Vault-13

PIONEER FLOATING RATE FUND I XPHDX

COM · Closed-End Fund · CUSIP 72369J102

51 institutional holders +7 vs Q1 2025
4,467,4874.5m shares reported held*
$43.9mreported value*
13 new 15 added 13 reduced 5 sold out net bought ≈ $7.5m (+759.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.82.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 52Q4 22: 44Q1 23: 51Q2 23: 53Q3 23: 48Q4 23: 50Q1 24: 43Q2 24: 44Q3 24: 41Q4 24: 42Q1 25: 44Q2 25: 5151Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202252
Q4 202244
Q1 202351
Q2 202353
Q3 202348
Q4 202350
Q1 202443
Q2 202444
Q3 202441
Q4 202442
Q1 202544
Q2 202551

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 16 bought or addedQ3 23: 22 cut or sold outQ4 23: 18 bought or addedQ4 23: 19 cut or sold outQ4 23Q1 24: 16 bought or addedQ1 24: 22 cut or sold outQ2 24: 17 bought or addedQ2 24: 18 cut or sold outQ2 24Q3 24: 11 bought or addedQ3 24: 24 cut or sold outQ4 24: 14 bought or addedQ4 24: 14 cut or sold outQ4 24Q1 25: 22 bought or addedQ1 25: 13 cut or sold outQ2 25: 28 bought or addedQ2 25: 18 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20231622
Q4 20231819
Q1 20241622
Q2 20241718
Q3 20241124
Q4 20241414
Q1 20252213
Q2 20252818

Biggest buyers

Almitas Capital LLC New +338,368+338.4k
Saba Capital Management, L.P. New +319,614+319.6k
NorthCoast Asset Management LLC New +144,085+144.1k
ROYAL BANK OF CANADA Added +80,072+80.1k
CSS LLC/IL New +73,012+73.0k
ABSOLUTE INVESTMENT ADVISERS, LLC New +71,220+71.2k
SIT INVESTMENT ASSOCIATES INC Added +60,122+60.1k
Balyasny Asset Management L.P. New +45,406+45.4k
COHEN & STEERS, INC. New +40,000+40.0k
Logan Stone Capital, LLC New +37,707+37.7k

Biggest sellers

Pathstone Holdings, LLC Reduced -201,898-201.9k
Shaker Financial Services, LLC Sold out -128,727-128.7k
BANK OF AMERICA CORP /DE/ Reduced -59,561-59.6k
Virtus Investment Advisers, LLC Reduced -32,411-32.4k
WOLVERINE ASSET MANAGEMENT LLC Reduced -30,390-30.4k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -26,842-26.8k
UBS Group AG Reduced -20,559-20.6k
RAYMOND JAMES FINANCIAL INC Reduced -11,857-11.9k
WEDBUSH SECURITIES INC Sold out -11,850-11.8k
Invesco Ltd. Reduced -10,241-10.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
ABSOLUTE INVESTMENT ADVISERS, LLC 13G · institution new · filed 2025-09-25 11.3% new 1.4m 2025-09-25
Almitas Capital LLC 13G · institution no change · filed 2026-02-17 5.7% no change 700.0k 2026-02-17

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LAKE STREET PRIVATE WEALTH, LLC 0.96% of their portfolio CHICAGO, IL 686,650686.6k $6.7m $6.7m 0.96% Added +3.0k +3,050
2 Advisors Asset Management, Inc. 0.06% of their portfolio Monument, CO 342,948342.9k $3.4m $3.4m 0.06% Reduced -2.4k -2,439
3 Almitas Capital LLC 0.84% of their portfolio SANTA MONICA, CA 338,368338.4k $3.3m $3.3m 0.84% New
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 336,488336.5k $3.3m $3.3m 0.00% Reduced -10.2k -10,241
5 Saba Capital Management, L.P. 0.09% of their portfolio NEW YORK, NY 319,614319.6k $3.1m $3.1m 0.09% New
6 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 224,400224.4k $2.2m $2.2m 0.02% Added +5.3k +5,263
7 Ethos Financial Group, LLC 0.18% of their portfolio KING OF PRUSSIA, PA 213,365213.4k $2.1m $2.1m 0.18% Reduced -2.1k -2,062
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 194,369194.4k $1.9m $1.9m 0.00% Reduced -59.6k -59,561
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 179,232179.2k $1.8m $1.8m 0.00% Added +80.1k +80,072
10 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 173,266173.3k $1.7m $1.7m 0.01% Reduced -201.9k -201,898
11 Clear Creek Financial Management, LLC 0.16% of their portfolio SILVERDALE, WA 173,155173.2k $1.7m $1.7m 0.16% Added +29.4k +29,380
12 NorthCoast Asset Management LLC 0.01% of their portfolio STAMFORD, CT 144,085144.1k $1.4m $1.4m 0.01% New
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 132,658132.7k $1.3m $1.3m 0.00% Added +4.3k +4,282
14 SIT INVESTMENT ASSOCIATES INC 0.02% of their portfolio Minneapolis, MN 106,873106.9k $1.0m $1.0m 0.02% Added +60.1k +60,122
15 Virtus Investment Advisers, LLC 0.26% of their portfolio HARTFORD, CT 79,71179.7k $782.8k $782.8k 0.26% Reduced -32.4k -32,411
16 CSS LLC/IL 0.05% of their portfolio CHICAGO, IL 73,01273.0k $717.0k $717.0k 0.05% New
17 ABSOLUTE INVESTMENT ADVISERS, LLC 0.09% of their portfolio ROSEMARY BEACH, FL 71,22071.2k $699.4k $699.4k 0.09% New
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 70,40870.4k $691.3k $691.3k 0.00% Reduced -1.1k -1,149
19 RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio MINNEAPOLIS, MN 62,29362.3k $611.7k $611.7k 0.01% Added +2.4k +2,423
20 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 51,16151.2k $502.4k $502.4k 0.00% Added +930 +930
21 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 48,79548.8k $479.2k $479.2k 0.00% Unchanged
22 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 45,40645.4k $445.9k $445.9k 0.00% New
23 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 42,24942.2k $414.9k $414.9k 0.00% Added +921 +921
24 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 40,00040.0k $393.0k $393.0k 0.00% New
25 Logan Stone Capital, LLC 0.17% of their portfolio CHICAGO, IL 37,70737.7k $370.3k $370.3k 0.17% New
26 ROTHSCHILD INVESTMENT LLC 0.02% of their portfolio CHICAGO, IL 24,80024.8k $243.5k $243.5k 0.02% Unchanged
27 UBS Group AG 0.00% of their portfolio ZURICH, V8 24,75924.8k $243.1k $243.1k 0.00% Reduced -20.6k -20,559
28 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 20,86620.9k $204.9k $204.9k 0.00% Added +21 +21
29 Quarry LP 0.05% of their portfolio NEW YORK, NY 19,93419.9k $195.8k $195.8k 0.05% New
30 MELFA WEALTH MANAGEMENT, INC. 0.12% of their portfolio WESTBOROUGH, MA 19,49719.5k $191.5k $191.5k 0.12% Unchanged
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,63116.6k $163.3k $163.3k 0.00% New
32 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 15,76215.8k $155.0k $155.0k 0.00% Added +6 +6
33 FLAGSHIP HARBOR ADVISORS, LLC 0.01% of their portfolio BOSTON, MA 15,70815.7k $154.3k $154.3k 0.01% Reduced -2.9k -2,870
34 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 13,31113.3k $130.7k $130.7k 0.00% Added +214 +214
35 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 13,13213.1k $129.0k $129.0k 0.00% Added +33 +33
36 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 13,08013.1k $128.4k $128.4k 0.01% New
37 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 11,95512.0k $117.4k $117.4k 0.00% Reduced -866 -866
38 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 11,82011.8k $116.1k $116.1k 0.00% Reduced -3.0k -3,014
39 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 11,15711.2k $109.6k $109.6k 0.00% Added +216 +216
40 Kovack Advisors, Inc. 0.01% of their portfolio FT. LAUDERDALE, FL 10,00010.0k $98.2k $98.2k 0.01% Unchanged
41 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 9,7369.7k $95.6k $95.6k 0.00% Reduced -11.9k -11,857
42 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 8,0358.0k $78.9k $78.9k 0.00% Reduced -30.4k -30,390
43 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,2056.2k $60.9k $60.9k 0.00% Added +51 +51
44 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 5,0005.0k $49.1k $49.1k 0.00% Unchanged
45 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 3,5553.6k $34.9k $34.9k 0.00% Unchanged
46 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 2,7002.7k $26.5k $26.5k 0.00% Unchanged
47 TCTC Holdings, LLC 0.00% of their portfolio DALLAS, TX 2,2502.2k $22.1k $22.1k 0.00% Unchanged
48 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 128128 $1.3k $1.3k 0.00% New
49 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3333 $324 $324 0.00% New
50 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 22 $20 $20 0.00% Unchanged
51 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged