Vault-13

PRINCIPAL EXCHANGE TRADED FD YLD

ACTIVE HIGH YL · ETP · CUSIP 74255Y102

72 institutional holders +4 vs Q3 2025
20,297,22120.3m shares reported held*
$385.9mreported value*
10 new 34 added 22 reduced 8 sold out net bought ≈ $43.3m (+2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.01.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 15Q4 22: 17Q1 23: 20Q2 23: 23Q3 23: 25Q4 23: 36Q1 24: 39Q2 24: 41Q3 24: 52Q4 24: 54Q1 25: 59Q2 25: 62Q3 25: 68Q4 25: 7272Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202215
Q4 202217
Q1 202320
Q2 202323
Q3 202325
Q4 202336
Q1 202439
Q2 202441
Q3 202452
Q4 202454
Q1 202559
Q2 202562
Q3 202568
Q4 202572

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q1 24: 25 bought or addedQ1 24: 11 cut or sold outQ2 24: 25 bought or addedQ2 24: 14 cut or sold outQ2 24Q3 24: 32 bought or addedQ3 24: 15 cut or sold outQ4 24: 37 bought or addedQ4 24: 14 cut or sold outQ4 24Q1 25: 43 bought or addedQ1 25: 16 cut or sold outQ2 25: 45 bought or addedQ2 25: 17 cut or sold outQ2 25Q3 25: 45 bought or addedQ3 25: 18 cut or sold outQ4 25: 44 bought or addedQ4 25: 30 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20242511
Q2 20242514
Q3 20243215
Q4 20243714
Q1 20254316
Q2 20254517
Q3 20254518
Q4 20254430

Biggest buyers

PRINCIPAL SECURITIES, INC. Added +759,231+759.2k
BALANCED WEALTH GROUP LLC New +712,304+712.3k
ENVESTNET ASSET MANAGEMENT INC Added +695,608+695.6k
AMERIPRISE FINANCIAL INC Added +425,685+425.7k
STIFEL FINANCIAL CORP Added +217,252+217.3k
JANE STREET GROUP, LLC New +157,285+157.3k
WELLS FARGO & COMPANY/MN Added +148,418+148.4k
PRINCIPAL FINANCIAL GROUP INC Added +122,597+122.6k
GOLDMAN SACHS GROUP INC New +104,189+104.2k
ELEVATUS WELATH MANAGEMENT Added +96,436+96.4k

Biggest sellers

JPMORGAN CHASE & CO Reduced -576,681-576.7k
LPL Financial LLC Reduced -337,800-337.8k
Diversify Advisory Services, LLC Sold out -129,837-129.8k
NewEdge Advisors, LLC Reduced -129,235-129.2k
Mariner, LLC Sold out -116,414-116.4k
NICOLET ADVISORY SERVICES, LLC Reduced -106,235-106.2k
Tyche Wealth Partners LLC Sold out -37,976-38.0k
RAYMOND JAMES FINANCIAL INC Reduced -36,469-36.5k
Brueske Advisory Services, LLC Sold out -32,143-32.1k
US BANCORP \DE\ Reduced -18,320-18.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
STRATEGIC PLANNING GROUP, LLC 13G · institution filed 2025-02-05 7.1% 1.1m≈ $20.1m 2025-02-05

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PRINCIPAL FINANCIAL GROUP INC 0.03% of their portfolio DES MOINES, IA 2,993,0803.0m $56.8m $56.8m 0.03% Added +122.6k +122,597
2 PRINCIPAL SECURITIES, INC. 0.84% of their portfolio DES MOINES, IA 2,872,0592.9m $54.6m $54.6m 0.84% Added +759.2k +759,231
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 2,311,5242.3m $43.9m $43.9m 0.01% Added +695.6k +695,608
4 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,481,2311.5m $28.2m $28.2m 0.01% Added +425.7k +425,685
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,364,5911.4m $25.9m $25.9m 0.01% Reduced -337.8k -337,800
6 Cyndeo Wealth Partners, LLC 1.00% of their portfolio ST. PETERSBURG, FL 971,848971.8k $18.5m $18.5m 1.00% Added +38.5k +38,514
7 Ameritas Investment Partners, Inc. 0.51% of their portfolio LINCOLN, NE 880,646880.6k $16.7m $16.7m 0.51% Added +54.5k +54,542
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 802,117802.1k $15.2m $15.2m 0.00% Added +148.4k +148,418
9 BALANCED WEALTH GROUP LLC 5.04% of their portfolio WESTLAKE, OH 712,304712.3k $13.8m $13.8m 5.04% New
10 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 711,668711.7k $13.5m $13.5m 0.00% Reduced -36.5k -36,469
11 NICOLET ADVISORY SERVICES, LLC 0.56% of their portfolio GREEN BAY, WI 433,302433.3k $8.3m $8.3m 0.56% Reduced -106.2k -106,235
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 427,200427.2k $8.1m $8.1m 0.00% Added +38.2k +38,204
13 Integrated Wealth Concepts LLC 0.09% of their portfolio WALTHAM, MA 419,751419.8k $8.0m $8.0m 0.09% Added +24.4k +24,389
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 374,215374.2k $7.1m $7.1m 0.00% Reduced -576.7k -576,681
15 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 305,262305.3k $5.8m $5.8m 0.01% Added +217.3k +217,252
16 MLG Wealth Management DBA Pine Grove Financial Group 0.68% of their portfolio WOODBURY, MN 296,052296.1k $5.6m $5.6m 0.68% First filing
17 BlueStem Wealth Partners, LLC 0.59% of their portfolio MINNETONKA, MN 280,193280.2k $5.3m $5.3m 0.59% Added +12.4k +12,428
18 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 258,261258.3k $4.9m $4.9m 0.01% Reduced -18.3k -18,320
19 McAdam, LLC 0.17% of their portfolio Philadelphia, PA 196,604196.6k $3.7m $3.7m 0.17% Added +25.4k +25,351
20 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 194,512194.5k $3.7m $3.7m 0.01% Reduced -17.2k -17,200
21 Manske Wealth Management 1.00% of their portfolio HOUSTON, TX 178,331178.3k $3.4m $3.4m 1.00% Reduced -20 -20
22 Cedar Point Capital Partners, LLC 1.95% of their portfolio Cedar Rapids, IA 161,106161.1k $3.1m $3.1m 1.95% Added +4.4k +4,423
23 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 157,285157.3k $3.0m $3.0m 0.00% New
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 138,056138.1k $2.6m $2.6m 0.00% Added +39.8k +39,753
25 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 113,474113.5k $2.2m $2.2m 0.00% Added +33.8k +33,779
26 ELEVATUS WELATH MANAGEMENT 0.56% of their portfolio VICTOR, NY 107,017107.0k $2.0m $2.0m 0.56% Added +96.4k +96,436
27 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 104,189104.2k $2.0m $2.0m 0.00% New
28 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 91,63591.6k $1.7m $1.7m 0.01% Reduced -129.2k -129,235
29 AJ Advisors, LLC 0.52% of their portfolio NASHVILLE, TN 74,02174.0k $1.4m $1.4m 0.52% Reduced -14.9k -14,948
30 NICOLET BANKSHARES INC 0.19% of their portfolio GREEN BAY, WI 63,10763.1k $1.2m $1.2m 0.19% Added +7.5k +7,486
31 Fifth Third Securities, Inc. 0.08% of their portfolio Cincinnati, OH 61,85061.9k $1.2m $1.2m 0.08% Added +3.9k +3,855
32 Ameritas Advisory Services, LLC 0.04% of their portfolio Lincoln, NE 61,56961.6k $1.2m $1.2m 0.04% Added +29.0k +28,988
33 Capital Investment Advisory Services, LLC 0.08% of their portfolio RALEIGH, NC 58,96859.0k $1.1m $1.1m 0.08% Added +16.5k +16,493
34 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 44,32544.3k $842.4k $842.4k 0.00% Added +3.7k +3,675
35 Smartleaf Asset Management LLC 0.03% of their portfolio BOSTON, MA 39,91739.9k $758.2k $758.2k 0.03% Added +8.3k +8,279
36 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 38,49938.5k $732.0k $732.0k 0.00% Added +3.2k +3,158
37 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 38,41838.4k $730.1k $730.1k 0.00% New
38 Hobart Private Capital, LLC 0.14% of their portfolio CHARLOTTE, NC 36,60836.6k $695.7k $695.7k 0.14% Reduced -15.8k -15,768
39 Greenline Wealth Management LLC 0.70% of their portfolio BOCA RATON, FL 35,43735.4k $673.5k $673.5k 0.70% First filing
40 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 30,00030.0k $570.1k $570.1k 0.00% Added +11.9k +11,937
41 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 28,63928.6k $544.3k $544.3k 0.03% Added +1.4k +1,369
42 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 26,88226.9k $510.9k $510.9k 0.01% Added +11.2k +11,202
43 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 26,63026.6k $506.1k $506.1k 0.00% Reduced -7.8k -7,765
44 Gallagher Fiduciary Advisors, LLC 0.02% of their portfolio ROLLING MEADOWS, IL 26,31026.3k $500.0k $500.0k 0.02% Added +9.8k +9,845
45 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 24,87224.9k $472.7k $472.7k 0.00% Reduced -505 -505
46 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 19,09619.1k $362.9k $362.9k 0.00% New
47 Milestones Private Investment Advisors LLC 0.24% of their portfolio FAIRPORT, NY 18,66518.7k $354.7k $354.7k 0.24% Reduced -1.3k -1,269
48 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 18,00118.0k $342.1k $342.1k 0.00% Reduced -16.1k -16,085
49 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 17,58717.6k $334.2k $334.2k 0.01% Added +12.2k +12,248
50 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 16,15816.2k $307.1k $307.1k 0.00% Reduced -6.4k -6,435
51 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 16,05116.1k $305.1k $305.1k 0.01% New
52 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 15,69115.7k $298.2k $298.2k 0.00% Added +6.8k +6,815
53 Stonebridge Financial Group, LLC / MO 0.25% of their portfolio ST. LOUIS, MO 15,10015.1k $287.0k $287.0k 0.25% First filing
54 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,97315.0k $285.0k $285.0k 0.00% Unchanged
55 Transcendent Capital Group LLC 0.12% of their portfolio EDMOND, OK 13,41913.4k $255.0k $255.0k 0.12% New
56 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 12,77512.8k $242.8k $242.8k 0.01% Added +428 +428
57 VERUS CAPITAL PARTNERS, LLC 0.01% of their portfolio SCOTTSDALE, AZ 11,67611.7k $221.9k $221.9k 0.01% Reduced -4.0k -4,003
58 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 11,62411.6k $220.9k $220.9k 0.00% Reduced -12.0k -12,007
59 CreativeOne Wealth, LLC 0.00% of their portfolio OVERLAND PARK, KS 10,04310.0k $190.9k $190.9k 0.00% Reduced -17.2k -17,200
60 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 9,2069.2k $175.0k $175.0k 0.00% Reduced -1.1k -1,055
61 Annis Gardner Whiting Capital Advisors, LLC 0.03% of their portfolio TAMPA, FL 7,1037.1k $135.0k $135.0k 0.03% Unchanged
62 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 5,1695.2k $98.2k $98.2k 0.00% Added +348 +348
63 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 4,1744.2k $79.3k $79.3k 0.00% New
64 Cape Investment Advisory, Inc. 0.02% of their portfolio MCDONOUGH, GA 3,0373.0k $57.7k $57.7k 0.02% Added +1.2k +1,175
65 FIRST COMMUNITY TRUST NA 0.02% of their portfolio DUBUQUE, IA 1,3371.3k $25.4k $25.4k 0.02% Reduced -776 -776
66 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,2601.3k $23.9k $23.9k 0.00% Reduced -27 -27
67 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 902902 $17.1k $17.1k 0.00% Added +340 +340
68 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 329329 $6.3k $6.3k 0.00% Unchanged
69 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 154154 $2.9k $2.9k 0.00% New
70 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 101101 $1.9k $1.9k 0.00% Reduced -50 -50
71 FMR LLC 0.00% of their portfolio BOSTON, MA 1515 $28 $28 0.00% Added +1 +1
72 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 1010 $190 $190 0.00% New