.2k $573.4k $573.4k 0.26% Added +16.8k +16,825
35 Gallagher Fiduciary Advisors, LLC 0.02% of their portfolio ROLLING MEADOWS, IL 29,71629.7k $563.4k $563.4k 0.02% Added +3.4k +3,406
36 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 28,53728.5k $541.1k $541.1k 0.03% Reduced -102 -102
37 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 27,96328.0k $530.2k $530.2k 0.02% New
38 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 26,13026.1k $495.4k $495.4k 0.00% Reduced -12.3k -12,288
39 Independent Advisor Alliance 0.00% of their portfolio CHARLOTTE, NC 22,80222.8k $432.3k $432.3k 0.00% New
40 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 22,42422.4k $425.2k $425.2k 0.01% Added +4.8k +4,837
41 Milestones Private Investment Advisors LLC 0.35% of their portfolio FAIRPORT, NY 21,22321.2k $402.4k $402.4k 0.35% Added +2.6k +2,558
42 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 20,90420.9k $396.3k $396.3k 0.00% Reduced -4.0k -3,968
43 Mariner, LLC 0.00% of their portfolio Overland Park, KS 20,35420.4k $385.9k $385.9k 0.00% New
44 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 19,95420.0k $378.3k $378.3k 0.00% Added +858 +858
45 Stonebridge Financial Group, LLC / MO 0.29% of their portfolio ST. LOUIS, MO 18,33318.3k $347.6k $347.6k 0.29% Added +3.2k +3,233
46 Prospera Financial Services Inc 0.00% of their portfolio Dallas, TX 16,05416.1k $304.4k $304.4k 0.00% Added +3 +3
47 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,82314.8k $281.0k $281.0k 0.00% Reduced -150 -150
48 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 14,75214.8k $279.7k $279.7k 0.00% Reduced -939 -939
49 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 13,08313.1k $248.1k $248.1k 0.01% Added +308 +308
50 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,65412.7k $239.9k $239.9k 0.00% Reduced -14.0k -13,976
51 VERUS CAPITAL PARTNERS, LLC 0.02% of their portfolio SCOTTSDALE, AZ 11,67611.7k $221.4k $221.4k 0.02% Unchanged
52 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 11,46311.5k $217.3k $217.3k 0.00% Reduced -161 -161
53 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 10,07010.1k $190.9k $190.9k 0.00% New
54 Annis Gardner Whiting Capital Advisors, LLC 0.03% of their portfolio TAMPA, FL 8,3708.4k $158.7k $158.7k 0.03% Added +1.3k +1,267
55 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,8443.8k $72.4k $72.4k 0.00% Reduced -330 -330
56 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 3,2483.2k $61.6k $61.6k 0.00% New
57 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 2,0852.1k $39.3k $39.3k 0.00% New
58 Basepoint Wealth LLC 0.02% of their portfolio CEDAR RAPIDS, IA 1,4581.5k $27.6k $27.6k 0.02% New
59 FIRST COMMUNITY TRUST NA 0.02% of their portfolio DUBUQUE, IA 1,3371.3k $25.4k $25.4k 0.02% Unchanged
60 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 1,2431.2k $23.6k $23.6k 0.00% New
61 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 902902 $17.1k $17.1k 0.00% Unchanged
62 IAG Wealth Partners, LLC 0.00% of their portfolio WAUKESHA, WI 769769 $14.6k $14.6k 0.00% New
63 UBS Group AG 0.00% of their portfolio ZURICH, V8 264264 $5.0k $5.0k 0.00% New
64 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 101101 $1.9k $1.9k 0.00% Unchanged
65 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 7979 $1.5k $1.5k 0.00% Reduced -250 -250
66 FMR LLC 0.00% of their portfolio BOSTON, MA 1515 $29 $29 0.00% Unchanged
67 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 1010 $190 $190 0.00% Unchanged
68 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 77 $133 $133 0.00% Reduced -147 -147