Vault-13

POET TECHNOLOGIES INC POET

COM NEW · Common Stock · CUSIP 73044W302 · ISIN CA73044W3021

108 institutional holders +14 vs Q4 2025
16,377,53016.4m shares reported held*
12.4% of all shares outstanding*
$97.7mreported value*
38 new 30 added 23 reduced 23 sold out net bought ≈ $33.0m (+5.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 132.3m as of 2025-12-31, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $5.97. Options: 15 managers hold calls ($141.1m notional), 11 hold puts ($32.3m).

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 15Q4 22: 15Q1 23: 18Q2 23: 19Q3 23: 17Q4 23: 20Q1 24: 22Q2 24: 27Q3 24: 35Q4 24: 53Q1 25: 49Q2 25: 50Q3 25: 66Q4 25: 94Q1 26: 108108Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202215
Q4 202215
Q1 202318
Q2 202319
Q3 202317
Q4 202320
Q1 202422
Q2 202427
Q3 202435
Q4 202453
Q1 202549
Q2 202550
Q3 202566
Q4 202594
Q1 2026108

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 14 bought or addedQ2 24: 10 cut or sold outQ3 24: 25 bought or addedQ3 24: 12 cut or sold outQ3 24Q4 24: 33 bought or addedQ4 24: 14 cut or sold outQ1 25: 34 bought or addedQ1 25: 28 cut or sold outQ1 25Q2 25: 29 bought or addedQ2 25: 25 cut or sold outQ3 25: 51 bought or addedQ3 25: 15 cut or sold outQ3 25Q4 25: 68 bought or addedQ4 25: 31 cut or sold outQ1 26: 68 bought or addedQ1 26: 46 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20241410
Q3 20242512
Q4 20243314
Q1 20253428
Q2 20252925
Q3 20255115
Q4 20256831
Q1 20266846

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ2 25 calls: $59.2mQ2 25 puts: $3.8mQ2 25P/C 0.06Q3 25 calls: $66.1mQ3 25 puts: $5.0mQ3 25P/C 0.08Q4 25 calls: $151.6mQ4 25 puts: $36.1mQ4 25P/C 0.24Q1 26 calls: $141.1mQ1 26 puts: $32.3mQ1 26P/C 0.23
Numbers
QuarterCallsPutsP/C
Q2 2025$59.2m$3.8m0.06
Q3 2025$66.1m$5.0m0.08
Q4 2025$151.6m$36.1m0.24
Q1 2026$141.1m$32.3m0.23

Biggest buyers

CITADEL ADVISORS LLC Added +1,851,618+1.9m
GROUP ONE TRADING LLC New +1,196,057+1.2m
TUDOR INVESTMENT CORP ET AL New +978,082+978.1k
MILLENNIUM MANAGEMENT LLC New +718,952+719.0k
Trexquant Investment LP New +584,690+584.7k
RAYMOND JAMES FINANCIAL INC Added +376,231+376.2k
GSA CAPITAL PARTNERS LLP Added +339,228+339.2k
Kultura Capital Management LP New +326,300+326.3k
NATIONAL BANK OF CANADA /FI/ Added +269,890+269.9k
Maytree Asset Management Ltd New +234,030+234.0k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -607,885-607.9k
Private Advisor Group, LLC Reduced -412,246-412.2k
JANE STREET GROUP, LLC Reduced -259,691-259.7k
TWO SIGMA INVESTMENTS, LP Reduced -243,968-244.0k
IMC-Chicago, LLC Reduced -220,136-220.1k
GOLDMAN SACHS GROUP INC Reduced -204,691-204.7k
UBS Group AG Reduced -181,801-181.8k
Cambridge Investment Research Advisors, Inc. Sold out -128,356-128.4k
SIMPLEX TRADING, LLC Sold out -124,733-124.7k
SONA ASSET MANAGEMENT (US) LLC Sold out -100,000-100.0k

Biggest calls

GROUP ONE TRADING LLC Reduced $41.9m7.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $37.9m6.4m shares
JANE STREET GROUP, LLC Added $12.4m2.1m shares
PEAK6 LLC Added $12.4m2.1m shares
CITADEL ADVISORS LLC Reduced $9.7m1.6m shares
SIMPLEX TRADING, LLC Reduced $9.1m1.5m shares
Walleye Trading LLC Added $6.0m1.0m shares
IMC-Chicago, LLC Added $6.0m1.0m shares
Point72 Asset Management, L.P. New $3.3m558.4k shares
CAPITAL FUND MANAGEMENT S.A. New $1.1m192.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $9.5m1.6m shares
GROUP ONE TRADING LLC Reduced $5.8m980.7k shares
Walleye Trading LLC Reduced $4.1m692.7k shares
CITADEL ADVISORS LLC Added $4.0m667.4k shares
Walleye Capital LLC Added $2.0m330.0k shares
SIMPLEX TRADING, LLC Reduced $1.7m288.2k shares
NATIONAL BANK OF CANADA /FI/ Added $1.6m2.8k shares
IMC-Chicago, LLC Reduced $1.4m237.3k shares
JANE STREET GROUP, LLC Added $1.4m237.1k shares
HRT FINANCIAL LP New $528.0k89.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MMCAP International Inc. SPC 13G · passive investor -1.0 pts · filed 2026-08-14 10.0% -1.0 pts 19.2m≈ $149.4m 2026-08-14
Marex Securities Products Inc. 13G · passive investor new · filed 2026-05-19 6.0% new 9.2m≈ $89.8m 2026-05-19
Citadel Securities GP LLC 13G · passive investor new · filed 2026-07-08 5.9% new 10.1m≈ $88.3m 2026-07-08
SUSQUEHANNA SECURITIES, LLC 13G · institution new · filed 2026-08-14 5.7% new 9.8m≈ $85.3m 2026-08-14
JANE STREET GROUP, LLC 13G · passive investor -1.3 pts · filed 2026-08-13 5.5% -1.3 pts 9.5m≈ $82.3m 2026-08-13

Fell to 5% or below in the last year: GROUP ONE TRADING LLC (0.7%, 2026-09-08)

Insider purchases and sales in Q1 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2026.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 2,529,8342.5m $15.0m $15.0m 0.01% Added +1.9m +1,851,618
2 MMCAP International Inc. SPC 0.77% of their portfolio GRAND CAYMAN, E9 1,494,0381.5m $8.9m $8.9m 0.77% Reduced -32.2k -32,167
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,363,8971.4m $8.1m $8.1m 0.00% Added +143.7k +143,691
4 GROUP ONE TRADING LLC 0.23% of their portfolio CHICAGO, IL 1,196,0571.2m $7.1m $7.1m 0.23% New
5 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 1,065,2481.1m $6.3m $6.3m 0.00% Added +376.2k +376,231
6 TUDOR INVESTMENT CORP ET AL 0.03% of their portfolio STAMFORD, CT 978,082978.1k $5.8m $5.8m 0.03% New
7 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 718,952719.0k $4.3m $4.3m 0.00% New
8 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 627,990628.0k $3.7m $3.7m 0.01% Added +9.4k +9,386
9 Trexquant Investment LP 0.03% of their portfolio STAMFORD, CT 584,690584.7k $3.5m $3.5m 0.03% New
10 Paragon Capital Management Ltd 0.59% of their portfolio DENVER, CO 471,720471.7k $2.8m $2.8m 0.59% Added +6.0k +6,000
11 GSA CAPITAL PARTNERS LLP 0.13% of their portfolio LONDON, X0 363,463363.5k $2.2m $2.2m 0.13% Added +339.2k +339,228
12 Kultura Capital Management LP 1.77% of their portfolio PARK CITY, UT 326,300326.3k $1.9m $1.9m 1.77% New
13 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 321,191321.2k $1.9m $1.9m 0.01% Added +214.4k +214,403
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 315,024315.0k $1.9m $1.9m 0.00% Added +25.7k +25,723
15 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 298,295298.3k $1.8m $1.8m 0.00% Added +269.9k +269,890
16 Walleye Trading LLC 0.04% of their portfolio NEW YORK, NY 289,561289.6k $1.7m $1.7m 0.04% Added +122.4k +122,448
17 Maytree Asset Management Ltd 0.98% of their portfolio HONG KONG, K3 234,030234.0k $1.4m $1.4m 0.98% New
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 182,682182.7k $1.1m $1.1m 0.00% Added +58.2k +58,214
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 175,667175.7k $1.0m $1.0m 0.00% Added +173.7k +173,667
20 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 139,544139.5k $828.9k $828.9k 0.01% New
21 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 129,798129.8k $771.0k $771.0k 0.00% New
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 119,473119.5k $709.7k $709.7k 0.00% Reduced -181.8k -181,801
23 Counterpoint Mutual Funds LLC 0.09% of their portfolio San Diego, CA 100,591100.6k $597.5k $597.5k 0.09% New
24 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 95,11095.1k $565.0k $565.0k 0.00% Reduced -465 -465
25 IMC-Chicago, LLC 0.01% of their portfolio CHICAGO, IL 94,64794.6k $562.2k $562.2k 0.01% Reduced -220.1k -220,136
26 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 90,08590.1k $535.1k $535.1k 0.00% Reduced -259.7k -259,691
27 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 88,97289.0k $528.5k $528.5k 0.00% Reduced -204.7k -204,691
28 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 82,56182.6k $490.4k $490.4k 0.00% Reduced -4.1k -4,081
29 Quadrature Capital Ltd 0.01% of their portfolio LONDON, X0 80,92680.9k $480.7k $480.7k 0.01% Added +64.4k +64,374
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 78,29678.3k $465.1k $465.1k 0.00% Reduced -607.9k -607,885
31 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 76,73276.7k $389.8k $389.8k 0.00% New
32 SummitTX Capital, L.P. 0.01% of their portfolio FORT WORTH, TX 76,01576.0k $451.5k $451.5k 0.01% New
33 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 75,62575.6k $449.2k $449.2k 0.00% Reduced -38.1k -38,084
34 KLCM Advisors, Inc. 0.04% of their portfolio MILWAUKEE, WI 75,00075.0k $445.5k $445.5k 0.04% Added +25.0k +25,000
35 SevenBridge Financial Group, LLC 0.15% of their portfolio HARRISBURG, PA 73,37573.4k $937.0k $937.0k 0.15% Reduced -28.1k -28,084
36 WINTON GROUP Ltd 0.01% of their portfolio LONDON, X0 71,28371.3k $423.4k $423.4k 0.01% New
37 WOODSTOCK CORP 0.04% of their portfolio BOSTON, MA 67,90067.9k $403.3k $403.3k 0.04% Unchanged
38 Cedar Wealth Management, LLC 0.12% of their portfolio LA JOLLA, CA 66,55566.6k $395.3k $395.3k 0.12% Unchanged
39 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 65,99966.0k $392.0k $392.0k 0.00% Added +1.4k +1,352
40 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 61,67161.7k $366.3k $366.3k 0.00% Reduced -244.0k -243,968
41 Graham Capital Management, L.P. 0.01% of their portfolio ROWAYTON, CT 58,85858.9k $349.6k $349.6k 0.01% Added +35.2k +35,224
42 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 57,80657.8k $343.4k $343.4k 0.00% Unchanged
43 Caption Management, LLC 0.01% of their portfolio OKLAHOMA CITY, OK 51,63751.6k $306.7k $306.7k 0.01% New
44 Keebeck Wealth Management 0.03% of their portfolio Chicago, IL 50,00050.0k $297.0k $297.0k 0.03% Unchanged
45 SBI Securities Co., Ltd. 0.01% of their portfolio TOKYO, M0 49,14549.1k $291.9k $291.9k 0.01% Reduced -4.5k -4,464
46 Black Maple Capital Management LP 0.21% of their portfolio MILWAUKEE, WI 45,50045.5k $270.3k $270.3k 0.21% New
47 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 44,25044.2k $262.8k $262.8k 0.00% Reduced -35.7k -35,730
48 MONETA GROUP INVESTMENT ADVISORS LLC 0.00% of their portfolio ST LOUIS, MO 40,68340.7k $241.7k $241.7k 0.00% Added +17.1k +17,150
49 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 40,27840.3k $239.3k $239.3k 0.00% Added +2.8k +2,761
50 Headlands Technologies LLC 0.03% of their portfolio CHICAGO, IL 37,08437.1k $220.3k $220.3k 0.03% New
51 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 29,92629.9k $177.8k $177.8k 0.00% Added +11.4k +11,382
52 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 29,83629.8k $177.2k $177.2k 0.00% Added +148 +148
53 Caitong International Asset Management Co., Ltd 0.03% of their portfolio HONG KONG, K3 26,35026.4k $156.5k $156.5k 0.03% Reduced -30.1k -30,058
54 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 25,66125.7k $133.2k $133.2k 0.00% Added +8.8k +8,758
55 OXFORD ASSET MANAGEMENT LLP 0.06% of their portfolio OXFORD, X0 23,92623.9k $142.1k $142.1k 0.06% Reduced -3.0k -3,022
56 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 23,85023.9k $141.7k $141.7k 0.00% New
57 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 23,35723.4k $138.7k $138.7k 0.00% Added +23.4k +23,352
58 PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.01% of their portfolio BOSTON, MA 23,00023.0k $136.6k $136.6k 0.01% Unchanged
59 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 20,14820.1k $119.7k $119.7k 0.00% Unchanged
60 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 19,78219.8k $117.5k $117.5k 0.00% New
61 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 17,51417.5k $104.2k $104.2k 0.00% Added +1.1k +1,068
62 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 17,25617.3k $102.5k $102.5k 0.00% Unchanged
63 Marex Group Ltd 0.00% of their portfolio London, X0 16,65716.7k $98.9k $98.9k 0.00% Reduced -12.3k -12,343
64 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 16,10516.1k $95.7k $95.7k 0.00% Added +445 +445
65 Compound Planning, Inc. 0.00% of their portfolio NEW YORK, NY 15,75015.8k $93.6k $93.6k 0.00% New
66 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 15,45015.4k $91.8k $91.8k 0.00% Reduced -412.2k -412,246
67 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 14,37814.4k $85.4k $85.4k 0.00% New
68 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,41713.4k $79.5k $79.5k 0.00% Reduced -27.7k -27,667
69 Traynor Capital Management, Inc. 0.00% of their portfolio MALVERN, PA 12,50012.5k $63.5k $63.5k 0.00% Reduced -1.8k -1,800
70 CreativeOne Wealth, LLC 0.00% of their portfolio OVERLAND PARK, KS 12,13612.1k $72.1k $72.1k 0.00% New
71 Snowden Capital Advisors LLC 0.00% of their portfolio New York, NY 11,72311.7k $69.6k $69.6k 0.00% New
72 CAPITAL FINANCIAL GROUP INC\CO\ /ADV 0.04% of their portfolio LITTLETON, CO 11,50011.5k $68.3k $68.3k 0.04% Unchanged
73 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 11,18111.2k $66.4k $66.4k 0.00% Reduced -16.6k -16,575
74 ALBION FINANCIAL GROUP /UT 0.00% of their portfolio SALT LAKE CITY, UT 11,00011.0k $65.3k $65.3k 0.00% Added +1.0k +1,000
75 COLDSTREAM CAPITAL MANAGEMENT INC 0.00% of their portfolio BELLEVUE, WA 11,00011.0k $65.3k $65.3k 0.00% Reduced -2.5k -2,473
76 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 10,37510.4k $61.6k $61.6k 0.00% New
77 PHILADELPHIA TRUST CO 0.00% of their portfolio PHILADELPHIA, PA 10,35010.3k $61.0k $61.0k 0.00% Added +100 +100
78 Moors & Cabot, Inc. 0.00% of their portfolio BOSTON, MA 10,23610.2k $60.8k $60.8k 0.00% New
79 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 10,22710.2k $60.7k $60.7k 0.00% Added +5.6k +5,637
80 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 10,00010.0k $59.4k $59.4k 0.00% New
81 Brookwood Investment Group LLC 0.01% of their portfolio PHOENIX, AZ 10,00010.0k $59.4k $59.4k 0.01% New
82 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 9,8729.9k $55.0k $55.0k 0.00% Added +3.8k +3,794
83 BlackRock, Inc. 0.00% of their portfolio New York, NY 7,2927.3k $43.3k $43.3k 0.00% New
84 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,2373.2k $18.1k $18.1k 0.00% Reduced -1.9k -1,891
85 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 3,0143.0k $17.9k $17.9k 0.00% Added +2.9k +2,908
86 Oakum Bay Capital LLC 0.01% of their portfolio WESTPORT, CT 3,0003.0k $17.8k $17.8k 0.01% New
87 Root Financial Partners, LLC 0.00% of their portfolio ENCINITAS, CA 2,1002.1k $12.5k $12.5k 0.00% Unchanged
88 Caitlin John, LLC 0.01% of their portfolio BRIGHTON, MI 2,1002.1k $12.5k $12.5k 0.01% New
89 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,0002.0k $11.9k $11.9k 0.00% New
90 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,1001.1k $6.5k $6.5k 0.00% Unchanged
91 Aspect Partners, LLC 0.00% of their portfolio FAIRFAX, VA 1,0781.1k $6.4k $6.4k 0.00% Added +95 +95
92 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,0001.0k $5.9k $5.9k 0.00% Reduced -12.1k -12,075
93 Strategic Wealth Partners, Ltd. 0.00% of their portfolio INDEPENDENCE, OH 900900 $5.3k $5.3k 0.00% Unchanged
94 Tradewinds Capital Management, LLC 0.00% of their portfolio BELLINGHAM, WA 892892 $5.3k $5.3k 0.00% New
95 AMERIFLEX GROUP, INC. 0.00% of their portfolio LAS VEGAS, NV 800800 $4.8k $4.8k 0.00% New
96 Napier Financial, LLC 0.00% of their portfolio BRAINTREE, MA 559559 $3.3k $3.3k 0.00% New
97 Aventura Private Wealth, LLC 0.00% of their portfolio AVENTURA, FL 450450 $2.7k $2.7k 0.00% New
98 Bangor Savings Bank 0.00% of their portfolio BANGOR, ME 290290 $1.7k $1.7k 0.00% New
99 TOTH FINANCIAL ADVISORY CORP 0.00% of their portfolio LEESBURG, VA 270270 $1.6k $1.6k 0.00% New
100 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 250250 $1.5k $1.5k 0.00% Unchanged